OPTZ vs. EFIV ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to SPDR S&P 500 ESG ETF (EFIV)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.77

Average Daily Volume

109,257

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	EFIV
30 Days	8.47%	2.81%
60 Days	9.68%	4.79%
90 Days	11.36%	5.59%
12 Months		30.64%

102 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in EFIV	Overlap
AAPL	C	1.06%	9.53%	1.06%
ACGL	D	0.19%	0.11%	0.11%
ADBE	C	0.11%	0.66%	0.11%
AIZ	A	0.23%	0.03%	0.03%
ALL	A	0.21%	0.15%	0.15%
AMAT	F	1.0%	0.42%	0.42%
AMD	F	1.03%	0.63%	0.63%
AMP	A	0.25%	0.15%	0.15%
AMT	D	0.07%	0.25%	0.07%
APD	A	0.18%	0.19%	0.18%
APTV	D	0.25%	0.04%	0.04%
AXON	A	0.21%	0.12%	0.12%
AXP	A	0.24%	0.45%	0.24%
BAX	D	0.11%	0.05%	0.05%
BKR	B	0.07%	0.12%	0.07%
BLK	C	0.24%	0.4%	0.24%
BR	A	0.22%	0.07%	0.07%
CAH	B	0.14%	0.09%	0.09%
CAT	B	0.14%	0.52%	0.14%
CB	C	0.19%	0.3%	0.19%
CBOE	B	0.19%	0.06%	0.06%
CBRE	B	0.1%	0.11%	0.1%
CL	D	0.25%	0.21%	0.21%
CMCSA	B	0.64%	0.47%	0.47%
CME	A	0.2%	0.23%	0.2%
COR	B	0.14%	0.12%	0.12%
COST	B	0.29%	1.15%	0.29%
CPAY	A	0.23%	0.07%	0.07%
CRM	B	1.37%	0.92%	0.92%
CVS	D	0.26%	0.19%	0.19%
DAL	C	0.19%	0.12%	0.12%
DECK	A	0.39%	0.08%	0.08%
DGX	A	0.14%	0.05%	0.05%
DIS	B	0.77%	0.52%	0.52%
DLR	B	0.11%	0.15%	0.11%
DVA	B	0.14%	0.02%	0.02%
EA	A	0.66%	0.11%	0.11%
ECL	D	0.15%	0.18%	0.15%
EIX	B	0.05%	0.09%	0.05%
EQIX	A	0.1%	0.24%	0.1%
ETN	A	0.15%	0.41%	0.15%
ETR	B	0.06%	0.09%	0.06%
FI	A	0.25%	0.34%	0.25%
GL	B	0.21%	0.03%	0.03%
GPC	D	0.29%	0.05%	0.05%
GPN	B	0.22%	0.08%	0.08%
GS	A	0.25%	0.52%	0.25%
HIG	B	0.2%	0.1%	0.1%
HUBB	B	0.15%	0.07%	0.07%
ICE	C	0.2%	0.25%	0.2%
IDXX	F	0.11%	0.1%	0.1%
INCY	C	0.16%	0.04%	0.04%
INTC	D	1.31%	0.3%	0.3%
LIN	D	0.14%	0.61%	0.14%
LOW	D	0.35%	0.43%	0.35%
LULU	C	0.39%	0.1%	0.1%
LVS	C	0.38%	0.05%	0.05%
MAR	B	0.39%	0.19%	0.19%
MCD	D	0.32%	0.59%	0.32%
MCO	B	0.2%	0.21%	0.2%
MKTX	D	0.2%	0.03%	0.03%
MSCI	C	0.21%	0.14%	0.14%
NCLH	B	0.48%	0.03%	0.03%
NVDA	C	1.44%	10.02%	1.44%
PCAR	B	0.15%	0.17%	0.15%
PEP	F	0.26%	0.63%	0.26%
PH	A	0.15%	0.25%	0.15%
PNR	A	0.15%	0.05%	0.05%
PRU	A	0.23%	0.12%	0.12%
PWR	A	0.16%	0.13%	0.13%
RCL	A	0.47%	0.15%	0.15%
RL	B	0.39%	0.02%	0.02%
ROST	C	0.29%	0.13%	0.13%
RSG	A	0.12%	0.12%	0.12%
SBAC	D	0.08%	0.06%	0.06%
SHW	A	0.16%	0.25%	0.16%
SLB	C	0.06%	0.17%	0.06%
SPGI	C	0.2%	0.45%	0.2%
SYK	C	0.14%	0.37%	0.14%
T	A	0.64%	0.45%	0.45%
TAP	C	0.32%	0.03%	0.03%
TGT	F	0.28%	0.2%	0.2%
TMUS	B	0.72%	0.33%	0.33%
TRGP	B	0.07%	0.12%	0.07%
TROW	B	0.24%	0.07%	0.07%
TRV	B	0.22%	0.16%	0.16%
TSLA	B	0.49%	2.55%	0.49%
TT	A	0.15%	0.26%	0.15%
ULTA	F	0.3%	0.05%	0.05%
UNH	C	0.13%	1.56%	0.13%
URI	B	0.15%	0.16%	0.15%
V	A	0.22%	1.44%	0.22%
VRSK	A	0.13%	0.11%	0.11%
WAB	B	0.15%	0.1%	0.1%
WBA	F	0.27%	0.02%	0.02%
WELL	A	0.1%	0.22%	0.1%
WMB	A	0.07%	0.19%	0.07%
WTW	B	0.22%	0.09%	0.09%
WY	D	0.09%	0.06%	0.06%
WYNN	D	0.36%	0.02%	0.02%
XYL	D	0.12%	0.08%	0.08%
ZBH	C	0.14%	0.06%	0.06%

