NULC vs. AUSF ETF Comparison

Comparison of Nuveen ESG Large-Cap ETF (NULC) to Global X Adaptive U.S. Factor ETF (AUSF)

NULC

Nuveen ESG Large-Cap ETF

NULC Description

The investment seeks to track the investment results, before fees and expenses, of the ICE BofAML Enhanced Yield 1-5 Year US Broad Bond Index (the "index"). Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in component securities of the index. The index is designed to broadly capture the 1-5 year U.S. investment grade fixed income market, as represented by a modified version of the ICE BofAML 1-5 Year US Broad Market Index.

Grade (RS Rating)

Last Trade

$48.43

Average Daily Volume

1,139

Number of Holdings ^*

121

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	NULC	AUSF
30 Days	2.83%	4.22%
60 Days	5.29%	5.67%
90 Days	7.13%	7.18%
12 Months	30.46%	33.52%

41 Overlapping Holdings

Symbol	Grade	Weight in NULC	Weight in AUSF	Overlap
ADM	D	0.5%	0.47%	0.47%
ADP	B	0.97%	1.43%	0.97%
AKAM	D	0.07%	0.06%	0.06%
AMGN	D	0.96%	0.07%	0.07%
BG	F	0.01%	0.49%	0.01%
C	A	0.94%	0.53%	0.53%
CAH	B	0.13%	0.08%	0.08%
CBOE	B	0.43%	0.94%	0.43%
CI	F	0.08%	0.08%	0.08%
CMCSA	B	0.75%	0.51%	0.51%
DINO	D	0.13%	0.49%	0.13%
EA	A	0.36%	1.43%	0.36%
ECL	D	1.2%	0.07%	0.07%
ED	D	0.65%	0.08%	0.08%
FI	A	1.75%	0.08%	0.08%
HOLX	D	0.35%	0.08%	0.08%
HPE	B	0.54%	0.54%	0.54%
HPQ	B	0.71%	0.52%	0.52%
IBM	C	1.71%	1.37%	1.37%
INTC	D	1.07%	0.54%	0.54%
JNPR	F	0.22%	1.36%	0.22%
KO	D	1.57%	1.03%	1.03%
KR	B	0.44%	0.12%	0.12%
LYB	F	0.41%	0.46%	0.41%
MA	C	2.09%	0.08%	0.08%
MCD	D	1.17%	0.7%	0.7%
MCK	B	1.49%	0.09%	0.09%
MMC	B	1.38%	1.42%	1.38%
MOS	F	0.16%	0.48%	0.16%
OKE	A	1.3%	0.58%	0.58%
PEP	F	0.74%	0.66%	0.66%
PG	A	1.47%	0.83%	0.83%
PGR	A	1.58%	0.18%	0.18%
SOLV	C	0.2%	0.47%	0.2%
T	A	0.88%	1.9%	0.88%
TJX	A	1.28%	0.08%	0.08%
TRV	B	0.49%	0.12%	0.12%
V	A	2.21%	1.51%	1.51%
VRTX	F	0.3%	0.07%	0.07%
VZ	C	0.22%	1.83%	0.22%
WELL	A	0.07%	0.07%	0.07%

NULC Overweight 80 Positions Relative to AUSF

Symbol	Grade	Weight
NVDA	C	8.24%
MSFT	F	6.71%
GOOGL	C	2.91%
LLY	F	2.08%
TSLA	B	1.95%
GOOG	C	1.78%
ETN	A	1.74%
DIS	B	1.66%
CRM	B	1.59%
MS	A	1.57%
SPGI	C	1.51%
MELI	D	1.32%
DHR	F	1.31%
PNC	B	1.28%
CARR	D	1.18%
HCA	F	1.16%
UPS	C	1.06%
AMT	D	1.01%
LNG	B	0.98%
MRVL	B	0.96%
CMG	B	0.96%
AMAT	F	0.94%
SNPS	B	0.91%
AXON	A	0.87%
BKR	B	0.86%
TGT	F	0.8%
EW	C	0.78%
LOW	D	0.78%
EXC	C	0.75%
AMD	F	0.73%
GILD	C	0.69%
VEEV	C	0.63%
TXN	C	0.61%
CDNS	B	0.6%
KEYS	A	0.57%
ZTS	D	0.56%
MMM	D	0.56%
TEAM	A	0.53%
NTAP	C	0.5%
URI	B	0.47%
IRM	D	0.46%
WST	C	0.45%
EBAY	D	0.45%
BKNG	A	0.45%
ADBE	C	0.45%
AWK	D	0.44%
FTV	C	0.43%
EQIX	A	0.42%
STLD	B	0.41%
WDC	D	0.41%
TFC	A	0.38%
STX	D	0.38%
TRU	D	0.37%
FSLR	F	0.36%
HOOD	B	0.36%
TRMB	B	0.34%
BALL	D	0.33%
DECK	A	0.32%
J	F	0.32%
MCO	B	0.3%
GS	A	0.23%
FDX	B	0.23%
HD	A	0.21%
EME	C	0.19%
NEM	D	0.19%
A	D	0.19%
PANW	C	0.18%
MKTX	D	0.16%
LPLA	A	0.13%
ACGL	D	0.12%
NXPI	D	0.1%
USB	A	0.07%
IT	C	0.07%
WTW	B	0.05%
IDXX	F	0.05%
UNP	C	0.04%
DXCM	D	0.03%
AZO	C	0.03%
FBIN	D	0.02%
DOV	A	0.01%

