XJH vs. FYT ETF Comparison

Comparison of iShares ESG Screened S&P Mid-Cap ETF (XJH) to First Trust Small Cap Value AlphaDEX Fund (FYT)

XJH

iShares ESG Screened S&P Mid-Cap ETF

XJH Description

The investment seeks to track the investment results of an index composed of mid-capitalization U.S. equities while applying screens for company involvement in controversies and controversial business activities. The fund seeks to track the investment results of the S&P MidCap 400 Sustainability Screened Index, which measures the performance of the mid-capitalization sector of the U.S. equity market while excluding companies involved in controversial business activities and controversies, as determined by S&P Dow Jones Indices LLC. BFA uses a representative sampling indexing strategy to manage the fund. It is non-diversified.

Grade (RS Rating)

Last Trade

$44.93

Average Daily Volume

12,939

Number of Holdings ^*

353

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	XJH	FYT
30 Days	6.76%	9.77%
60 Days	5.98%	7.74%
90 Days	7.14%	6.59%
12 Months	30.76%	25.70%

19 Overlapping Holdings

Symbol	Grade	Weight in XJH	Weight in FYT	Overlap
ASB	B	0.15%	0.3%	0.15%
BHF	B	0.12%	0.14%	0.12%
CAR	C	0.07%	0.3%	0.07%
CRI	D	0.07%	0.29%	0.07%
CXT	B	0.1%	0.24%	0.1%
ENOV	C	0.1%	0.26%	0.1%
FHI	A	0.13%	0.28%	0.13%
GEF	A	0.07%	0.66%	0.07%
GHC	C	0.12%	0.56%	0.12%
GT	C	0.1%	0.64%	0.1%
IPGP	D	0.08%	0.36%	0.08%
PK	B	0.12%	0.64%	0.12%
SAM	C	0.11%	0.13%	0.11%
SYNA	C	0.11%	0.24%	0.11%
TCBI	B	0.16%	0.15%	0.15%
VAC	B	0.11%	0.62%	0.11%
VC	D	0.1%	0.59%	0.1%
VSH	D	0.07%	0.52%	0.07%
YETI	C	0.12%	0.23%	0.12%

