LEGR vs. ESG ETF Comparison

Comparison of First Trust Indxx Innovative Transaction & Process ETF (LEGR) to FlexShares STOXX US ESG Impact Index Fund (ESG)

LEGR

First Trust Indxx Innovative Transaction & Process ETF

LEGR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Indxx Blockchain Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks and depositary receipts that comprise the index. The index is designed to track the performance of companies that are either actively using, investing in, developing, or have products that are poised to benefit from blockchain technology and/or the potential for increased efficiency that it provides to various business processes.

Grade (RS Rating)

Last Trade

$46.72

Average Daily Volume

9,893

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ESG

FlexShares STOXX US ESG Impact Index Fund

ESG Description

The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX US ESG Impact Index.

Grade (RS Rating)

Last Trade

$140.22

Average Daily Volume

4,414

Number of Holdings ^*

259

* may have additional holdings in another (foreign) market

Performance

Period	LEGR	ESG
30 Days	-0.30%	3.59%
60 Days	1.48%	3.59%
90 Days	3.67%	6.22%
12 Months	24.29%	27.36%

28 Overlapping Holdings

Symbol	Grade	Weight in LEGR	Weight in ESG	Overlap
ACN	C	1.38%	1.12%	1.12%
AIG	B	0.77%	0.08%	0.08%
AMD	F	1.22%	0.74%	0.74%
AMZN	C	1.5%	5.34%	1.5%
BAC	A	0.89%	1.03%	0.89%
BK	A	0.84%	0.23%	0.23%
C	A	0.89%	0.64%	0.64%
CRM	B	1.74%	0.53%	0.53%
CSCO	B	0.87%	0.96%	0.87%
CTSH	B	1.41%	0.1%	0.1%
GS	A	0.93%	0.92%	0.92%
HD	A	0.81%	0.99%	0.81%
IBM	C	1.31%	0.95%	0.95%
INTC	D	1.72%	0.53%	0.53%
JPM	A	0.88%	3.38%	0.88%
KR	B	0.8%	0.2%	0.2%
MA	C	1.41%	1.06%	1.06%
MET	A	0.82%	0.2%	0.2%
MSFT	F	1.33%	4.72%	1.33%
MU	D	1.51%	0.54%	0.54%
ORCL	B	1.54%	0.74%	0.74%
PYPL	B	1.62%	0.29%	0.29%
SPGI	C	0.73%	0.65%	0.65%
TSLA	B	1.01%	2.83%	1.01%
V	A	0.81%	2.11%	0.81%
VZ	C	0.7%	0.28%	0.28%
WMT	A	0.79%	1.82%	0.79%
ZTS	D	1.22%	0.32%	0.32%

LEGR Overweight 24 Positions Relative to ESG

Symbol	Grade	Weight
JD	D	1.66%
NVDA	C	1.64%
HON	B	1.5%
TSM	B	1.46%
WIT	A	1.42%
BABA	D	1.41%
T	A	1.37%
BIDU	F	1.33%
IBN	C	1.33%
INFY	B	1.25%
WFC	A	1.06%
AXP	A	0.85%
BCS	C	0.85%
WDAY	B	0.81%
NOK	D	0.8%
HSBH	B	0.78%
F	C	0.78%
CME	A	0.77%
HDB	C	0.74%
RIO	D	0.73%
LMT	D	0.71%
LYG	F	0.68%
ING	F	0.64%
BA	F	0.63%