OPTZ Overweight 219 Positions Relative to EFIV

Symbol	Grade	Weight
APP	B	2.03%
CRWD	B	1.37%
TTMI	B	1.36%
DELL	C	1.29%
GDDY	A	1.27%
NOW	A	1.27%
FFIV	B	1.25%
ANET	C	1.24%
QLYS	C	1.22%
CDNS	B	1.21%
BHE	B	1.2%
ITRI	B	1.19%
MSI	B	1.18%
SNPS	B	1.16%
WIX	B	1.15%
INFN	C	1.11%
VZIO	A	1.04%
VRSN	F	1.03%
BAH	F	1.02%
IBM	C	1.02%
ROP	B	1.0%
FSLR	F	0.96%
DJT	C	0.93%
LUMN	C	0.83%
CRUS	D	0.8%
IDCC	A	0.78%
ACLS	F	0.78%
NFLX	A	0.73%
RNG	B	0.72%
ZM	B	0.71%
META	D	0.65%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	B	0.52%
WWW	B	0.48%
COIN	C	0.42%
HBI	B	0.42%
WOOF	D	0.42%
UNFI	A	0.41%
SIG	B	0.39%
AMZN	C	0.38%
WHR	B	0.37%
GRMN	B	0.37%
ANF	C	0.36%
SBH	C	0.36%
BZH	B	0.35%
PCT	C	0.34%
FIVE	F	0.34%
DPZ	C	0.34%
PVH	C	0.34%
ORLY	B	0.34%
ALV	C	0.33%
BURL	A	0.33%
CHDN	B	0.32%
APO	B	0.31%
YETI	C	0.31%
ENR	B	0.31%
ETSY	D	0.3%
CHD	B	0.3%
DKS	C	0.29%
LC	A	0.28%
LEA	D	0.28%
LNW	D	0.28%
DOLE	D	0.27%
SQ	B	0.27%
MELI	D	0.27%
STZ	D	0.27%
ODP	F	0.27%
AX	A	0.26%
DAN	D	0.26%
KKR	A	0.25%
CAL	D	0.25%
BG	F	0.25%
ARES	A	0.24%
CROX	D	0.24%
BHF	B	0.24%
CINF	A	0.23%
AGO	B	0.23%
EWTX	C	0.23%
PRG	C	0.22%
SIGI	C	0.22%
COOP	B	0.22%
LBPH	A	0.22%
NATL	B	0.21%
PGR	A	0.21%
VRT	B	0.21%
AER	B	0.21%
BFH	B	0.21%
BRO	B	0.21%
LDI	C	0.2%
STRL	B	0.2%
CRS	A	0.2%
GATO	D	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	C	0.19%
PMT	D	0.19%
FIX	A	0.18%
VMC	B	0.18%
EME	C	0.18%
GTLS	B	0.18%
PAYC	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	A	0.18%
SKYW	B	0.18%
HQY	B	0.17%
JBLU	F	0.17%
AVNT	B	0.17%
MLM	B	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	D	0.16%
DOCU	A	0.16%
PCTY	B	0.16%
AIT	A	0.16%
ACHR	B	0.16%
VERA	B	0.16%
GNRC	B	0.16%
HON	B	0.15%
ESTC	C	0.15%
GFF	A	0.15%
ISRG	A	0.15%
PEGA	A	0.15%
JAZZ	B	0.15%
TPC	C	0.15%
SAIA	B	0.15%
PODD	C	0.15%
CLOV	D	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	B	0.14%
MRC	B	0.14%
WST	C	0.14%
LECO	B	0.14%
UTHR	C	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	B	0.14%
WDAY	B	0.13%
BV	B	0.13%
ALGN	D	0.13%
FDX	B	0.13%
NBIX	C	0.13%
VRTX	F	0.13%
SAVA	D	0.13%
OSK	B	0.13%
PBI	B	0.13%
WWD	B	0.13%
ASH	D	0.13%
MANH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
AOS	F	0.12%
KRYS	B	0.12%
MOH	F	0.12%
RPRX	D	0.12%
STE	F	0.12%
ETNB	C	0.12%
DAWN	F	0.12%
IQV	D	0.11%
EFX	F	0.11%
COGT	D	0.11%
SRPT	D	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	B	0.11%
BA	F	0.11%
TMO	F	0.11%
UHS	D	0.11%
DYN	F	0.11%
UNIT	B	0.1%
RHP	B	0.1%
CGEM	F	0.1%
SPG	B	0.1%
LNTH	D	0.1%
EXPI	C	0.1%
OMI	F	0.1%
HII	D	0.09%
CPT	B	0.09%
PEB	D	0.09%
NEXT	B	0.09%
ELS	C	0.09%
PK	B	0.09%
CE	F	0.09%
LAMR	D	0.09%
SBRA	C	0.09%
OGN	D	0.09%
NMRK	B	0.09%
REXR	F	0.08%
NVRI	F	0.08%
RDFN	D	0.08%
EGP	F	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
CEG	D	0.07%
KNTK	B	0.07%
BKD	D	0.07%
DTM	B	0.07%
ATO	A	0.06%
WKC	D	0.06%
OII	B	0.06%
WHD	B	0.06%
FTI	A	0.06%
SANA	F	0.06%
NRG	B	0.06%
VAL	D	0.05%
DUK	C	0.05%
DTE	C	0.05%
APA	D	0.05%
SO	D	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 211 Positions Relative to EFIV