NULC Underweight 149 Positions Relative to AUSF

Symbol	Grade	Weight
TMUS	B	-1.59%
RSG	A	-1.56%
WMT	A	-1.56%
BSX	B	-1.54%
COR	B	-1.51%
BRK.A	B	-1.5%
CSCO	B	-1.41%
ICE	C	-1.41%
LMT	D	-1.4%
RTX	C	-1.4%
CME	A	-1.39%
WM	A	-1.38%
LIN	D	-1.35%
JNJ	D	-1.34%
GD	F	-1.33%
EDR	A	-1.32%
ACI	C	-1.29%
DOX	D	-1.25%
MRK	F	-1.0%
BR	A	-0.84%
DTM	B	-0.7%
KMI	A	-0.66%
MO	A	-0.65%
UNM	A	-0.65%
TPR	B	-0.63%
MARA	C	-0.62%
IP	B	-0.59%
SYF	B	-0.58%
FHN	A	-0.57%
WBS	A	-0.57%
UMBF	B	-0.56%
ZION	B	-0.56%
FNB	A	-0.56%
VTRS	A	-0.56%
CMA	A	-0.55%
WHR	B	-0.55%
ONB	B	-0.55%
ABG	B	-0.55%
RF	A	-0.55%
AL	B	-0.55%
CFG	B	-0.55%
PB	A	-0.55%
COLB	A	-0.55%
UBSI	B	-0.55%
HBAN	A	-0.55%
LAD	A	-0.55%
LBRDK	C	-0.54%
OZK	B	-0.54%
CADE	B	-0.54%
PVH	C	-0.53%
TAP	C	-0.53%
BEN	C	-0.53%
GM	B	-0.52%
ALLY	C	-0.52%
LNC	B	-0.52%
PCAR	B	-0.52%
AM	A	-0.52%
NOV	C	-0.52%
BCC	B	-0.51%
CIVI	D	-0.51%
SLG	B	-0.51%
CNH	C	-0.51%
CNC	D	-0.5%
CHRD	D	-0.5%
CHE	D	-0.5%
JXN	C	-0.5%
NXST	C	-0.49%
AGNC	D	-0.49%
STWD	C	-0.49%
QGEN	D	-0.49%
CVS	D	-0.49%
HST	C	-0.49%
SNX	C	-0.48%
X	C	-0.48%
CRBG	B	-0.48%
BWA	D	-0.48%
UGI	A	-0.48%
VICI	C	-0.48%
RDN	C	-0.48%
AVT	C	-0.48%
KRC	C	-0.47%
EMN	D	-0.47%
SON	D	-0.47%
HOG	D	-0.47%
TDG	D	-0.47%
M	D	-0.47%
RPRX	D	-0.47%
GAP	C	-0.47%
RNR	C	-0.47%
WU	D	-0.46%
BBY	D	-0.46%
MDT	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.45%
LEA	D	-0.44%
PFE	D	-0.43%
KHC	F	-0.43%
SWKS	F	-0.43%
ARW	D	-0.43%
WBA	F	-0.43%
DOW	F	-0.42%
HII	D	-0.42%
OGN	D	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.18%
TW	A	-0.14%
ABBV	D	-0.14%
GRMN	B	-0.13%
COST	B	-0.12%
SO	D	-0.12%
CHD	B	-0.12%
VRSK	A	-0.1%
DUK	C	-0.1%
ORI	A	-0.1%
SNA	A	-0.1%
AAPL	C	-0.1%
GDDY	A	-0.1%
WMB	A	-0.1%
LDOS	C	-0.1%
AFL	B	-0.1%
ATR	B	-0.09%
PNW	B	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
CVX	A	-0.09%
PKG	A	-0.09%
WRB	A	-0.09%
INGR	B	-0.08%
UNH	C	-0.08%
BDX	F	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
NOC	D	-0.08%
VRSN	F	-0.08%
MDLZ	F	-0.07%
FE	C	-0.07%
CTLT	B	-0.07%
KMB	D	-0.07%
K	A	-0.07%
HON	B	-0.07%
AJG	B	-0.07%
ATO	A	-0.07%
DGX	A	-0.07%
ROP	B	-0.07%
CL	D	-0.07%
L	A	-0.07%
REGN	F	-0.05%