RAFE vs. NBCR ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to Neuberger Berman Core Equity ETF (NBCR)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

NBCR

Neuberger Berman Core Equity ETF

NBCR Description

To pursue its goal, the fund invests mainly in equity securities of large-capitalization companies, which it defines as companies that have a market capitalization within the market capitalization range of companies in the Russell 1000® Index at the time of initial purchase. The portfolio managers seek to invest in a broadly diversified group of securities that have the potential to outperform the Russell 1000 Index with a lower level of risk through security selection.

Grade (RS Rating)

Last Trade

$27.43

Average Daily Volume

16,373

Number of Holdings ^*

192

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	NBCR
30 Days	1.92%	2.81%
60 Days	3.06%	4.11%
90 Days	4.90%	5.52%
12 Months	24.12%

74 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in NBCR	Overlap
AAPL	C	6.52%	6.48%	6.48%
ABBV	D	1.53%	0.86%	0.86%
ACN	C	0.97%	0.47%	0.47%
ADI	D	0.37%	0.5%	0.37%
ALL	A	0.58%	0.45%	0.45%
AMAT	F	0.81%	0.52%	0.52%
AMD	F	0.06%	0.57%	0.06%
AMGN	D	1.08%	0.31%	0.31%
APD	A	0.42%	0.14%	0.14%
BAC	A	0.86%	0.76%	0.76%
BK	A	0.19%	0.12%	0.12%
BLK	C	0.71%	0.35%	0.35%
BMY	B	1.97%	0.28%	0.28%
BSX	B	0.11%	0.87%	0.11%
C	A	3.25%	0.39%	0.39%
CARR	D	0.37%	0.36%	0.36%
CDW	F	0.09%	0.13%	0.09%
CL	D	0.37%	0.36%	0.36%
CNC	D	0.13%	0.18%	0.13%
CRM	B	0.58%	0.87%	0.58%
CSCO	B	2.94%	0.46%	0.46%
CVS	D	0.4%	0.33%	0.33%
DE	A	0.54%	0.33%	0.33%
DGX	A	0.07%	0.19%	0.07%
EA	A	0.31%	0.17%	0.17%
ECL	D	0.26%	0.16%	0.16%
ELV	F	0.89%	0.26%	0.26%
EQR	B	0.16%	0.09%	0.09%
FDX	B	0.45%	0.22%	0.22%
FI	A	0.28%	0.66%	0.28%
FITB	A	0.13%	0.24%	0.13%
GIS	D	0.32%	0.31%	0.31%
GM	B	2.16%	0.59%	0.59%
GS	A	0.98%	0.42%	0.42%
HCA	F	0.09%	0.26%	0.09%
HD	A	1.77%	1.22%	1.22%
HUM	C	0.41%	0.2%	0.2%
JNJ	D	3.18%	0.98%	0.98%
JPM	A	4.09%	1.4%	1.4%
K	A	0.18%	0.22%	0.18%
KDP	D	0.14%	0.42%	0.14%
LIN	D	1.12%	0.59%	0.59%
LLY	F	0.67%	1.19%	0.67%
LRCX	F	0.5%	0.2%	0.2%
MA	C	0.79%	1.1%	0.79%
MCK	B	0.43%	0.25%	0.25%
MCO	B	0.16%	0.28%	0.16%
MDLZ	F	0.29%	0.36%	0.29%
MET	A	0.7%	0.22%	0.22%
MMM	D	1.07%	0.44%	0.44%
MSFT	F	5.72%	6.01%	5.72%
MSI	B	0.21%	0.35%	0.21%
NDAQ	A	0.07%	0.3%	0.07%
NFLX	A	0.09%	0.81%	0.09%
NKE	D	0.48%	0.25%	0.25%
NVDA	C	1.12%	6.7%	1.12%
ON	D	0.1%	0.1%	0.1%
ORCL	B	1.68%	0.99%	0.99%
ORLY	B	0.05%	0.26%	0.05%
PG	A	2.84%	0.87%	0.87%
PLD	D	0.08%	0.38%	0.08%
QCOM	F	1.6%	0.91%	0.91%
RSG	A	0.04%	0.16%	0.04%
SHW	A	0.15%	0.24%	0.15%
SNPS	B	0.08%	0.58%	0.08%
SPGI	C	0.1%	0.74%	0.1%
T	A	2.41%	0.75%	0.75%
TJX	A	0.49%	0.71%	0.49%
TMUS	B	0.46%	0.88%	0.46%
TXN	C	0.83%	0.63%	0.63%
V	A	1.09%	1.23%	1.09%
VTR	C	0.23%	0.2%	0.2%
WFC	A	2.82%	0.99%	0.99%
WY	D	0.26%	0.06%	0.06%

