OPTZ vs. USCA ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to Xtrackers MSCI USA Climate Action Equity ETF (USCA)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

USCA

Xtrackers MSCI USA Climate Action Equity ETF

USCA Description

The fund, using a "passive" or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the underlying index, which is comprised of large and mid-capitalization companies in the United States that the underlying index"s methodology assesses as leading their sector peers in taking action relating to a climate transition. The fund will invest at least 80% of its total assets in component securities of the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$37.72

Average Daily Volume

99,900

Number of Holdings ^*

293

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	USCA
30 Days	8.47%	3.84%
60 Days	9.68%	5.61%
90 Days	11.36%	7.33%
12 Months		34.59%

102 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in USCA	Overlap
AAPL	C	1.06%	5.22%	1.06%
ACGL	D	0.19%	0.1%	0.1%
ADBE	C	0.11%	0.64%	0.11%
AMD	F	1.03%	0.6%	0.6%
AMT	D	0.07%	0.24%	0.07%
AMZN	C	0.38%	5.12%	0.38%
APO	B	0.31%	0.17%	0.17%
ATO	A	0.06%	0.06%	0.06%
AXP	A	0.24%	0.45%	0.24%
BAH	F	1.02%	0.06%	0.06%
BKR	B	0.07%	0.12%	0.07%
BLK	C	0.24%	0.42%	0.24%
BR	A	0.22%	0.07%	0.07%
CAT	B	0.14%	0.51%	0.14%
CB	C	0.19%	0.3%	0.19%
CBOE	B	0.19%	0.06%	0.06%
CBRE	B	0.1%	0.11%	0.1%
CDNS	B	1.21%	0.23%	0.23%
CEG	D	0.07%	0.19%	0.07%
CHD	B	0.3%	0.07%	0.07%
CL	D	0.25%	0.19%	0.19%
CMCSA	B	0.64%	0.46%	0.46%
CME	A	0.2%	0.22%	0.2%
CRM	B	1.37%	0.86%	0.86%
CRWD	B	1.37%	0.21%	0.21%
CVS	D	0.26%	0.19%	0.19%
DECK	A	0.39%	0.07%	0.07%
DELL	C	1.29%	0.1%	0.1%
DIS	B	0.77%	0.54%	0.54%
DLR	B	0.11%	0.15%	0.11%
DUK	C	0.05%	0.23%	0.05%
