ARKF vs. ARKK ETF Comparison

Comparison of ARK Fintech Innovation ETF (ARKF) to ARK Innovation ETF (ARKK)
ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$29.13

Average Daily Volume

348,220

Number of Holdings *

28

* may have additional holdings in another (foreign) market
ARKK

ARK Innovation ETF

ARKK Description The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$45.87

Average Daily Volume

6,902,410

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period ARKF ARKK
30 Days 2.93% 2.34%
60 Days 14.96% 11.31%
90 Days 3.89% 0.57%
12 Months 57.46% 20.81%
13 Overlapping Holdings
Symbol Grade Weight in ARKF Weight in ARKK Overlap
AMZN C 0.49% 0.5% 0.49%
COIN F 7.22% 6.97% 6.97%
DKNG D 5.88% 2.49% 2.49%
HOOD C 4.71% 4.67% 4.67%
META A 2.86% 2.31% 2.31%
PATH D 2.63% 2.94% 2.63%
PINS D 3.12% 1.47% 1.47%
PLTR A 3.59% 4.62% 3.59%
RBLX C 3.72% 6.56% 3.72%
ROKU C 3.87% 10.51% 3.87%
SHOP C 9.39% 3.96% 3.96%
SOFI C 3.46% 1.05% 1.05%
SQ D 5.96% 4.87% 4.87%
ARKF Overweight 15 Positions Relative to ARKK
Symbol Grade Weight
TOST C 4.37%
MELI C 3.76%
NU D 2.14%
SE B 2.03%
GLBE C 1.99%
SPOT B 1.73%
INTU F 1.7%
PYPL C 1.66%
NVDA C 1.41%
CRWD D 1.37%
ICE A 1.25%
Z C 1.16%
BILL D 1.09%
RDDT B 1.02%
IBTA D 0.59%
ARKF Underweight 19 Positions Relative to ARKK
Symbol Grade Weight
TSLA C -15.15%
CRSP F -4.19%
NTLA F -2.96%
TXG F -2.88%
PD F -2.42%
RXRX F -2.22%
TWST D -2.13%
U D -1.92%
BEAM F -1.86%
TER C -1.85%
TTD C -1.77%
VCYT C -1.73%
AMD D -1.38%
MRNA F -0.77%
ACHR F -0.73%
NTRA A -0.57%
PACB F -0.57%
CERS F -0.29%
PRME F -0.15%
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