Symbol	Grade	Weight
MSFT	F	-8.8%
GOOGL	C	-2.92%
GOOG	C	-2.42%
JPM	A	-1.91%
LLY	F	-1.79%
XOM	B	-1.5%
MA	C	-1.2%
HD	A	-1.13%
PG	A	-1.09%
WMT	A	-1.03%
BAC	A	-0.86%
ABBV	D	-0.84%
CVX	A	-0.75%
MRK	F	-0.7%
KO	D	-0.68%
CSCO	B	-0.66%
ACN	C	-0.65%
ABT	B	-0.56%
GE	D	-0.55%
QCOM	F	-0.5%
MS	A	-0.46%
AMGN	D	-0.45%
DHR	F	-0.43%
UBER	D	-0.42%
NEE	D	-0.42%
UNP	C	-0.41%
TJX	A	-0.38%
C	A	-0.37%
BSX	B	-0.36%
ADP	B	-0.35%
SCHW	B	-0.33%
BMY	B	-0.33%
SBUX	A	-0.32%
GILD	C	-0.32%
MU	D	-0.31%
MMC	B	-0.31%
MDT	D	-0.31%
PLD	D	-0.3%
DE	A	-0.28%
ELV	F	-0.27%
LRCX	F	-0.27%
UPS	C	-0.27%
NKE	D	-0.26%
CI	F	-0.26%
MDLZ	F	-0.25%
PYPL	B	-0.25%
REGN	F	-0.24%
KLAC	D	-0.24%
CMG	B	-0.23%
WM	A	-0.23%
PNC	B	-0.23%
AON	A	-0.23%
USB	A	-0.22%
ZTS	D	-0.22%
ITW	B	-0.21%
EMR	A	-0.21%
CTAS	B	-0.21%
CSX	B	-0.2%
COF	B	-0.2%
BDX	F	-0.19%
ADSK	A	-0.19%
OKE	A	-0.18%
CARR	D	-0.18%
GM	B	-0.18%
AJG	B	-0.18%
NSC	B	-0.17%
FCX	D	-0.17%
HLT	A	-0.17%
TFC	A	-0.17%
AFL	B	-0.16%
BK	A	-0.16%
JCI	C	-0.16%
SRE	A	-0.16%
GWW	B	-0.15%
PSA	D	-0.15%
MPC	D	-0.15%
PSX	C	-0.15%
FIS	C	-0.14%
AIG	B	-0.14%
CMI	A	-0.14%
KMI	A	-0.14%
AME	A	-0.13%
PAYX	C	-0.13%
NEM	D	-0.13%
DHI	D	-0.13%
MET	A	-0.13%
IR	B	-0.12%
PEG	A	-0.12%
DFS	B	-0.12%
VLO	C	-0.12%
SYY	B	-0.11%
KDP	D	-0.11%
YUM	B	-0.11%
EXC	C	-0.11%
A	D	-0.11%
KR	B	-0.11%
HES	B	-0.11%
CTVA	C	-0.11%
EW	C	-0.11%
OTIS	C	-0.11%
OXY	D	-0.1%
RMD	C	-0.1%
EXR	D	-0.1%
HUM	C	-0.1%
MTB	A	-0.1%
