FYT vs. TXSS ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Texas Small Cap Equity Index ETF (TXSS)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

TXSS

Texas Small Cap Equity Index ETF

TXSS Description

The fund seeks to achieve its investment objective by investing at least 80% of its assets in securities included in its underlying index. The index is a diversified, float-adjusted sector and, market-capitalization weighted index designed to reflect the performance primarily of stocks in small-capitalization companies that are headquartered in Texas.

Grade (RS Rating)

Last Trade

$29.63

Average Daily Volume

424

Number of Holdings ^*

150

* may have additional holdings in another (foreign) market

Performance

Period	FYT	TXSS
30 Days	9.77%	9.39%
60 Days	7.74%	7.08%
90 Days	6.59%	7.62%
12 Months	25.70%

21 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in TXSS	Overlap
ALG	B	0.39%	0.33%	0.33%
AMN	F	0.28%	1.76%	0.28%
BMBL	C	0.79%	0.13%	0.13%
CRGY	B	0.62%	0.34%	0.34%
CRK	B	0.43%	0.2%	0.2%
CVI	F	0.5%	0.32%	0.32%
DNOW	B	0.69%	2.86%	0.69%
FOR	F	0.56%	0.16%	0.16%
GRBK	D	0.3%	0.78%	0.3%
HTH	B	0.25%	0.2%	0.2%
LGIH	D	0.32%	0.58%	0.32%
MRC	B	0.52%	2.13%	0.52%
NX	C	0.39%	0.26%	0.26%
PARR	D	0.61%	0.17%	0.17%
SBH	C	0.5%	0.65%	0.5%
STC	B	0.12%	0.28%	0.12%
TALO	C	0.69%	0.21%	0.21%
UPBD	B	0.12%	0.21%	0.12%
VBTX	B	0.4%	0.21%	0.21%
XPEL	C	0.13%	1.19%	0.13%
YETI	C	0.23%	0.59%	0.23%

