SEA vs. FDTS ETF Comparison

Comparison of U.S. Global Sea to Sky Cargo ETF (SEA) to First Trust Developed Markets ex US Small Cap AlphaDex Fund (FDTS)

SEA

U.S. Global Sea to Sky Cargo ETF

SEA Description

The investment seeks to track the investment results (before fees and expenses) of the Dow Jones Global Shipping IndexSM (the underlying index). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) that represent securities in the underlying index. The underlying index is comprised of developed market-listed equity securities of companies that are classified as being in the shipping industry. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$16.10

Average Daily Volume

7,096

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FDTS

First Trust Developed Markets ex US Small Cap AlphaDex Fund

FDTS Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Developed Markets Small Cap Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks and/or depositary receipts that comprise the index. The index is designed to objectively identify and select small cap securities from the S&P Developed Markets ex-US BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$41.07

Average Daily Volume

3,444

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SEA	FDTS
30 Days	-3.85%	-0.05%
60 Days	-7.36%	-4.71%
90 Days	-6.60%	-4.33%
12 Months	6.09%	7.86%

1 Overlapping Holdings

	Symbol	Grade	Weight in SEA	Weight in FDTS	Overlap
	TRMD	F	3.76%	0.19%	0.19%

SEA Overweight 10 Positions Relative to FDTS

Symbol	Grade	Weight
DAC	B	4.64%
STNG	F	4.19%
INSW	F	3.61%
FDX	B	3.17%
UPS	C	3.17%
EXPD	D	3.01%
ZTO	F	2.92%
GSL	F	2.19%
FRO	F	1.81%
ASC	F	1.46%

SEA Underweight 2 Positions Relative to FDTS

	Symbol	Grade	Weight
	PDS	C	-0.46%
	TIXT	F	-0.09%

SEA: Top Represented Industries & Keywords

Industries: Shipping & Ports Integrated Shipping & Logistics

FDTS: Top Represented Industries & Keywords

Industries: Oil & Gas Drilling Shipping & Ports Software - Infrastructure