DVA	B	0.14%	0.02%	0.02%
ECL	D	0.15%	0.17%	0.15%
EFX	F	0.11%	0.09%	0.09%
EQIX	A	0.1%	0.23%	0.1%
ETN	A	0.15%	0.39%	0.15%
FDX	B	0.13%	0.19%	0.13%
FI	A	0.25%	0.33%	0.25%
FSLR	F	0.96%	0.05%	0.05%
GPN	B	0.22%	0.08%	0.08%
GRMN	B	0.37%	0.09%	0.09%
GS	A	0.25%	0.51%	0.25%
HIG	B	0.2%	0.1%	0.1%
HUBB	B	0.15%	0.06%	0.06%
IBM	C	1.02%	0.51%	0.51%
ICE	C	0.2%	0.24%	0.2%
IDXX	F	0.11%	0.1%	0.1%
INCY	C	0.16%	0.04%	0.04%
INTC	D	1.31%	0.29%	0.29%
IQV	D	0.11%	0.1%	0.1%
LIN	D	0.14%	0.59%	0.14%
LULU	C	0.39%	0.1%	0.1%
LVS	C	0.38%	0.05%	0.05%
MANH	D	0.13%	0.05%	0.05%
MAR	B	0.39%	0.19%	0.19%
MCD	D	0.32%	0.58%	0.32%
MCO	B	0.2%	0.21%	0.2%
MELI	D	0.27%	0.23%	0.23%
META	D	0.65%	3.41%	0.65%
MLM	B	0.17%	0.1%	0.1%
NFLX	A	0.73%	0.97%	0.73%
NOW	A	1.27%	0.57%	0.57%
NVDA	C	1.44%	6.73%	1.44%
PAYC	B	0.18%	0.03%	0.03%
PCAR	B	0.15%	0.16%	0.15%
PEP	F	0.26%	0.61%	0.26%
PGR	A	0.21%	0.41%	0.21%
PNR	A	0.15%	0.05%	0.05%
PWR	A	0.16%	0.13%	0.13%
ROP	B	1.0%	0.16%	0.16%
RSG	A	0.12%	0.12%	0.12%
SHW	A	0.16%	0.26%	0.16%
SLB	C	0.06%	0.17%	0.06%
SNPS	B	1.16%	0.23%	0.23%
SO	D	0.05%	0.26%	0.05%
SPG	B	0.1%	0.16%	0.1%
SPGI	C	0.2%	0.44%	0.2%
SQ	B	0.27%	0.12%	0.12%
STZ	D	0.27%	0.11%	0.11%
T	A	0.64%	0.43%	0.43%
TAP	C	0.32%	0.03%	0.03%
TGT	F	0.28%	0.19%	0.19%
TMO	F	0.11%	0.55%	0.11%
TMUS	B	0.72%	0.34%	0.34%
TROW	B	0.24%	0.07%	0.07%
TRV	B	0.22%	0.16%	0.16%
TSLA	B	0.49%	2.41%	0.49%
TT	A	0.15%	0.25%	0.15%
ULTA	F	0.3%	0.05%	0.05%
UNH	C	0.13%	1.47%	0.13%
V	A	0.22%	1.31%	0.22%
VRSK	A	0.13%	0.11%	0.11%
VRTX	F	0.13%	0.34%	0.13%
WAB	B	0.15%	0.09%	0.09%
WDAY	B	0.13%	0.15%	0.13%
WELL	A	0.1%	0.22%	0.1%
WST	C	0.14%	0.07%	0.07%
WTW	B	0.22%	0.08%	0.08%
WY	D	0.09%	0.06%	0.06%
WYNN	D	0.36%	0.03%	0.03%
XYL	D	0.12%	0.08%	0.08%
ZBH	C	0.14%	0.06%	0.06%