XJH Overweight 334 Positions Relative to FYT

Symbol	Grade	Weight
EME	C	0.88%
ILMN	D	0.85%
CSL	C	0.78%
LII	A	0.75%
IBKR	A	0.73%
WSO	A	0.69%
RPM	A	0.66%
MANH	D	0.65%
UTHR	C	0.65%
XPO	B	0.65%
OC	A	0.64%
BURL	A	0.64%
RS	B	0.64%
WSM	B	0.63%
DT	C	0.61%
USFD	A	0.61%
TOL	B	0.6%
THC	D	0.59%
FIX	A	0.59%
FNF	B	0.59%
COHR	B	0.58%
PSTG	D	0.58%
GGG	B	0.57%
CASY	A	0.57%
RGA	A	0.57%
SFM	A	0.54%
EWBC	A	0.54%
ACM	A	0.54%
AVTR	F	0.54%
SAIA	B	0.54%
CW	B	0.52%
RNR	C	0.51%
TXRH	C	0.5%
GLPI	C	0.5%
ELS	C	0.5%
CLH	B	0.48%
ITT	A	0.47%
NBIX	C	0.47%
JLL	D	0.47%
BMRN	D	0.47%
DUOL	A	0.46%
SCI	B	0.46%
NVT	B	0.46%
AMH	D	0.45%
EQH	B	0.45%
UNM	A	0.45%
SF	B	0.45%
JEF	A	0.45%
WPC	D	0.45%
ATR	B	0.44%
BJ	A	0.44%
LECO	B	0.44%
RRX	B	0.43%
LAMR	D	0.42%
CUBE	D	0.41%
FHN	A	0.41%
BLD	D	0.41%
TTEK	F	0.41%
FND	C	0.41%
KNSL	B	0.4%
GME	C	0.4%
AA	B	0.4%
EVR	B	0.4%
CCK	C	0.4%
EHC	B	0.39%
ARMK	B	0.39%
AFG	A	0.39%
WBS	A	0.39%
OHI	C	0.39%
EXP	A	0.39%
WWD	B	0.39%
CHDN	B	0.39%
AIT	A	0.39%
SRPT	D	0.39%
LAD	A	0.38%
EXEL	B	0.38%
PRI	A	0.38%
CIEN	B	0.38%
AYI	B	0.38%
WING	D	0.37%
INGR	B	0.37%
HLI	B	0.37%
NLY	C	0.37%
MUSA	A	0.37%
ALLY	C	0.37%
PNFP	B	0.36%
TPX	B	0.36%
WTRG	B	0.36%
DTM	B	0.36%
GMED	A	0.35%
WMS	D	0.35%
RGLD	C	0.35%
DCI	B	0.35%
WCC	B	0.35%
FBIN	D	0.35%
BRBR	A	0.35%
PCTY	B	0.34%
AXTA	A	0.34%
AAON	B	0.34%
CFR	B	0.34%
KNX	B	0.34%
PEN	B	0.34%
REXR	F	0.34%
BRX	A	0.33%
WTFC	A	0.33%
SNX	C	0.33%
ZION	B	0.33%
NYT	C	0.33%
ORI	A	0.33%
CBSH	A	0.32%
CHE	D	0.32%
CR	A	0.32%
MTZ	B	0.32%
GPK	C	0.32%
TTC	D	0.32%
MEDP	D	0.32%
CNM	D	0.31%
SSB	B	0.31%
ONTO	D	0.31%
PLNT	A	0.31%
X	C	0.31%
SKX	D	0.31%
LNW	D	0.31%
HRB	D	0.31%
EGP	F	0.31%
HQY	B	0.31%
PB	A	0.3%
VOYA	B	0.3%
SEIC	B	0.3%
SNV	B	0.3%
UFPI	B	0.3%
BERY	B	0.29%
ADC	B	0.29%
MKSI	C	0.29%
WH	B	0.29%
JAZZ	B	0.29%
NNN	D	0.29%
FYBR	D	0.29%
TREX	C	0.29%
SSD	D	0.29%
FLS	B	0.29%
RLI	B	0.28%
MIDD	C	0.28%
TMHC	B	0.28%
EXLS	B	0.28%
MTSI	B	0.28%
OLED	D	0.28%
ANF	C	0.28%
G	B	0.28%
RGEN	D	0.28%
WEX	D	0.28%
CVLT	B	0.28%
KEX	C	0.28%
LPX	B	0.27%
MASI	A	0.27%
H	B	0.27%
GTLS	B	0.27%
GXO	B	0.27%
ALV	C	0.27%
COKE	C	0.27%
R	B	0.27%
ESAB	B	0.27%
RYAN	B	0.27%
OSK	B	0.27%
MSA	D	0.26%
