ARKK vs. AIEQ ETF Comparison

Comparison of ARK Innovation ETF (ARKK) to AI Powered Equity ETF (AIEQ)

ARKK

ARK Innovation ETF

ARKK Description

The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$45.87

Average Daily Volume

6,902,410

Number of Holdings ^*

* may have additional holdings in another (foreign) market

AIEQ

AI Powered Equity ETF

AIEQ Description

The investment seeks capital appreciation. The fund is actively managed and invests primarily in equity securities listed on a U.S. exchange based on the results of a proprietary, quantitative model (the EquBot Model) developed by EquBot LLC (EquBot) that runs on the IBM Watson? platform. EquBot, the fund's sub-adviser, is a technology based company focused on applying artificial intelligence (AI) based solutions to investment analyses. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$36.84

Average Daily Volume

7,424

Number of Holdings ^*

136

* may have additional holdings in another (foreign) market

Performance

Period	ARKK	AIEQ
30 Days	2.34%	0.06%
60 Days	11.31%	7.40%
90 Days	0.57%	-0.51%
12 Months	20.81%	27.68%

4 Overlapping Holdings

Symbol	Grade	Weight in ARKK	Weight in AIEQ	Overlap
HOOD	C	4.67%	0.09%	0.09%
SOFI	C	1.05%	0.36%	0.36%
SQ	D	4.87%	0.52%	0.52%
TTD	C	1.77%	1.46%	1.46%

ARKK Overweight 28 Positions Relative to AIEQ

Symbol	Grade	Weight
TSLA	C	15.15%
ROKU	C	10.51%
COIN	F	6.97%
RBLX	C	6.56%
PLTR	A	4.62%
CRSP	F	4.19%
SHOP	C	3.96%
NTLA	F	2.96%
PATH	D	2.94%
TXG	F	2.88%
DKNG	D	2.49%
PD	F	2.42%
META	A	2.31%
RXRX	F	2.22%
TWST	D	2.13%
U	D	1.92%
BEAM	F	1.86%
TER	C	1.85%
VCYT	C	1.73%
PINS	D	1.47%
AMD	D	1.38%
MRNA	F	0.77%
ACHR	F	0.73%
NTRA	A	0.57%
PACB	F	0.57%
AMZN	C	0.5%
CERS	F	0.29%
PRME	F	0.15%

ARKK Underweight 132 Positions Relative to AIEQ

Symbol	Grade	Weight
BAC	D	-4.09%
CMCSA	B	-3.9%
PG	C	-3.83%
C	B	-3.76%
SCHW	D	-3.69%
JPM	D	-3.67%
SPGI	C	-3.66%
NOW	C	-3.3%
V	C	-3.07%
NFLX	A	-2.6%
NEE	A	-2.39%
EOG	B	-2.36%
TJX	C	-1.82%
URI	C	-1.77%
AME	D	-1.59%
TT	A	-1.28%
APP	A	-1.17%
FIS	C	-1.11%
ALL	B	-1.09%
XYL	C	-1.03%
DECK	B	-1.01%
ITW	A	-0.99%
HSY	D	-0.97%
RJF	B	-0.95%
MNST	D	-0.88%
MCO	D	-0.87%
LRCX	D	-0.83%
CME	A	-0.83%
PCG	B	-0.83%
APD	C	-0.82%
FMC	B	-0.82%
DVA	C	-0.82%
PCAR	D	-0.81%
EG	B	-0.78%
WAT	B	-0.75%
HAL	F	-0.74%
PKG	C	-0.74%
MCK	F	-0.74%
NDAQ	C	-0.73%
COP	D	-0.71%
W	D	-0.7%
ADM	D	-0.67%
EBAY	A	-0.64%
HRL	F	-0.62%
EQT	B	-0.62%
OKE	B	-0.59%
CHTR	D	-0.58%
MAS	A	-0.57%
OKTA	F	-0.57%
OLLI	C	-0.57%
VST	A	-0.56%
PSTG	F	-0.56%
MOD	B	-0.56%
CHK	D	-0.55%
TFX	C	-0.55%
SYY	B	-0.52%
BLD	C	-0.52%
HPE	B	-0.5%
WYNN	B	-0.48%
BKR	B	-0.47%
TDG	A	-0.44%
AMP	A	-0.44%
ALB	D	-0.44%
WMG	D	-0.43%
ALNY	C	-0.42%
DOX	B	-0.42%
SPG	A	-0.42%
DPZ	D	-0.42%
INSP	B	-0.41%
BDX	B	-0.41%
PVH	F	-0.41%
RS	D	-0.41%
TRMB	B	-0.4%
GTLS	F	-0.39%
PII	D	-0.39%
XRAY	D	-0.39%
ITRI	C	-0.35%
IBP	B	-0.34%
TPL	B	-0.32%
TECH	C	-0.32%
EXP	C	-0.32%
NDSN	B	-0.32%
ACHC	F	-0.31%
OSK	F	-0.3%
IRM	A	-0.29%
SON	D	-0.29%
LNT	A	-0.27%
GRMN	D	-0.27%
BBWI	F	-0.27%
WMS	D	-0.27%
LAMR	C	-0.27%
BIO	B	-0.26%
PARA	F	-0.26%
LANC	F	-0.26%
NVST	D	-0.26%
MEDP	F	-0.26%
FLS	A	-0.25%
CHE	C	-0.25%
RYAN	A	-0.24%
JAZZ	F	-0.24%
EXAS	C	-0.23%
MSM	D	-0.23%
MTDR	F	-0.23%
UBSI	D	-0.22%
FDS	C	-0.19%
BCC	C	-0.18%
LNC	D	-0.18%
SEE	C	-0.17%
TENB	F	-0.16%
M	F	-0.16%
BRX	C	-0.16%
TKR	D	-0.14%
LSTR	D	-0.13%
SEIC	B	-0.13%
CMI	B	-0.13%
MORN	C	-0.12%
FUL	F	-0.11%
WU	D	-0.11%
BC	D	-0.1%
NTRS	C	-0.09%
SUM	D	-0.09%
R	C	-0.09%
CADE	D	-0.09%
MAN	D	-0.09%
TXRH	A	-0.08%
CWST	D	-0.08%
FLO	D	-0.08%
ITT	B	-0.08%
NFG	A	-0.04%
COOP	B	-0.04%
NXST	D	-0.01%
SWX	C	-0.0%