GINX vs. PSCU ETF Comparison

Comparison of SGI Enhanced Global Income ETF (GINX) to PowerShares S&P SmallCap Utilities Portfolio (PSCU)

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$26.86

Average Daily Volume

6,896

Number of Holdings ^*

93

* may have additional holdings in another (foreign) market

PSCU

PowerShares S&P SmallCap Utilities Portfolio

PSCU Description

The PowerShares S&P SmallCap Utilities Portfolio (Fund) is based on the S&P SmallCap 600® Capped Utilities & Telecom Services Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US utilities and telecommunication services companies. These companies are principally engaged in providing either energy, water or natural gas utilities, as well as services designed to promote or enhance the transmission of voice, data and video over various communications media, including wireline, wireless (terrestrial-based), satellite and cable. The Index is a subset of the S&P SmallCap 600® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$65.11

Average Daily Volume

3,096

Number of Holdings ^*

35

* may have additional holdings in another (foreign) market

Performance

Period	GINX	PSCU
30 Days	0.93%	9.24%
60 Days	0.12%	7.80%
90 Days	-0.34%	10.81%
12 Months		30.75%

2 Overlapping Holdings

	Symbol	Grade	Weight in GINX	Weight in PSCU	Overlap
	CWEN	C	1.1%	2.78%	1.1%
	CWEN	C	1.1%	1.09%	1.09%

GINX Overweight 92 Positions Relative to PSCU

	Symbol	Grade	Weight
	C	A	4.18%
	TAK	F	3.79%
	INFY	B	3.7%
	CL	D	3.68%
	NGG	D	3.63%
	META	D	3.44%
	GOOG	C	3.25%
	UMC	F	3.15%
	LLY	F	3.04%
	WCC	B	3.01%
	QCOM	F	2.48%
	NTES	D	2.15%
	MRK	F	2.11%
	UPS	C	2.04%
	WIT	A	1.85%
	LPX	B	1.62%
	NVO	D	1.51%
	CBRE	B	1.37%
	NICE	C	1.36%
	KOF	F	1.32%
	CSX	B	1.3%
	LRCX	F	1.09%
	BRK.A	B	0.99%
	UNP	C	0.95%
	KO	D	0.93%
	MBI	B	0.92%
	ABBV	D	0.88%
	PGR	A	0.78%
	IBN	C	0.76%
	BBVA	F	0.75%
	BK	A	0.66%
	WF	C	0.62%
	MCK	B	0.6%
	CFG	B	0.59%
	AXP	A	0.57%
	TPR	B	0.57%
	BAC	A	0.56%
	ALL	A	0.56%
	AEP	D	0.56%
	TSN	B	0.55%
	EOG	A	0.55%
	JPM	A	0.55%
	UFPI	B	0.54%
	FDX	B	0.54%
	CIG	C	0.54%
	MKL	A	0.54%
	BPOP	B	0.54%
	EVRG	A	0.53%
	TJX	A	0.53%
	EQH	B	0.53%
	PRU	A	0.52%
	SWX	B	0.52%
	IX	F	0.52%
	INGR	B	0.52%
	BBWI	D	0.52%
	CIB	B	0.51%
	APH	A	0.51%
	PSX	C	0.51%
	JXN	C	0.51%
	PBR	C	0.51%
	MA	C	0.51%
	NFG	A	0.5%
	UHS	D	0.5%
	VIPS	F	0.5%
	COST	B	0.5%
	TGT	F	0.5%
	DE	A	0.49%
	OXY	D	0.49%
	SAN	F	0.49%
	DD	D	0.49%
	ASR	D	0.49%
	LMT	D	0.48%
	RPRX	D	0.48%
	HCA	F	0.48%
	DUK	C	0.48%
	SAP	B	0.48%
	LOGI	D	0.48%
	RDY	F	0.47%
	UL	D	0.47%
	ELV	F	0.47%
	RIO	D	0.47%
	BABA	D	0.46%
	TSM	B	0.46%
	SHG	D	0.46%
	AMAT	F	0.45%
	ZTO	F	0.44%
	JD	D	0.44%
	SNN	D	0.44%
	HMC	F	0.43%
	TLK	D	0.43%
	REGN	F	0.4%
	MPWR	F	0.31%

GINX Underweight 33 Positions Relative to PSCU

	Symbol	Grade	Weight
	LUMN	C	-10.06%
	MGEE	C	-4.62%
	MDU	D	-4.61%
	MSGS	A	-4.45%
	CNK	B	-4.16%
	CCOI	B	-4.11%
	OTTR	C	-4.07%
	IAC	D	-4.06%
	AWR	B	-3.87%
	CARG	C	-3.76%
	AVA	A	-3.7%
	TDS	B	-3.7%
	CWT	D	-3.64%
	TGNA	B	-3.55%
	CPK	A	-3.53%
	SATS	D	-3.48%
	ZD	C	-3.04%
	YELP	C	-2.92%
	CABO	C	-2.22%
	SJW	D	-1.99%
	NWN	A	-1.96%
	TRIP	F	-1.84%
	MSEX	B	-1.43%
	CARS	B	-1.38%
	QNST	B	-1.38%
	UTL	B	-1.15%
	TTGT	C	-0.93%
	SSTK	F	-0.88%
	SCHL	D	-0.76%
	SHEN	F	-0.73%
	THRY	F	-0.56%
	GOGO	C	-0.56%
	CNSL	C	-0.43%

GINX: Top Represented Industries & Keywords

Industries: Banks - Global Insurance - Property & Casualty Semiconductors Utilities - Regulated Electric Banks - Regional - Asia Biotechnology Credit Services Drug Manufacturers - Major Integrated Shipping & Logistics Internet Content & Information Oil & Gas E&P Specialty Retail Apparel Stores Asset Management Banks - Regional - US Beverages - Soft Drinks Discount Stores Drug Manufacturers - Specialty & Generic Household & Personal Products Information Technology Services

Keywords: S&P 500 Bank Banking Nasdaq 100 Investment Banking Natural Gas Financial Products Insurance Cash Management Electricity Investment Bank Pharmaceutical Products Integrated Circuits Investment Product Securities Brokerage Semiconductor Asset Management Asset Management Services Commercial Banking Computing

PSCU: Top Represented Industries & Keywords

Industries: Telecom Services Internet Content & Information Utilities - Diversified Utilities - Regulated Water Utilities - Regulated Gas Auto & Truck Dealerships Broadcasting - TV Building Materials Communication Equipment Entertainment Internet Content & Information Leisure Media - Diversified Publishing Software - Infrastructure Utilities - Regulated Electric

Keywords: Broadband Internet Access Natural Gas Electricity Voice Services Digital Media Information And Communications Technology Computing Distribution Services Games Internet Internet Service Provider Natural Gas Distribution Online Market Online Marketplace Public Utility Software Telecommunications Telecommunications Service Television