HPQ	B	-0.1%
GIS	D	-0.1%
CNC	D	-0.09%
CSGP	D	-0.09%
DOW	F	-0.09%
FITB	A	-0.09%
ROK	B	-0.09%
AVB	B	-0.09%
ED	D	-0.09%
NDAQ	A	-0.09%
FANG	D	-0.09%
IRM	D	-0.09%
HSY	F	-0.08%
DOV	A	-0.08%
KHC	F	-0.08%
STT	A	-0.08%
HPE	B	-0.08%
PPG	F	-0.08%
ON	D	-0.08%
TTWO	A	-0.08%
RJF	A	-0.08%
EBAY	D	-0.08%
TSCO	D	-0.08%
RF	A	-0.07%
BIIB	F	-0.07%
DVN	F	-0.07%
CCL	B	-0.07%
ADM	D	-0.07%
SW	A	-0.07%
EQR	B	-0.07%
HBAN	A	-0.07%
SYF	B	-0.07%
EQT	B	-0.07%
MTD	D	-0.07%
AWK	D	-0.07%
PHM	D	-0.07%
HAL	C	-0.07%
VTR	C	-0.07%
FTV	C	-0.07%
OMC	C	-0.06%
WDC	D	-0.06%
CFG	B	-0.06%
NTRS	A	-0.06%
LYB	F	-0.06%
ES	D	-0.06%
K	A	-0.06%
EXPE	B	-0.06%
IFF	D	-0.06%
WAT	B	-0.06%
AVY	D	-0.05%
KIM	A	-0.05%
ARE	D	-0.05%
MAS	D	-0.05%
KEY	B	-0.05%
IEX	B	-0.05%
BBY	D	-0.05%
TSN	B	-0.05%
FDS	B	-0.05%
HOLX	D	-0.05%
PFG	D	-0.05%
BALL	D	-0.05%
MKC	D	-0.05%
JKHY	D	-0.04%
ALB	C	-0.04%
POOL	C	-0.04%
CHRW	C	-0.04%
SWK	D	-0.04%
CAG	D	-0.04%
AKAM	D	-0.04%
UDR	B	-0.04%
MRNA	F	-0.04%
AMCR	D	-0.04%
EL	F	-0.04%
RVTY	F	-0.04%
JBHT	C	-0.04%
DOC	D	-0.04%
CF	B	-0.04%
EG	C	-0.04%
TFX	F	-0.03%
LKQ	D	-0.03%
NWSA	B	-0.03%
CRL	C	-0.03%
IPG	D	-0.03%
LW	C	-0.03%
BXP	D	-0.03%
SJM	D	-0.03%
TPR	B	-0.03%
REG	B	-0.03%
KMX	B	-0.03%
ALLE	D	-0.03%
DAY	B	-0.03%
HST	C	-0.03%
PARA	C	-0.02%
BEN	C	-0.02%
FMC	D	-0.02%
MHK	D	-0.02%
BWA	D	-0.02%
IVZ	B	-0.02%
HAS	D	-0.02%
MOS	F	-0.02%
CZR	F	-0.02%
FRT	B	-0.02%
CPB	D	-0.02%
MGM	D	-0.02%
HRL	D	-0.02%
NWS	B	-0.01%