AMNA vs. FXU ETF Comparison

Comparison of ETRACS Alerian Midstream Energy Index ETN (AMNA) to First Trust Utilities AlphaDEX Fund (FXU)

AMNA

ETRACS Alerian Midstream Energy Index ETN

AMNA Description

The investment seeks to provide an unleveraged long exposure to the performance of the Alerian Midstream Energy Index, subject to a Daily Tracking Fee. The index is a broad based composite of North American energy infrastructure companies that earn the majority of their cash flow from midstream energy activities involving energy commodities. Investing in the Securities involves significant risks.

Grade (RS Rating)

Last Trade

$56.47

Average Daily Volume

193

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.41

Average Daily Volume

63,420

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AMNA	FXU
30 Days	14.35%	3.80%
60 Days	18.92%	6.16%
90 Days	22.92%	13.01%
12 Months	54.81%	36.87%

0 Overlapping Holdings

	Symbol	Grade	Weight in AMNA	Weight in FXU	Overlap

AMNA Overweight 10 Positions Relative to FXU

Symbol	Grade	Weight
ENB	A	9.59%
KMI	A	9.34%
CQP	B	8.07%
PBA	B	5.04%
MPLX	A	3.41%
KEY	B	1.47%
AM	A	1.05%
TELL	F	0.32%
HESM	B	0.18%
NGL	D	0.07%

AMNA Underweight 39 Positions Relative to FXU

Symbol	Grade	Weight
VST	B	-4.93%
PNW	B	-4.27%
NRG	B	-4.16%
NFG	A	-4.15%
AGR	B	-4.14%
UGI	A	-3.97%
EXC	C	-3.97%
ETR	B	-3.73%
SRE	A	-3.63%
CEG	D	-3.55%
PCG	A	-3.5%
CNP	B	-3.45%
ATO	A	-3.44%
OGE	B	-3.43%
EVRG	A	-3.38%
ED	D	-3.05%
IDA	A	-2.81%
XEL	A	-2.63%
NI	A	-2.61%
AEE	A	-2.57%
WTRG	B	-2.47%
DUK	C	-2.4%
DTE	C	-2.31%
CWEN	C	-2.22%
PPL	B	-1.68%
WEC	A	-1.68%
LNT	A	-1.65%
D	C	-1.64%
CMS	C	-1.59%
EIX	B	-1.58%
AEP	D	-1.54%
RSG	A	-0.85%
CLH	B	-0.84%
PEG	A	-0.82%
SO	D	-0.8%
FE	C	-0.77%
AWK	D	-0.76%
NEE	D	-0.74%
AES	F	-0.57%