RAFE Overweight 164 Positions Relative to NBCR

Symbol	Grade	Weight
INTC	D	2.85%
PFE	D	2.32%
IBM	C	1.81%
VZ	C	1.69%
MRK	F	1.69%
CMCSA	B	1.55%
CI	F	1.3%
AVGO	D	1.26%
META	D	1.2%
DIS	B	1.2%
TGT	F	1.18%
ABT	B	1.18%
LOW	D	1.14%
F	C	1.14%
GILD	C	0.99%
KO	D	0.98%
MU	D	0.95%
HPQ	B	0.72%
HPE	B	0.7%
AXP	A	0.63%
ADBE	C	0.63%
PYPL	B	0.62%
DD	D	0.59%
UNH	C	0.58%
JCI	C	0.55%
UPS	C	0.54%
PRU	A	0.51%
BBY	D	0.5%
DOW	F	0.5%
TSLA	B	0.49%
NEM	D	0.46%
DHR	F	0.46%
ADP	B	0.45%
WM	A	0.44%
IP	B	0.43%
EBAY	D	0.41%
WDC	D	0.37%
CBRE	B	0.37%
FIS	C	0.36%
WELL	A	0.33%
ADM	D	0.33%
BDX	F	0.32%
ITW	B	0.31%
KMB	D	0.3%
NTAP	C	0.29%
CAH	B	0.29%
MAR	B	0.28%
PEP	F	0.28%
HIG	B	0.27%
BIIB	F	0.27%
GEHC	F	0.27%
CCI	D	0.27%
STT	A	0.26%
EIX	B	0.25%
PGR	A	0.25%
AMP	A	0.25%
SYY	B	0.24%
EQIX	A	0.24%
OC	A	0.22%
KLAC	D	0.21%
LUMN	C	0.21%
WHR	B	0.21%
CMI	A	0.21%
JLL	D	0.21%
PFG	D	0.2%
PARA	C	0.2%
KHC	F	0.2%
PPG	F	0.2%
LH	C	0.19%
JNPR	F	0.19%
IRM	D	0.19%
FOXA	B	0.19%
MOS	F	0.19%
AMT	D	0.19%
BAX	D	0.18%
CTSH	B	0.18%
VFC	C	0.18%
DVA	B	0.17%
GWW	B	0.17%
TPR	B	0.16%
CF	B	0.16%
AVB	B	0.16%
BALL	D	0.16%
EW	C	0.16%
PKG	A	0.15%
ARW	D	0.15%
DG	F	0.15%
HLT	A	0.15%
A	D	0.15%
AWK	D	0.14%
ISRG	A	0.14%
OMC	C	0.14%
KSS	F	0.14%
ZTS	D	0.14%
FAST	B	0.13%
CDNS	B	0.13%
MRVL	B	0.13%
COR	B	0.13%
DELL	C	0.13%
OTIS	C	0.12%
TROW	B	0.12%
EL	F	0.12%
SYK	C	0.12%
IFF	D	0.12%
HOLX	D	0.11%
PAYX	C	0.11%
WAT	B	0.11%
HST	C	0.11%
TSCO	D	0.11%
SWK	D	0.11%
GAP	C	0.11%
PVH	C	0.11%
KEYS	A	0.1%
LKQ	D	0.09%
WAB	B	0.09%
SOLV	C	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
SJM	D	0.09%
USFD	A	0.09%
TER	D	0.09%
ILMN	D	0.08%
GPC	D	0.08%
LNC	B	0.08%
DOX	D	0.08%
LEA	D	0.08%
DXC	B	0.07%
KIM	A	0.07%
CHD	B	0.07%
HUN	F	0.07%
CAG	D	0.07%
AKAM	D	0.07%
TSN	B	0.07%
MAA	B	0.07%
NTRS	A	0.07%
NWSA	B	0.07%
DOV	A	0.06%
KD	B	0.06%
HSY	F	0.06%
HSIC	B	0.06%
EQH	B	0.06%
GT	C	0.06%
MCHP	D	0.06%
ESS	B	0.05%
MHK	D	0.05%
XRX	F	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
CPB	D	0.05%
ROK	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
GEN	B	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
MAN	D	0.03%
M	D	0.03%
O	D	0.02%
ANET	C	0.02%
HRL	D	0.01%