HALO	F	0.26%
CMC	B	0.26%
VMI	B	0.26%
DINO	D	0.26%
VNO	B	0.26%
FCN	D	0.26%
FR	C	0.26%
CGNX	C	0.26%
ELF	C	0.26%
ONB	B	0.26%
LSCC	D	0.26%
GNTX	C	0.26%
DOCS	C	0.25%
COLB	A	0.25%
DAR	C	0.25%
KD	B	0.25%
AZPN	A	0.25%
DBX	B	0.25%
STAG	F	0.25%
LSTR	D	0.25%
FAF	A	0.25%
MTN	C	0.25%
WHR	B	0.24%
HR	C	0.24%
NOV	C	0.24%
GBCI	B	0.24%
MTG	C	0.24%
CYTK	F	0.24%
CBT	C	0.23%
VNT	B	0.23%
BRKR	D	0.23%
SIGI	C	0.23%
NOVT	D	0.23%
ARW	D	0.23%
WFRD	D	0.23%
LFUS	F	0.23%
ALTR	B	0.23%
STWD	C	0.23%
UBSI	B	0.22%
HOMB	A	0.22%
AGCO	D	0.22%
RMBS	C	0.22%
LITE	B	0.22%
JHG	A	0.22%
WTS	B	0.22%
PVH	C	0.22%
THO	B	0.22%
THG	A	0.22%
KRG	B	0.22%
CHX	C	0.22%
ESNT	D	0.22%
CROX	D	0.22%
FNB	A	0.22%
CRUS	D	0.21%
CADE	B	0.21%
UMBF	B	0.21%
QLYS	C	0.21%
CLF	F	0.21%
VVV	F	0.21%
AMG	B	0.21%
LNTH	D	0.21%
ALTM	C	0.21%
OLLI	D	0.21%
KBH	D	0.21%
SLM	A	0.2%
FFIN	B	0.2%
KNF	A	0.2%
BC	C	0.2%
APPF	B	0.2%
GATX	A	0.2%
LEA	D	0.2%
BDC	B	0.19%
GAP	C	0.19%
HXL	D	0.19%
ST	F	0.19%
SON	D	0.19%
UGI	A	0.19%
EXPO	D	0.19%
BYD	C	0.19%
NXST	C	0.19%
ROIV	C	0.19%
AM	A	0.19%
OZK	B	0.19%
HWC	B	0.19%
POST	C	0.19%
HAE	C	0.18%
CUZ	B	0.18%
AVT	C	0.18%
AVNT	B	0.18%
IRT	A	0.18%
NJR	A	0.18%
WMG	C	0.18%
VLY	B	0.18%
LOPE	B	0.18%
TKR	D	0.18%
RH	B	0.18%
FIVE	F	0.18%
MMS	F	0.18%
AN	C	0.17%
EEFT	B	0.17%
DLB	B	0.17%
SLGN	A	0.17%
SWX	B	0.17%
ASGN	F	0.16%
BCO	D	0.16%
KRC	C	0.16%
NEU	C	0.16%
CELH	F	0.16%
OGS	A	0.16%
WLK	D	0.16%
SBRA	C	0.16%
KMPR	B	0.16%
ORA	B	0.16%
FLO	D	0.16%
M	D	0.16%
IBOC	A	0.15%
MSM	C	0.15%
HOG	D	0.15%
ENS	D	0.15%
RYN	D	0.15%
CNO	A	0.15%
XRAY	F	0.14%
ACHC	F	0.14%
TNL	A	0.14%
OPCH	D	0.14%
ASH	D	0.14%
SR	A	0.14%
EPR	D	0.13%
VAL	D	0.13%
BLKB	B	0.13%
CDP	C	0.13%
SLAB	D	0.13%
NVST	B	0.13%
TEX	D	0.13%
IRDM	D	0.13%
PII	D	0.13%
POWI	D	0.13%
LANC	C	0.13%
ZI	D	0.12%
PAG	B	0.12%
ALGM	D	0.12%
PBF	D	0.12%
WEN	D	0.12%
SMG	D	0.12%
FLG	C	0.12%
CHH	A	0.12%
COLM	B	0.11%
COTY	F	0.11%
LIVN	F	0.11%
TDC	D	0.11%
NEOG	F	0.11%
AMKR	D	0.11%
AMED	F	0.11%
NSA	D	0.11%
PCH	D	0.11%
MAN	D	0.11%
WU	D	0.1%
ARWR	F	0.1%
NSP	D	0.1%
HGV	B	0.1%
CPRI	F	0.09%
PPC	C	0.08%
AZTA	D	0.08%
JWN	C	0.08%
RCM	F	0.08%
UAA	C	0.07%
CNXC	F	0.07%
UA	C	0.05%
MAGN	F	0.01%

