OCTA vs. FDTS ETF Comparison

Comparison of Octane All-Cap Value Energy ETF (OCTA) to First Trust Developed Markets ex US Small Cap AlphaDex Fund (FDTS)

OCTA

Octane All-Cap Value Energy ETF

OCTA Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its objective by investing in U.S.-listed equity securities of "Energy Companies." It will invest, under normal circumstances, at least 80% of its net assets plus the amount of borrowings for investment purposes, in equity securities of Value Energy Companies.

Grade (RS Rating)

Last Trade

$18.63

Average Daily Volume

404

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FDTS

First Trust Developed Markets ex US Small Cap AlphaDex Fund

FDTS Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Developed Markets Small Cap Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks and/or depositary receipts that comprise the index. The index is designed to objectively identify and select small cap securities from the S&P Developed Markets ex-US BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$41.07

Average Daily Volume

3,444

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OCTA	FDTS
30 Days	5.45%	-0.05%
60 Days	-2.59%	-4.71%
90 Days	-2.33%	-4.33%
12 Months		7.86%

1 Overlapping Holdings

	Symbol	Grade	Weight in OCTA	Weight in FDTS	Overlap
	TRMD	F	3.37%	0.19%	0.19%

OCTA Overweight 23 Positions Relative to FDTS

Symbol	Grade	Weight
ARCH	B	6.44%
SM	B	5.5%
BTU	B	5.37%
TTE	F	4.96%
VLO	C	4.32%
CEIX	A	4.26%
PBF	D	4.21%
EOG	A	4.12%
PSX	C	3.97%
ARLP	A	3.6%
APA	D	3.56%
MPC	D	3.08%
GPOR	B	3.02%
PTEN	C	2.79%
DINO	D	2.74%
OVV	B	2.67%
TS	B	2.61%
PARR	D	2.6%
E	F	2.57%
CHRD	D	2.51%
INSW	F	2.07%
CIVI	D	2.06%
LBRT	D	2.04%

OCTA Underweight 2 Positions Relative to FDTS

	Symbol	Grade	Weight
	PDS	C	-0.46%
	TIXT	F	-0.09%

OCTA: Top Represented Industries & Keywords

Industries: Oil & Gas E&P Oil & Gas Refining & Marketing Coal Oil & Gas Equipment & Services Oil & Gas Integrated Shipping & Ports Oil & Gas Drilling

FDTS: Top Represented Industries & Keywords

Industries: Oil & Gas Drilling Shipping & Ports Software - Infrastructure