FYT Overweight 235 Positions Relative to TXSS

Symbol	Grade	Weight
CXW	B	1.03%
RIOT	C	0.98%
GBX	A	0.79%
HTZ	C	0.76%
BFH	B	0.73%
JBT	B	0.73%
CTOS	C	0.72%
ECVT	C	0.72%
CUBI	C	0.72%
VTLE	C	0.71%
CABO	C	0.71%
TGNA	B	0.7%
ULH	B	0.69%
PINC	B	0.69%
KMT	B	0.68%
EIG	B	0.68%
GEF	A	0.66%
GPOR	B	0.65%
HELE	C	0.65%
PK	B	0.64%
APLE	B	0.64%
RLJ	C	0.64%
TDS	B	0.64%
GT	C	0.64%
IART	C	0.63%
REZI	A	0.62%
GIII	D	0.62%
VAC	B	0.62%
WS	B	0.62%
BTU	B	0.62%
KOS	F	0.62%
SPNT	A	0.62%
PLAB	C	0.61%
INVA	D	0.61%
UVV	B	0.61%
SHO	C	0.6%
AVA	A	0.59%
TRMK	B	0.59%
EPC	D	0.59%
VC	D	0.59%
INDB	B	0.59%
IMKTA	C	0.59%
PEBO	A	0.58%
ZD	C	0.58%
PRDO	B	0.58%
RES	D	0.57%
BY	B	0.57%
GHC	C	0.56%
CAL	D	0.56%
FFBC	A	0.56%
WKC	D	0.55%
USM	B	0.55%
PHIN	A	0.55%
EBC	B	0.55%
KSS	F	0.54%
SAH	A	0.54%
DBRG	F	0.54%
WMK	C	0.53%
VSH	D	0.52%
CCS	D	0.52%
SEB	F	0.52%
HOV	D	0.51%
DRH	B	0.51%
CMCO	B	0.51%
AMWD	C	0.51%
GES	F	0.51%
GEO	B	0.5%
SCSC	B	0.5%
VSCO	B	0.5%
EQC	B	0.49%
NWN	A	0.49%
LZB	B	0.49%
BV	B	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	C	0.48%
PRG	C	0.48%
NWE	B	0.47%
ABR	C	0.47%
OEC	C	0.47%
MLKN	D	0.47%
CVBF	A	0.46%
ANDE	D	0.46%
VSTS	C	0.46%
HIW	D	0.46%
SASR	B	0.44%
CASH	A	0.44%
BNL	D	0.44%
PDCO	D	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
BANR	B	0.44%
WSBC	A	0.43%
CATY	B	0.43%
FULT	A	0.42%
FRME	B	0.42%
PFBC	B	0.42%
WSFS	A	0.41%
HY	D	0.41%
RNST	B	0.41%
SFNC	B	0.41%
EFSC	B	0.41%
VRTS	B	0.41%
LAUR	A	0.4%
BKE	B	0.4%
BKU	A	0.4%
TCBK	B	0.4%
KALU	C	0.4%
SNDR	B	0.39%
DAN	D	0.39%
HOPE	B	0.39%
FIBK	A	0.39%
FCF	A	0.39%
SRCE	B	0.39%
HUBG	A	0.39%
XRX	F	0.39%
WGO	C	0.38%
MCRI	A	0.38%
PTVE	B	0.38%
XHR	B	0.37%
BUSE	B	0.37%
ARCB	C	0.37%
MODG	F	0.37%
WERN	C	0.37%
UNF	B	0.36%
KLG	C	0.36%
IPGP	D	0.36%
MRTN	C	0.35%
SPB	C	0.35%
LILAK	D	0.33%
SJW	D	0.33%
PEB	D	0.33%
VSAT	F	0.32%
SSTK	F	0.32%
TTMI	B	0.32%
LC	A	0.32%
CAR	C	0.3%
ASB	B	0.3%
SCVL	F	0.3%
NIC	B	0.29%
SNEX	B	0.29%
HMN	B	0.29%
FHB	A	0.29%
CRI	D	0.29%
FHI	A	0.28%
PBH	A	0.28%
OMI	F	0.28%
KAR	B	0.28%
DFH	D	0.28%
NWBI	B	0.27%
SBCF	A	0.27%
GOGO	C	0.27%
CSGS	B	0.27%
FBNC	A	0.27%
ABM	B	0.26%
MTX	B	0.26%
ENOV	C	0.26%
WAFD	B	0.26%
TOWN	B	0.26%
HLF	C	0.26%
IOSP	B	0.26%
BHE	B	0.26%
STBA	B	0.25%
DK	C	0.25%
ROCK	C	0.25%
GO	C	0.25%
SYNA	C	0.24%
OFG	B	0.24%
SCL	C	0.24%
CXT	B	0.24%
ARI	C	0.24%
ALEX	C	0.24%
LNN	B	0.24%
KWR	C	0.24%
DFIN	D	0.23%
DEA	D	0.23%
SHEN	F	0.23%
THRM	D	0.23%
LCII	C	0.23%
PSMT	C	0.23%
ROG	D	0.22%
PATK	D	0.22%
ODP	F	0.21%
FOXF	F	0.19%
AVNS	F	0.19%
MYRG	B	0.18%
UPWK	B	0.17%
MCW	B	0.15%
MGPI	F	0.15%
TCBI	B	0.15%
FDP	B	0.14%
BHF	B	0.14%
BHLB	B	0.14%
PFS	B	0.14%
CBU	B	0.14%
FBK	B	0.14%
MTRN	C	0.13%
DEI	B	0.13%
HLIO	B	0.13%
GNW	A	0.13%
IVT	B	0.13%
CVCO	A	0.13%
PPBI	B	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NBTB	B	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	D	0.12%
NMRK	B	0.12%
CNMD	C	0.12%
OI	C	0.12%
MSEX	B	0.12%
EVTC	B	0.12%
PGRE	F	0.12%
AIR	B	0.12%
HAYW	B	0.12%
SAFT	C	0.12%
JBGS	D	0.11%
OXM	D	0.11%
CWEN	C	0.11%
SHOO	D	0.11%
AIN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	F	0.11%
SHLS	F	0.11%
CNXN	C	0.11%
CC	C	0.11%
BLMN	F	0.1%
PLUS	F	0.1%
GIC	D	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 129 Positions Relative to TXSS