OPTZ Overweight 219 Positions Relative to USCA

Symbol	Grade	Weight
APP	B	2.03%
TTMI	B	1.36%
GDDY	A	1.27%
FFIV	B	1.25%
ANET	C	1.24%
QLYS	C	1.22%
BHE	B	1.2%
ITRI	B	1.19%
MSI	B	1.18%
WIX	B	1.15%
INFN	C	1.11%
VZIO	A	1.04%
VRSN	F	1.03%
AMAT	F	1.0%
DJT	C	0.93%
LUMN	C	0.83%
CRUS	D	0.8%
IDCC	A	0.78%
ACLS	F	0.78%
RNG	B	0.72%
ZM	B	0.71%
EA	A	0.66%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	B	0.52%
WWW	B	0.48%
NCLH	B	0.48%
RCL	A	0.47%
COIN	C	0.42%
HBI	B	0.42%
WOOF	D	0.42%
UNFI	A	0.41%
RL	B	0.39%
SIG	B	0.39%
WHR	B	0.37%
ANF	C	0.36%
SBH	C	0.36%
BZH	B	0.35%
LOW	D	0.35%
PCT	C	0.34%
FIVE	F	0.34%
DPZ	C	0.34%
PVH	C	0.34%
ORLY	B	0.34%
ALV	C	0.33%
BURL	A	0.33%
CHDN	B	0.32%
YETI	C	0.31%
ENR	B	0.31%
ETSY	D	0.3%
ROST	C	0.29%
DKS	C	0.29%
GPC	D	0.29%
COST	B	0.29%
LC	A	0.28%
LEA	D	0.28%
LNW	D	0.28%
DOLE	D	0.27%
WBA	F	0.27%
ODP	F	0.27%
AX	A	0.26%
DAN	D	0.26%
APTV	D	0.25%
KKR	A	0.25%
AMP	A	0.25%
CAL	D	0.25%
BG	F	0.25%
ARES	A	0.24%
CROX	D	0.24%
BHF	B	0.24%
CINF	A	0.23%
AGO	B	0.23%
PRU	A	0.23%
EWTX	C	0.23%
AIZ	A	0.23%
CPAY	A	0.23%
PRG	C	0.22%
SIGI	C	0.22%
COOP	B	0.22%
LBPH	A	0.22%
NATL	B	0.21%
GL	B	0.21%
AXON	A	0.21%
VRT	B	0.21%
AER	B	0.21%
BFH	B	0.21%
MSCI	C	0.21%
BRO	B	0.21%
ALL	A	0.21%
LDI	C	0.2%
STRL	B	0.2%
MKTX	D	0.2%
CRS	A	0.2%
GATO	D	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	C	0.19%
DAL	C	0.19%
PMT	D	0.19%
FIX	A	0.18%
APD	A	0.18%
VMC	B	0.18%
EME	C	0.18%
GTLS	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	A	0.18%
SKYW	B	0.18%
HQY	B	0.17%
JBLU	F	0.17%
AVNT	B	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	D	0.16%
DOCU	A	0.16%
PCTY	B	0.16%
AIT	A	0.16%
ACHR	B	0.16%
VERA	B	0.16%
GNRC	B	0.16%
HON	B	0.15%
ESTC	C	0.15%
GFF	A	0.15%
ISRG	A	0.15%
PEGA	A	0.15%
JAZZ	B	0.15%
PH	A	0.15%
URI	B	0.15%
TPC	C	0.15%
SAIA	B	0.15%
PODD	C	0.15%
CLOV	D	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	B	0.14%
COR	B	0.14%
MRC	B	0.14%
DGX	A	0.14%
LECO	B	0.14%
UTHR	C	0.14%
CAH	B	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	B	0.14%
SYK	C	0.14%
BV	B	0.13%
ALGN	D	0.13%
NBIX	C	0.13%
SAVA	D	0.13%
OSK	B	0.13%
PBI	B	0.13%
WWD	B	0.13%
ASH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
AOS	F	0.12%
KRYS	B	0.12%
MOH	F	0.12%
RPRX	D	0.12%
STE	F	0.12%
ETNB	C	0.12%
DAWN	F	0.12%
COGT	D	0.11%
SRPT	D	0.11%
BAX	D	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	B	0.11%
BA	F	0.11%
UHS	D	0.11%
DYN	F	0.11%
UNIT	B	0.1%
RHP	B	0.1%
CGEM	F	0.1%
LNTH	D	0.1%
EXPI	C	0.1%
OMI	F	0.1%
HII	D	0.09%
CPT	B	0.09%
PEB	D	0.09%
NEXT	B	0.09%
ELS	C	0.09%
PK	B	0.09%
CE	F	0.09%
LAMR	D	0.09%
SBRA	C	0.09%
OGN	D	0.09%
NMRK	B	0.09%
REXR	F	0.08%
NVRI	F	0.08%
RDFN	D	0.08%
SBAC	D	0.08%
EGP	F	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
KNTK	B	0.07%
WMB	A	0.07%
BKD	D	0.07%
TRGP	B	0.07%
DTM	B	0.07%
WKC	D	0.06%
ETR	B	0.06%
OII	B	0.06%
WHD	B	0.06%
FTI	A	0.06%
SANA	F	0.06%
NRG	B	0.06%
EIX	B	0.05%
VAL	D	0.05%
DTE	C	0.05%
APA	D	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 191 Positions Relative to USCA

