PFIX vs. DCAP ETF Comparison

Comparison of Simplify Interest Rate Hedge ETF (PFIX) to Unity Wealth Partners Dynamic Capital Appreciation & Options ETF (DCAP)

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.22

Average Daily Volume

80,893

Number of Holdings ^*

108

* may have additional holdings in another (foreign) market

DCAP

Unity Wealth Partners Dynamic Capital Appreciation & Options ETF

DCAP Description

The fund is an actively managed ETF that seeks broad-equity market exposure, as well as exposure to certain individual equity securities while also employing an options overlay strategy (via risk-defined options) to seek to limit potential losses and to generate additional income. It will invest, under normal circumstances, at least 80% of its net assets plus the amount of borrowings for investment purposes, in the fund"s Core Capital Appreciation Strategy and Options Strategy.

Grade (RS Rating)

Last Trade

$21.51

Average Daily Volume

416

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	PFIX	DCAP
30 Days	1.63%	3.96%
60 Days	26.27%	4.77%
90 Days	22.86%	5.96%
12 Months	7.42%

10 Overlapping Holdings

Symbol	Grade	Weight in PFIX	Weight in DCAP	Overlap
ADP	B	0.79%	0.57%	0.57%
BBY	D	0.1%	0.48%	0.1%
BLK	C	0.87%	0.76%	0.76%
C	A	0.77%	0.75%	0.75%
JNJ	D	2.83%	0.92%	0.92%
JPM	A	3.9%	1.09%	1.09%
LMT	D	0.82%	0.52%	0.52%
MS	A	0.81%	0.9%	0.81%
PG	A	2.82%	0.47%	0.47%
QCOM	F	1.27%	0.23%	0.23%

PFIX Overweight 98 Positions Relative to DCAP

Symbol	Grade	Weight
AVGO	D	3.86%
XOM	B	3.19%
CVX	A	2.06%
TM	D	1.97%
BAC	A	1.73%
NVS	D	1.56%
CSCO	B	1.48%
CMCSA	B	1.29%
VZ	C	1.26%
HSBH	B	1.23%
TXN	C	1.13%
COP	C	1.01%
PLD	D	0.91%
TD	F	0.83%
ETN	A	0.82%
UPS	C	0.81%
MDLZ	F	0.76%
CVS	D	0.76%
MMC	B	0.75%
GILD	C	0.66%
SO	D	0.55%
GD	F	0.46%
USB	A	0.45%
HMC	F	0.45%
PSX	C	0.45%
STLA	F	0.43%
PNC	B	0.43%
NSC	B	0.42%
PCAR	B	0.42%
TRV	B	0.38%
APD	A	0.37%
VLO	C	0.36%
AIG	B	0.34%
SRE	A	0.33%
NUE	C	0.32%
MET	A	0.32%
OKE	A	0.31%
AEP	D	0.31%
PAYX	C	0.3%
BK	A	0.29%
JCI	C	0.29%
LHX	C	0.29%
CMI	A	0.28%
RSG	A	0.28%
GIS	D	0.28%
EXC	C	0.27%
KR	B	0.26%
E	F	0.26%
XEL	A	0.25%
PEG	A	0.23%
FANG	D	0.23%
HSY	F	0.22%
DFS	B	0.22%
ADM	D	0.22%
VICI	C	0.22%
BCS	C	0.22%
AVB	B	0.19%
EIX	B	0.19%
WEC	A	0.18%
TROW	B	0.17%
DTE	C	0.17%
STT	A	0.16%
FITB	A	0.16%
ES	D	0.15%
MTB	A	0.15%
PFG	D	0.14%
GPC	D	0.14%
DRI	B	0.14%
AEE	A	0.14%
ETR	B	0.14%
HBAN	A	0.13%
GRMN	B	0.13%
OMC	C	0.13%
HPE	B	0.13%
CMS	C	0.12%
RF	A	0.12%
SWKS	F	0.12%
SYF	B	0.12%
HST	C	0.11%
NTRS	A	0.11%
VTRS	A	0.11%
ATO	A	0.11%
CINF	A	0.11%
FNF	B	0.1%
SNA	A	0.1%
CCEP	C	0.1%
PKG	A	0.1%
IP	B	0.09%
AMCR	D	0.09%
EG	C	0.09%
CAG	D	0.09%
NI	A	0.08%
LNT	A	0.08%
MOS	F	0.07%
EVRG	A	0.07%
CHRW	C	0.06%
CPB	D	0.06%
FRO	F	0.02%

PFIX Underweight 39 Positions Relative to DCAP

Symbol	Grade	Weight
QQQ	B	-9.87%
UNH	C	-1.23%
GS	A	-1.12%
HD	A	-1.07%
SBUX	A	-0.91%
WMT	A	-0.84%
DIS	B	-0.82%
HOOD	B	-0.8%
MCD	D	-0.79%
DELL	C	-0.76%
HON	B	-0.74%
TGT	F	-0.72%
TMO	F	-0.7%
TMUS	B	-0.63%
V	A	-0.53%
COIN	C	-0.52%
CMG	B	-0.52%
PYPL	B	-0.51%
CAT	B	-0.51%
MSFT	F	-0.5%
ACN	C	-0.49%
DKS	C	-0.48%
LRCX	F	-0.48%
META	D	-0.48%
NKE	D	-0.47%
AMD	F	-0.47%
DE	A	-0.46%
STZ	D	-0.46%
ABBV	D	-0.45%
BRK.A	B	-0.45%
FDX	B	-0.44%
ADBE	C	-0.41%
AMGN	D	-0.4%
AXP	A	-0.27%
LULU	C	-0.26%
MDT	D	-0.25%
DPZ	C	-0.23%
ULTA	F	-0.22%
MRK	F	-0.2%