XJH Underweight 237 Positions Relative to FYT

Symbol	Grade	Weight
CXW	B	-1.03%
RIOT	C	-0.98%
BMBL	C	-0.79%
GBX	A	-0.79%
HTZ	C	-0.76%
BFH	B	-0.73%
JBT	B	-0.73%
CTOS	C	-0.72%
ECVT	C	-0.72%
CUBI	C	-0.72%
VTLE	C	-0.71%
CABO	C	-0.71%
TGNA	B	-0.7%
TALO	C	-0.69%
DNOW	B	-0.69%
ULH	B	-0.69%
PINC	B	-0.69%
KMT	B	-0.68%
EIG	B	-0.68%
GPOR	B	-0.65%
HELE	C	-0.65%
APLE	B	-0.64%
RLJ	C	-0.64%
TDS	B	-0.64%
IART	C	-0.63%
REZI	A	-0.62%
GIII	D	-0.62%
WS	B	-0.62%
BTU	B	-0.62%
KOS	F	-0.62%
CRGY	B	-0.62%
SPNT	A	-0.62%
PARR	D	-0.61%
PLAB	C	-0.61%
INVA	D	-0.61%
UVV	B	-0.61%
SHO	C	-0.6%
AVA	A	-0.59%
TRMK	B	-0.59%
EPC	D	-0.59%
INDB	B	-0.59%
IMKTA	C	-0.59%
PEBO	A	-0.58%
ZD	C	-0.58%
PRDO	B	-0.58%
RES	D	-0.57%
BY	B	-0.57%
FOR	F	-0.56%
CAL	D	-0.56%
FFBC	A	-0.56%
WKC	D	-0.55%
USM	B	-0.55%
PHIN	A	-0.55%
EBC	B	-0.55%
KSS	F	-0.54%
SAH	A	-0.54%
DBRG	F	-0.54%
WMK	C	-0.53%
MRC	B	-0.52%
CCS	D	-0.52%
SEB	F	-0.52%
HOV	D	-0.51%
DRH	B	-0.51%
CMCO	B	-0.51%
AMWD	C	-0.51%
GES	F	-0.51%
SBH	C	-0.5%
GEO	B	-0.5%
CVI	F	-0.5%
SCSC	B	-0.5%
VSCO	B	-0.5%
EQC	B	-0.49%
NWN	A	-0.49%
LZB	B	-0.49%
BV	B	-0.49%
CENTA	C	-0.49%
LADR	B	-0.49%
NAVI	C	-0.48%
PRG	C	-0.48%
NWE	B	-0.47%
ABR	C	-0.47%
OEC	C	-0.47%
MLKN	D	-0.47%
CVBF	A	-0.46%
ANDE	D	-0.46%
VSTS	C	-0.46%
HIW	D	-0.46%
SASR	B	-0.44%
CASH	A	-0.44%
BNL	D	-0.44%
PDCO	D	-0.44%
PLYA	B	-0.44%
ADNT	F	-0.44%
BANR	B	-0.44%
WSBC	A	-0.43%
CATY	B	-0.43%
CRK	B	-0.43%
FULT	A	-0.42%
FRME	B	-0.42%
PFBC	B	-0.42%
WSFS	A	-0.41%
HY	D	-0.41%
RNST	B	-0.41%
SFNC	B	-0.41%
EFSC	B	-0.41%
VRTS	B	-0.41%
LAUR	A	-0.4%
BKE	B	-0.4%
BKU	A	-0.4%
TCBK	B	-0.4%
VBTX	B	-0.4%
KALU	C	-0.4%
SNDR	B	-0.39%
ALG	B	-0.39%
DAN	D	-0.39%
HOPE	B	-0.39%
FIBK	A	-0.39%
FCF	A	-0.39%
SRCE	B	-0.39%
HUBG	A	-0.39%
NX	C	-0.39%
XRX	F	-0.39%
WGO	C	-0.38%
MCRI	A	-0.38%
PTVE	B	-0.38%
XHR	B	-0.37%
BUSE	B	-0.37%
ARCB	C	-0.37%
MODG	F	-0.37%
WERN	C	-0.37%
UNF	B	-0.36%
KLG	C	-0.36%
MRTN	C	-0.35%
SPB	C	-0.35%
LILAK	D	-0.33%
SJW	D	-0.33%
PEB	D	-0.33%
VSAT	F	-0.32%
SSTK	F	-0.32%
LGIH	D	-0.32%
TTMI	B	-0.32%
LC	A	-0.32%
GRBK	D	-0.3%
SCVL	F	-0.3%
NIC	B	-0.29%
SNEX	B	-0.29%
HMN	B	-0.29%
FHB	A	-0.29%
AMN	F	-0.28%
PBH	A	-0.28%
OMI	F	-0.28%
KAR	B	-0.28%
DFH	D	-0.28%
NWBI	B	-0.27%
SBCF	A	-0.27%
GOGO	C	-0.27%
CSGS	B	-0.27%
FBNC	A	-0.27%
ABM	B	-0.26%
MTX	B	-0.26%
WAFD	B	-0.26%
TOWN	B	-0.26%
HLF	C	-0.26%
IOSP	B	-0.26%
BHE	B	-0.26%
HTH	B	-0.25%
STBA	B	-0.25%
DK	C	-0.25%
ROCK	C	-0.25%
GO	C	-0.25%
OFG	B	-0.24%
SCL	C	-0.24%
ARI	C	-0.24%
ALEX	C	-0.24%
LNN	B	-0.24%
KWR	C	-0.24%
DFIN	D	-0.23%
DEA	D	-0.23%
SHEN	F	-0.23%
THRM	D	-0.23%
LCII	C	-0.23%
PSMT	C	-0.23%
ROG	D	-0.22%
PATK	D	-0.22%
ODP	F	-0.21%
FOXF	F	-0.19%
AVNS	F	-0.19%
MYRG	B	-0.18%
UPWK	B	-0.17%
MCW	B	-0.15%
MGPI	F	-0.15%
FDP	B	-0.14%
BHLB	B	-0.14%
PFS	B	-0.14%
CBU	B	-0.14%
FBK	B	-0.14%
MTRN	C	-0.13%
XPEL	C	-0.13%
DEI	B	-0.13%
HLIO	B	-0.13%
GNW	A	-0.13%
IVT	B	-0.13%
CVCO	A	-0.13%
PPBI	B	-0.13%
ROIC	A	-0.13%
NBTB	B	-0.13%
NVEE	F	-0.12%
KFRC	D	-0.12%
NNI	D	-0.12%
STC	B	-0.12%
NMRK	B	-0.12%
CNMD	C	-0.12%
OI	C	-0.12%
MSEX	B	-0.12%
UPBD	B	-0.12%
EVTC	B	-0.12%
PGRE	F	-0.12%
AIR	B	-0.12%
HAYW	B	-0.12%
SAFT	C	-0.12%
JBGS	D	-0.11%
OXM	D	-0.11%
CWEN	C	-0.11%
SHOO	D	-0.11%
AIN	C	-0.11%
MSGE	F	-0.11%
LXP	D	-0.11%
RC	D	-0.11%
CMTG	F	-0.11%
SHLS	F	-0.11%
CNXN	C	-0.11%
CC	C	-0.11%
BLMN	F	-0.1%
PLUS	F	-0.1%
GIC	D	-0.1%
GPRE	F	-0.1%
OLPX	D	-0.09%