RAFE Underweight 118 Positions Relative to NBCR

Symbol	Grade	Weight
AMZN	C	-3.83%
GOOGL	C	-3.37%
GOOG	C	-1.94%
AON	A	-1.41%
XOM	B	-1.15%
COST	B	-1.06%
UNM	A	-0.97%
GE	D	-0.94%
TDG	D	-0.77%
NOW	A	-0.77%
AIG	B	-0.76%
UBER	D	-0.74%
MDT	D	-0.72%
ETN	A	-0.63%
CCL	B	-0.62%
INTU	C	-0.62%
KKR	A	-0.61%
FYBR	D	-0.6%
MCD	D	-0.58%
IWB	A	-0.56%
ICE	C	-0.56%
TMO	F	-0.53%
DKNG	B	-0.52%
VRTX	F	-0.51%
CAT	B	-0.51%
CRWD	B	-0.51%
UL	D	-0.51%
ZBH	C	-0.5%
BKNG	A	-0.49%
PH	A	-0.48%
TT	A	-0.48%
APH	A	-0.45%
ULTA	F	-0.4%
COP	C	-0.4%
NVT	B	-0.39%
IR	B	-0.36%
LVS	C	-0.35%
NEE	D	-0.33%
APO	B	-0.32%
URI	B	-0.32%
EOG	A	-0.31%
PNC	B	-0.31%
REGN	F	-0.3%
TRU	D	-0.3%
AVY	D	-0.29%
NSC	B	-0.29%
CSX	B	-0.27%
FCX	D	-0.26%
LMT	D	-0.26%
GL	B	-0.26%
SLB	C	-0.26%
DAL	C	-0.25%
DLTR	F	-0.25%
AIZ	A	-0.25%
MLM	B	-0.25%
PSX	C	-0.24%
FANG	D	-0.24%
ASML	F	-0.23%
DUK	C	-0.23%
LEN	D	-0.22%
EHC	B	-0.22%
SAIA	B	-0.21%
WCN	A	-0.21%
SRE	A	-0.2%
CHKP	D	-0.2%
J	F	-0.19%
AEP	D	-0.19%
BA	F	-0.19%
EFX	F	-0.18%
DXCM	D	-0.18%
STZ	D	-0.17%
MOH	F	-0.17%
D	C	-0.17%
ADSK	A	-0.17%
VRSK	A	-0.17%
CEG	D	-0.17%
WMB	A	-0.16%
PEG	A	-0.16%
ELS	C	-0.16%
OKE	A	-0.16%
ETR	B	-0.16%
TKO	B	-0.15%
VST	B	-0.15%
FCPT	C	-0.14%
CFG	B	-0.14%
ESI	A	-0.14%
PCG	A	-0.14%
APTV	D	-0.14%
WRBY	B	-0.14%
EQT	B	-0.13%
LNT	A	-0.13%
LNG	B	-0.13%
AVTR	F	-0.13%
ENTG	D	-0.13%
IQV	D	-0.13%
IT	C	-0.13%
BLDR	D	-0.12%
MTCH	D	-0.12%
TW	A	-0.12%
NUE	C	-0.11%
FE	C	-0.11%
STWD	C	-0.11%
INVH	D	-0.1%
STLD	B	-0.1%
CNP	B	-0.09%
TRGP	B	-0.09%
BMRN	D	-0.09%
UTZ	D	-0.08%
DTM	B	-0.08%
CCK	C	-0.08%
WIX	B	-0.08%
TOL	B	-0.07%
DTE	C	-0.07%
SMAR	A	-0.07%
GXO	B	-0.06%
IONS	F	-0.05%
FBIN	D	-0.05%
BHP	F	-0.03%