ARKF vs. ARKQ ETF Comparison

Comparison of ARK Fintech Innovation ETF (ARKF) to ARK Autonomous Technology & Robotics ETF (ARKQ)
ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$29.51

Average Daily Volume

440,498

Number of Holdings *

28

* may have additional holdings in another (foreign) market
ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$57.84

Average Daily Volume

87,061

Number of Holdings *

31

* may have additional holdings in another (foreign) market
Performance
Period ARKF ARKQ
30 Days 5.43% 3.94%
60 Days 2.86% 0.96%
90 Days 7.00% 5.68%
12 Months 50.18% 8.05%
4 Overlapping Holdings
Symbol Grade Weight in ARKF Weight in ARKQ Overlap
AMZN C 0.5% 1.05% 0.5%
NVDA D 1.35% 2.12% 1.35%
PATH D 2.77% 3.64% 2.77%
PLTR B 3.68% 2.75% 2.75%
ARKF Overweight 24 Positions Relative to ARKQ
Symbol Grade Weight
SHOP C 8.83%
COIN F 7.37%
SQ D 6.12%
DKNG C 5.72%
HOOD C 4.73%
TOST C 4.18%
MELI B 3.89%
RBLX B 3.83%
ROKU C 3.75%
SOFI C 3.45%
PINS F 3.09%
META B 2.78%
NU B 2.18%
GLBE C 2.08%
INTU C 1.97%
SE B 1.83%
SPOT B 1.61%
ICE C 1.38%
CRWD D 1.29%
BILL D 1.22%
PYPL B 1.12%
Z B 1.08%
RDDT C 0.94%
IBTA D 0.52%
ARKF Underweight 27 Positions Relative to ARKQ
Symbol Grade Weight
TSLA C -14.08%
TER D -9.9%
KTOS C -9.35%
IRDM D -5.95%
TRMB C -4.56%
AVAV C -4.55%
RKLB C -3.99%
DE B -3.41%
TSM C -3.13%
ACHR F -2.6%
AMD D -2.22%
BLDE D -2.14%
GOOG D -2.1%
ISRG B -1.5%
QCOM D -1.49%
SNPS D -1.41%
AUR B -1.41%
TDY B -1.39%
JOBY F -1.37%
LMT C -1.34%
CAT B -1.03%
ANSS D -0.97%
OKLO F -0.9%
DDD F -0.45%
MTLS F -0.34%
OSPN B -0.23%
VUZI F -0.01%
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