LEGR Underweight 231 Positions Relative to ESG

Symbol	Grade	Weight
META	D	-5.19%
AAPL	C	-4.84%
BRK.A	B	-3.02%
XOM	B	-2.63%
LLY	F	-2.2%
AVGO	D	-1.95%
PG	A	-1.94%
JNJ	D	-1.79%
CVX	A	-1.36%
KO	D	-1.2%
MRK	F	-1.02%
COST	B	-1.01%
UNH	C	-0.91%
DIS	B	-0.81%
ADBE	C	-0.76%
BLK	C	-0.72%
TJX	A	-0.67%
ABT	B	-0.66%
TXN	C	-0.62%
QCOM	F	-0.6%
UNP	C	-0.58%
SYK	C	-0.56%
BKNG	A	-0.55%
LOW	D	-0.51%
AMAT	F	-0.5%
ADP	B	-0.5%
UBER	D	-0.49%
INTU	C	-0.48%
ICE	C	-0.44%
DE	A	-0.44%
VRTX	F	-0.4%
ELV	F	-0.39%
USB	A	-0.39%
BMY	B	-0.39%
TT	A	-0.38%
CTAS	B	-0.37%
AMT	D	-0.37%
NOW	A	-0.36%
MDLZ	F	-0.36%
PFE	D	-0.36%
MDT	D	-0.36%
APO	B	-0.35%
MCD	D	-0.35%
ADSK	A	-0.33%
WELL	A	-0.32%
PANW	C	-0.32%
GM	B	-0.32%
CL	D	-0.31%
SLB	C	-0.31%
CAT	B	-0.31%
CI	F	-0.3%
TGT	F	-0.29%
GILD	C	-0.28%
CVS	D	-0.28%
MAR	B	-0.28%
MMC	B	-0.27%
CMG	B	-0.27%
AON	A	-0.27%
CRWD	B	-0.26%
MS	A	-0.26%
MCK	B	-0.26%
CB	C	-0.26%
HLT	A	-0.25%
TRV	B	-0.24%
LRCX	F	-0.24%
AFL	B	-0.23%
FLUT	A	-0.23%
NXPI	D	-0.23%
FDX	B	-0.22%
KMB	D	-0.22%
NKE	D	-0.22%
TFC	A	-0.21%
SNPS	B	-0.21%
BSX	B	-0.21%
DUK	C	-0.21%
ROST	C	-0.2%
CBRE	B	-0.2%
AEP	D	-0.2%
SBUX	A	-0.19%
LULU	C	-0.19%
NEM	D	-0.19%
GIS	D	-0.18%
CEG	D	-0.18%
DFS	B	-0.18%
VICI	C	-0.17%
CMI	A	-0.17%
GWW	B	-0.17%
IT	C	-0.17%
ECL	D	-0.17%
HPQ	B	-0.17%
GEHC	F	-0.17%
OTIS	C	-0.16%
AJG	B	-0.16%
SHW	A	-0.15%
KLAC	D	-0.15%
WTW	B	-0.15%
FCX	D	-0.15%
HIG	B	-0.14%
PEG	A	-0.14%
HUBS	A	-0.14%
SRE	A	-0.14%
MCO	B	-0.13%
EA	A	-0.13%
EW	C	-0.13%
AWK	D	-0.13%
EIX	B	-0.13%
IRM	D	-0.13%
CDNS	B	-0.13%
VRSK	A	-0.13%
ROK	B	-0.13%
ITW	B	-0.13%
NDAQ	A	-0.13%
WM	A	-0.13%
HPE	B	-0.12%
IQV	D	-0.12%
DD	D	-0.12%
EMR	A	-0.12%
TSCO	D	-0.12%
YUM	B	-0.12%
MSCI	C	-0.12%
WY	D	-0.11%
WDC	D	-0.11%
VLO	C	-0.11%
BDX	F	-0.11%
DECK	A	-0.11%
CLX	B	-0.1%
XYL	D	-0.1%
OMC	C	-0.1%
FDS	B	-0.1%
EBAY	D	-0.1%
DOW	F	-0.1%
BKR	B	-0.1%
HSY	F	-0.1%
FTV	C	-0.1%
WAB	B	-0.09%
BR	A	-0.09%
PSA	D	-0.09%
BBY	D	-0.09%
LII	A	-0.09%
AZO	C	-0.09%
KHC	F	-0.09%
K	A	-0.09%
CAH	B	-0.09%
DOC	D	-0.08%
ETR	B	-0.08%
D	C	-0.08%
LNG	B	-0.08%
FITB	A	-0.08%
NU	C	-0.08%
CCEP	C	-0.08%
NTAP	C	-0.08%
PFG	D	-0.08%
WSM	B	-0.08%
ADM	D	-0.08%
CCL	B	-0.08%
ALL	A	-0.08%
RSG	A	-0.07%
VTR	C	-0.07%
ZBRA	B	-0.07%
EXPE	B	-0.07%
STZ	D	-0.07%
GEN	B	-0.07%
XPO	B	-0.07%
BALL	D	-0.07%
PNR	A	-0.07%
STT	A	-0.07%
NVT	B	-0.06%
HOLX	D	-0.06%
IPG	D	-0.06%
MKC	D	-0.06%
GLW	B	-0.06%
A	D	-0.06%
IDXX	F	-0.06%
ESS	B	-0.06%
RF	A	-0.06%
ACM	A	-0.06%
KDP	D	-0.06%
CTVA	C	-0.06%
HBAN	A	-0.06%
EL	F	-0.06%
XEL	A	-0.06%
KEY	B	-0.05%
DOV	A	-0.05%
BURL	A	-0.05%
SMCI	F	-0.05%
FANG	D	-0.05%
CMS	C	-0.05%
DOX	D	-0.05%
MRO	B	-0.05%
SUI	D	-0.05%
RPRX	D	-0.05%
ARE	D	-0.05%
LNT	A	-0.05%
ED	D	-0.05%
MRNA	F	-0.04%
APTV	D	-0.04%
DLTR	F	-0.04%
SWK	D	-0.04%
DPZ	C	-0.04%
WST	C	-0.04%
IEX	B	-0.04%
BAX	D	-0.04%
NI	A	-0.04%
LVS	C	-0.04%
ZBH	C	-0.04%
AES	F	-0.04%
SNAP	C	-0.04%
PPL	B	-0.04%
NDSN	B	-0.04%
NRG	B	-0.04%
OC	A	-0.03%
CAG	D	-0.03%
LECO	B	-0.03%
BG	F	-0.03%
STX	D	-0.03%
TSN	B	-0.03%
EXPD	D	-0.03%
MAS	D	-0.03%
AKAM	D	-0.03%
JBL	B	-0.03%
OKTA	C	-0.02%
HST	C	-0.02%
SJM	D	-0.02%
DKS	C	-0.02%
LKQ	D	-0.02%
FFIV	B	-0.02%
TFX	F	-0.02%
RNR	C	-0.02%
AVTR	F	-0.02%
PSTG	D	-0.02%
DG	F	-0.02%