Symbol	Grade	Weight
MSFT	F	-4.41%
GOOGL	C	-2.33%
AVGO	D	-2.03%
GOOG	C	-2.02%
JPM	A	-1.87%
LLY	F	-1.71%
XOM	B	-1.46%
MA	C	-1.16%
HD	A	-1.08%
PG	A	-1.06%
WMT	A	-1.01%
JNJ	D	-0.98%
BAC	A	-0.88%
ORCL	B	-0.83%
ABBV	D	-0.81%
CVX	A	-0.76%
KO	D	-0.69%
WFC	A	-0.69%
MRK	F	-0.67%
CSCO	B	-0.63%
ACN	C	-0.61%
ABT	B	-0.54%
INTU	C	-0.53%
TXN	C	-0.5%
QCOM	F	-0.49%
BKNG	A	-0.47%
VZ	C	-0.46%
MS	A	-0.44%
DHR	F	-0.44%
AMGN	D	-0.43%
NEE	D	-0.41%
PFE	D	-0.4%
UNP	C	-0.39%
COP	C	-0.36%
UBER	D	-0.36%
BSX	B	-0.35%
BX	A	-0.35%
PANW	C	-0.34%
ADP	B	-0.33%
BMY	B	-0.32%
PLTR	B	-0.32%
SCHW	B	-0.32%
GILD	C	-0.31%
SBUX	A	-0.3%
PLD	D	-0.29%
ADI	D	-0.29%
MMC	B	-0.29%
DE	A	-0.28%
UPS	C	-0.26%
NKE	D	-0.25%
MDLZ	F	-0.24%
WM	A	-0.24%
PYPL	B	-0.23%
ITW	B	-0.22%
MCK	B	-0.22%
REGN	F	-0.22%
CMG	B	-0.22%
USB	A	-0.21%
EOG	A	-0.21%
CTAS	B	-0.21%
ZTS	D	-0.21%
MMM	D	-0.2%
AON	A	-0.2%
EMR	A	-0.2%
CSX	B	-0.19%
ADSK	A	-0.18%
GM	B	-0.18%
FCX	D	-0.17%
HLT	A	-0.17%
OKE	A	-0.17%
AJG	B	-0.17%
SRE	A	-0.16%
BK	A	-0.16%
JCI	C	-0.16%
ABNB	C	-0.16%
NSC	B	-0.16%
FTNT	C	-0.16%
KMI	A	-0.15%
FIS	C	-0.14%
AIG	B	-0.14%
PAYX	C	-0.13%
O	D	-0.13%
NEM	D	-0.13%
WCN	A	-0.13%
D	C	-0.13%
CMI	A	-0.13%
CPRT	A	-0.13%
AEP	D	-0.13%
F	C	-0.12%
MNST	C	-0.12%
DFS	B	-0.12%
PEG	A	-0.12%
ODFL	B	-0.12%
CCI	D	-0.12%
KMB	D	-0.12%
AME	A	-0.12%
EW	C	-0.11%
TEAM	A	-0.11%
CTVA	C	-0.11%
CTSH	B	-0.11%
HES	B	-0.11%
IT	C	-0.11%
HUBS	A	-0.1%
GIS	D	-0.1%
CHTR	C	-0.1%
EXC	C	-0.1%
XEL	A	-0.1%
YUM	B	-0.1%
KDP	D	-0.1%
A	D	-0.1%
SNOW	C	-0.1%
AVB	B	-0.09%
EBAY	D	-0.09%
VICI	C	-0.09%
ROK	B	-0.09%
ED	D	-0.09%
NDAQ	A	-0.09%
OXY	D	-0.09%
HUM	C	-0.09%
DD	D	-0.09%
NUE	C	-0.09%
FANG	D	-0.09%
STT	A	-0.08%
DOV	A	-0.08%
PPG	F	-0.08%
ANSS	B	-0.08%
BIIB	F	-0.07%
EQR	B	-0.07%
AWK	D	-0.07%
MTD	D	-0.07%
HPE	B	-0.07%
FTV	C	-0.07%
NET	B	-0.07%
HSY	F	-0.07%
CLX	B	-0.06%
NTRS	A	-0.06%
STLD	B	-0.06%
ES	D	-0.06%
WAT	B	-0.06%
PTC	A	-0.06%
K	A	-0.06%
ILMN	D	-0.06%
CSL	C	-0.06%
TWLO	A	-0.05%
RPM	A	-0.05%
GEN	B	-0.05%
TRMB	B	-0.05%
PINS	D	-0.05%
EXPD	D	-0.05%
IEX	B	-0.05%
MRO	B	-0.05%
WRB	A	-0.05%
ARE	D	-0.05%
ZS	C	-0.05%
FDS	B	-0.05%
MKC	D	-0.05%
TRU	D	-0.05%
BALL	D	-0.05%
LH	C	-0.05%
LII	A	-0.05%
AKAM	D	-0.04%
RVTY	F	-0.04%
ACM	A	-0.04%
TW	A	-0.04%
EL	F	-0.04%
LNT	A	-0.04%
DOC	D	-0.04%
JBHT	C	-0.04%
GGG	B	-0.04%
WSM	B	-0.04%
KIM	A	-0.04%
AVY	D	-0.04%
OC	A	-0.04%
WTRG	B	-0.03%
CRL	C	-0.03%
CTLT	B	-0.03%
CCK	C	-0.03%
SNAP	C	-0.03%
BXP	D	-0.03%
DAY	B	-0.03%
CG	A	-0.03%
ALB	C	-0.03%
OKTA	C	-0.03%
JKHY	D	-0.03%
REG	B	-0.03%
H	B	-0.02%
BSY	D	-0.02%
MTCH	D	-0.02%
TFX	F	-0.02%
CPB	D	-0.02%
MGM	D	-0.02%