Symbol	Grade	Weight
HHH	B	-6.63%
EAT	A	-3.55%
KNTK	B	-3.21%
EE	A	-2.68%
GPI	A	-2.54%
ADUS	D	-2.39%
NSP	D	-2.18%
NTST	D	-2.05%
RUSHA	C	-1.99%
NXRT	B	-1.69%
DXPE	B	-1.66%
OMCL	C	-1.61%
STRL	B	-1.61%
VITL	D	-1.61%
ASO	F	-1.53%
USPH	B	-1.51%
IESC	B	-1.51%
CMC	B	-1.24%
CSWI	A	-1.19%
PRIM	A	-1.12%
CHX	C	-1.06%
INN	D	-1.06%
WSR	A	-1.05%
SAVA	D	-1.0%
VTOL	B	-0.96%
COOP	B	-0.87%
QTWO	A	-0.87%
TPG	A	-0.85%
WLK	D	-0.81%
ITGR	B	-0.8%
WHD	B	-0.79%
ACA	A	-0.78%
NXST	C	-0.77%
BTMD	C	-0.75%
MGY	A	-0.75%
DSGR	D	-0.74%
MUR	D	-0.7%
PLAY	D	-0.69%
CSV	B	-0.66%
FFIN	B	-0.6%
HUN	F	-0.58%
AROC	B	-0.58%
NPAB	B	-0.57%
CNK	B	-0.57%
TRN	C	-0.57%
SLAB	D	-0.57%
CCO	C	-0.54%
AGL	F	-0.54%
UEC	B	-0.53%
POWL	C	-0.53%
CVEO	F	-0.52%
IBOC	A	-0.51%
HESM	B	-0.5%
OII	B	-0.5%
AZZ	B	-0.47%
PTEN	C	-0.47%
DIOD	D	-0.45%
TASK	C	-0.43%
VCTR	B	-0.43%
XPRO	F	-0.43%
TDW	F	-0.4%
RXT	C	-0.4%
GSHD	A	-0.39%
THRY	F	-0.38%
SVRA	D	-0.37%
ALKT	B	-0.33%
TFIN	A	-0.32%
IBTX	B	-0.32%
BHR	B	-0.32%
TSHA	C	-0.28%
SKWD	A	-0.26%
EWCZ	F	-0.25%
USLM	A	-0.25%
RICK	C	-0.25%
AAOI	B	-0.22%
HLX	B	-0.22%
TH	C	-0.22%
GLDD	B	-0.22%
THR	B	-0.21%
SABR	C	-0.21%
AESI	B	-0.2%
CECO	A	-0.19%
SMHI	F	-0.18%
WTTR	B	-0.18%
APLD	A	-0.17%
CSTL	D	-0.16%
SBSI	B	-0.14%
LUNR	B	-0.14%
PRO	C	-0.14%
SWI	B	-0.12%
NR	B	-0.12%
RBBN	C	-0.11%
ETWO	F	-0.11%
EBF	F	-0.1%
PUMP	B	-0.09%
ANET	C	-0.09%
EZPW	A	-0.08%
BIGC	C	-0.08%
LPRO	C	-0.08%
ORN	C	-0.08%
SPFI	B	-0.07%
TTI	C	-0.07%
RMBL	C	-0.07%
GDOT	D	-0.07%
FFWM	C	-0.07%
NOVA	F	-0.07%
PX	A	-0.07%
EGY	D	-0.07%
IHRT	C	-0.06%
OIS	C	-0.06%
EHTH	C	-0.06%
NGS	B	-0.06%
LSEA	D	-0.05%
KLXE	C	-0.05%
LEGH	D	-0.05%
AMPY	C	-0.05%
GRNT	B	-0.05%
LXRX	F	-0.04%
BRY	F	-0.04%
STTK	F	-0.04%
LAW	D	-0.04%
CTGO	D	-0.04%
EPM	A	-0.04%
WTI	F	-0.04%
REI	D	-0.04%
ASUR	C	-0.04%
FET	D	-0.04%
AVNW	F	-0.03%
APPS	F	-0.02%