ROBT vs. CARZ ETF Comparison

Comparison of First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) to First Trust NASDAQ Global Auto Index Fund (CARZ)

ROBT

First Trust Nasdaq Artificial Intelligence and Robotics ETF

ROBT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq CTA Artificial Intelligence and Robotics IndexSM (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks and depositary receipts that comprise the index. The index is designed to track the performance of companies engaged in the artificial intelligence ("AI") and robotics segments of the technology, industrial and other economic sectors. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$46.88

Average Daily Volume

50,394

Number of Holdings ^*

67

* may have additional holdings in another (foreign) market

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$57.95

Average Daily Volume

2,228

Number of Holdings ^*

52

* may have additional holdings in another (foreign) market

Performance

Period	ROBT	CARZ
30 Days	9.33%	0.92%
60 Days	10.05%	3.59%
90 Days	8.27%	2.65%
12 Months	13.55%	11.11%

15 Overlapping Holdings

	Symbol	Grade	Weight in ROBT	Weight in CARZ	Overlap
	AAPL	C	0.38%	4.56%	0.38%
	AMBA	B	1.58%	0.51%	0.51%
	AMD	F	0.58%	3.87%	0.58%
	APTV	D	0.3%	0.39%	0.3%
	BIDU	F	0.38%	0.42%	0.38%
	GOOGL	C	0.68%	4.96%	0.68%
	INTC	D	0.43%	1.84%	0.43%
	MSFT	F	0.63%	4.7%	0.63%
	MU	D	0.65%	1.88%	0.65%
	NIO	F	0.44%	0.36%	0.36%
	NVDA	C	0.76%	4.98%	0.76%
	NXPI	D	0.54%	0.98%	0.54%
	QCOM	F	0.57%	3.14%	0.57%
	TSLA	B	0.59%	5.97%	0.59%
	TSM	B	0.68%	4.64%	0.68%

ROBT Overweight 52 Positions Relative to CARZ

	Symbol	Grade	Weight
	PLTR	B	3.13%
	UPST	B	2.59%
	PEGA	A	2.07%
	APPN	B	2.0%
	NOW	A	1.99%
	S	B	1.91%
	AI	B	1.9%
	PRO	C	1.88%
	NICE	C	1.86%
	CDNS	B	1.85%
	ILMN	D	1.81%
	META	D	1.81%
	PANW	C	1.8%
	ANSS	B	1.74%
	SNPS	B	1.74%
	AVAV	D	1.73%
	DT	C	1.72%
	PATH	C	1.71%
	WDAY	B	1.71%
	LAZR	F	1.67%
	OII	B	1.67%
	GNTX	C	1.59%
	DDD	C	1.0%
	JBT	B	0.84%
	PRLB	A	0.8%
	AMZN	C	0.75%
	ZBRA	B	0.72%
	ISRG	A	0.68%
	ROK	B	0.65%
	CGNX	C	0.64%
	ABBV	D	0.61%
	CRM	B	0.52%
	JD	D	0.51%
	KLAC	D	0.49%
	TER	D	0.48%
	EMR	A	0.47%
	GXO	B	0.46%
	KTOS	B	0.46%
	ADSK	A	0.46%
	ANET	C	0.43%
	BABA	D	0.42%
	OMCL	C	0.41%
	SYK	C	0.41%
	PTC	A	0.41%
	IBM	C	0.4%
	DE	A	0.39%
	MDT	D	0.38%
	NOC	D	0.38%
	SONY	B	0.36%
	JNJ	D	0.35%
	ADBE	C	0.35%
	AKAM	D	0.33%

ROBT Underweight 37 Positions Relative to CARZ

	Symbol	Grade	Weight
	TXN	C	-3.23%
	TM	D	-2.73%
	ADI	D	-1.81%
	MRVL	B	-1.33%
	GM	B	-1.11%
	PCAR	B	-1.02%
	CMI	A	-0.84%
	F	C	-0.74%
	RMBS	C	-0.64%
	INDI	C	-0.62%
	MCHP	D	-0.59%
	HMC	F	-0.58%
	SITM	B	-0.57%
	MXL	C	-0.56%
	SYNA	C	-0.53%
	XPEV	C	-0.51%
	PLUG	F	-0.51%
	RIVN	F	-0.51%
	STLA	F	-0.51%
	LSCC	D	-0.5%
	BWA	D	-0.5%
	ALB	C	-0.5%
	ON	D	-0.49%
	ALGM	D	-0.49%
	STM	F	-0.48%
	SLAB	D	-0.48%
	AUR	C	-0.48%
	ST	F	-0.47%
	LEA	D	-0.46%
	SQM	F	-0.44%
	SWKS	F	-0.44%
	CRUS	D	-0.43%
	CHPT	F	-0.43%
	PSNY	F	-0.42%
	LI	F	-0.42%
	QRVO	F	-0.33%
	LCID	F	-0.32%

ROBT: Top Represented Industries & Keywords

Industries: Software - Application Semiconductors Diversified Industrials Software - Infrastructure Auto Parts Internet Content & Information Semiconductor Equipment & Materials Specialty Retail Aerospace & Defense Auto Manufacturers Computer Systems Consumer Electronics Drug Manufacturers - Major Information Technology Services Medical Devices Credit Services Diagnostics & Research Farm & Construction Equipment Health Information Services Medical Instruments & Supplies

Keywords: S&P 500 Nasdaq 100 Computing Software Artificial Intelligence Semiconductor Cloud Computing Dow Jones Component Integrated Circuits Information Technology Management Mobile Devices Operating System Work From Home Business Process Management Software As A Service Web Application Aerospace Automation CRM Cloud Infrastructure

CARZ: Top Represented Industries & Keywords

Industries: Semiconductors Auto Manufacturers Auto Parts Internet Content & Information Semiconductor Memory Chemicals Conglomerates Consumer Electronics Diversified Industrials Electronic Components Information Technology Services Scientific & Technical Instruments Semiconductor Equipment & Materials Software - Application Software - Infrastructure Specialty Chemicals Truck Manufacturing

Keywords: S&P 500 Nasdaq 100 Semiconductor Integrated Circuits Fabless Semiconductor Companies Computing Transport Cars Electric Vehicle Electronics Power Management Automotive Industry Consumer Electronics Mobile Devices Smartphones Design Manufacturers Electronic Engineering Microcontroller Motor Vehicles Aerospace