SMLL vs. AIRR ETF Comparison

Comparison of Harbor Active Small Cap ETF (SMLL) to First Trust RBA American Industrial Renaissance ETF (AIRR)
SMLL

Harbor Active Small Cap ETF

SMLL Description

The investment seeks daily investment results, before fees and expenses, of 200% of the daily performance of the Russell 2000® Index. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments, such as swap agreements, and securities of the index, ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index measures the performance of approximately 2,000 small-cap companies in the Russell 3000® Index, based on a combination of their market capitalization and current index membership. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.75

Average Daily Volume

3,276

Number of Holdings *

40

* may have additional holdings in another (foreign) market
AIRR

First Trust RBA American Industrial Renaissance ETF

AIRR Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Richard Bernstein Advisors American Industrial Renaissance Index (the "index"). The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in U.S. equity securities that comprise the index. The index is designed to measure the performance of small and mid cap U.S. companies in the industrial and community banking sectors. It is non-diversified.

Grade (RS Rating)

Last Trade

$85.17

Average Daily Volume

376,961

Number of Holdings *

52

* may have additional holdings in another (foreign) market
Performance
Period SMLL AIRR
30 Days 12.12% 11.77%
60 Days 15.66% 13.97%
90 Days 17.03%
12 Months 66.54%
2 Overlapping Holdings
Symbol Grade Weight in SMLL Weight in AIRR Overlap
RBC A 1.08% 3.04% 1.08%
WTFC A 3.01% 1.41% 1.41%
SMLL Overweight 38 Positions Relative to AIRR
Symbol Grade Weight
LBRT D 6.17%
KNSL B 4.97%
SSNC B 4.74%
JBI F 4.68%
DOCS C 3.71%
PCTY B 3.66%
RS B 3.43%
ZG A 3.13%
FOUR B 3.08%
LYFT C 2.71%
FRSH C 2.63%
APAM B 2.61%
RLJ C 2.42%
ATR B 2.37%
WRBY B 2.04%
OSCR D 1.95%
LSTR D 1.85%
PLOW D 1.79%
USPH B 1.77%
HAYW B 1.76%
PECO A 1.56%
MC C 1.51%
MCRI A 1.51%
MORN B 1.49%
SAM C 1.32%
NNN D 1.3%
CHWY B 1.26%
QTWO A 1.26%
WSC D 1.2%
NWE B 1.09%
BECN B 1.08%
FBIN D 1.07%
RL B 1.06%
EWCZ F 1.01%
TRUE B 0.95%
TMCI D 0.91%
CMS C 0.88%
REYN D 0.74%
SMLL Underweight 50 Positions Relative to AIRR
Symbol Grade Weight
MLI C -3.42%
AAON B -3.32%
AIT A -3.3%
GVA A -3.25%
EME C -3.09%
BWXT B -2.98%
KEX C -2.96%
ZWS B -2.93%
MDU D -2.9%
MSM C -2.87%
CHRW C -2.82%
HRI B -2.74%
ATKR C -2.73%
DY D -2.72%
CLH B -2.71%
PRIM A -2.63%
CNM D -2.56%
MTZ B -2.55%
FIX A -2.52%
FSS B -2.38%
WMS D -2.33%
ROAD A -2.16%
HII D -2.08%
ACA A -1.75%
MWA B -1.74%
FNB A -1.72%
STRL B -1.71%
ASB B -1.42%
ONB B -1.38%
MRCY B -1.28%
GBX A -1.15%
HEES B -1.12%
VSEC C -1.06%
BLBD D -0.96%
FULT A -0.94%
TGI B -0.91%
POWL C -0.91%
WNC C -0.91%
DNOW B -0.87%
FFBC A -0.87%
LMB A -0.83%
TPC C -0.81%
PRLB A -0.8%
XMTR C -0.78%
PRK B -0.78%
FRME B -0.77%
FCF A -0.67%
AMRC F -0.62%
LKFN B -0.57%
TRNS D -0.53%
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