PRMN vs. FV ETF Comparison

Comparison of PlanRock Market Neutral Income ETF (PRMN) to First Trust Dorsey Wright Focus 5 ETF (FV)

PRMN

PlanRock Market Neutral Income ETF

PRMN Description

The fund strategy follows a proprietary, rules-based methodology that selects global high dividend-paying ETFs or stocks from those listed on an exchange and with significant underlying security liquidity, while using offsetting short positions through equity index futures. The strategy allocates to long and short equity index futures, volatility futures, options and options on futures to neutralize equity risk exposure and control volatility similar to the global bond market, while striving to achieve high dividend income and capital appreciation over the long-term.

Grade (RS Rating)

Last Trade

$29.29

Average Daily Volume

2,031

Number of Holdings ^*

6

* may have additional holdings in another (foreign) market

FV

First Trust Dorsey Wright Focus 5 ETF

FV Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Dorsey Wright Focus Five Index (the "index"). The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in the exchange-traded funds ("ETFs") that comprise the index. The index is designed to provide targeted exposure to the five First Trust sector-based ETFs that the index Provider believes offer the greatest potential to outperform the other ETFs in the selection universe. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$58.43

Average Daily Volume

109,750

Number of Holdings ^*

2

* may have additional holdings in another (foreign) market

Performance

Period	PRMN	FV
30 Days	1.07%	3.71%
60 Days	0.42%	4.15%
90 Days	1.06%	2.07%
12 Months		32.50%

0 Overlapping Holdings

	Symbol	Grade	Weight in PRMN	Weight in FV	Overlap

PRMN Overweight 6 Positions Relative to FV

	Symbol	Grade	Weight
	RSSY	C	27.68%
	DBMF	C	26.27%
	HDEF	B	14.88%
	SCHD	B	14.76%
	VYM	B	14.6%
	VYMI	B	14.49%

PRMN Underweight 2 Positions Relative to FV

	Symbol	Grade	Weight
	FTXL	C	-20.4%
	FXD	B	-19.09%

PRMN: Top Represented Industries & Keywords

Industries:

Keywords: Dividend Yield ETF Exchange Traded Fund Dividend Index Fund S&P 500 Dividend Aristocrats Convertibles Dow Jones Industrial Average Index Exchange Traded Funds Ftse All Share Index Futures Markets High Yield Stocks Investment Management Investment Strategy MSCI EAFE Master Limited Partnership Preferred Stock Proprietary Software Real Estate Investment Trust Sovereign Wealth Funds

FV: Top Represented Industries & Keywords

Industries:

Keywords: Index Fund Stock Market Index ETF Euronext Exchange Traded Fund Exchange Traded Funds Fundamentally Based Indexes Investment Management Nyse Euronext