FYT vs. SLYG ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to SPDR S&P 600 Small Cap Growth ETF (based on S&P SmallCap 600 Growth Index) (SLYG)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

SLYG

SPDR S&P 600 Small Cap Growth ETF (based on S&P SmallCap 600 Growth Index)

SLYG Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of small capitalization exchange traded U.S. equity securities exhibiting "growth" characteristics. In seeking to track the performance of the S&P SmallCap 600 Growth Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small-capitalization growth sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$99.02

Average Daily Volume

125,508

Number of Holdings ^*

344

* may have additional holdings in another (foreign) market

Performance

Period	FYT	SLYG
30 Days	9.77%	8.97%
60 Days	7.74%	6.59%
90 Days	6.59%	7.11%
12 Months	25.70%	33.74%

79 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in SLYG	Overlap
AIN	C	0.11%	0.18%	0.11%
AIR	B	0.12%	0.25%	0.12%
ALG	B	0.39%	0.3%	0.3%
AMN	F	0.28%	0.08%	0.08%
AMWD	C	0.51%	0.12%	0.12%
ANDE	D	0.46%	0.12%	0.12%
APLE	B	0.64%	0.51%	0.51%
ARCB	C	0.37%	0.37%	0.37%
ARI	C	0.24%	0.1%	0.1%
BHLB	B	0.14%	0.09%	0.09%
BKE	B	0.4%	0.13%	0.13%
BLMN	F	0.1%	0.07%	0.07%
BTU	B	0.62%	0.22%	0.22%
CASH	A	0.44%	0.29%	0.29%
CATY	B	0.43%	0.26%	0.26%
CCS	D	0.52%	0.18%	0.18%
CNMD	C	0.12%	0.32%	0.12%
CRK	B	0.43%	0.09%	0.09%
CSGS	B	0.27%	0.11%	0.11%
CUBI	C	0.72%	0.23%	0.23%
CVCO	A	0.13%	0.56%	0.13%
CVI	F	0.5%	0.05%	0.05%
DFIN	D	0.23%	0.23%	0.23%
DRH	B	0.51%	0.27%	0.27%
EVTC	B	0.12%	0.33%	0.12%
FCF	A	0.39%	0.13%	0.13%
FOXF	F	0.19%	0.07%	0.07%
GES	F	0.51%	0.07%	0.07%
GOGO	C	0.27%	0.03%	0.03%
GRBK	D	0.3%	0.31%	0.3%
INVA	D	0.61%	0.08%	0.08%
IOSP	B	0.26%	0.27%	0.26%
JBT	B	0.73%	0.33%	0.33%
KWR	C	0.24%	0.18%	0.18%
LCII	C	0.23%	0.27%	0.23%
LGIH	D	0.32%	0.18%	0.18%
LNN	B	0.24%	0.1%	0.1%
LZB	B	0.49%	0.14%	0.14%
MCRI	A	0.38%	0.15%	0.15%
MCW	B	0.15%	0.05%	0.05%
MGPI	F	0.15%	0.06%	0.06%
MRTN	C	0.35%	0.07%	0.07%
MSEX	B	0.12%	0.08%	0.08%
MTRN	C	0.13%	0.34%	0.13%
MTX	B	0.26%	0.19%	0.19%
MYRG	B	0.18%	0.34%	0.18%
NX	C	0.39%	0.14%	0.14%
OFG	B	0.24%	0.3%	0.24%
OXM	D	0.11%	0.16%	0.11%
PARR	D	0.61%	0.15%	0.15%
PATK	D	0.22%	0.43%	0.22%
PBH	A	0.28%	0.28%	0.28%
PFBC	B	0.42%	0.17%	0.17%
PLAB	C	0.61%	0.15%	0.15%
PLUS	F	0.1%	0.19%	0.1%
PRDO	B	0.58%	0.13%	0.13%
PRG	C	0.48%	0.29%	0.29%
RES	D	0.57%	0.07%	0.07%
ROCK	C	0.25%	0.31%	0.25%
ROG	D	0.22%	0.17%	0.17%
SHEN	F	0.23%	0.09%	0.09%
SHO	C	0.6%	0.3%	0.3%
SHOO	D	0.11%	0.45%	0.11%
SJW	D	0.33%	0.1%	0.1%
SPNT	A	0.62%	0.21%	0.21%
SSTK	F	0.32%	0.05%	0.05%
STBA	B	0.25%	0.12%	0.12%
TDS	B	0.64%	0.22%	0.22%
THRM	D	0.23%	0.09%	0.09%
UNF	B	0.36%	0.18%	0.18%
UPBD	B	0.12%	0.13%	0.12%
VRTS	B	0.41%	0.14%	0.14%
VSTS	C	0.46%	0.12%	0.12%
VTLE	C	0.71%	0.06%	0.06%
WGO	C	0.38%	0.14%	0.14%
WS	B	0.62%	0.15%	0.15%
WSFS	A	0.41%	0.23%	0.23%
XHR	B	0.37%	0.13%	0.13%
XPEL	C	0.13%	0.15%	0.13%

FYT Overweight 177 Positions Relative to SLYG

Symbol	Grade	Weight
CXW	B	1.03%
RIOT	C	0.98%
BMBL	C	0.79%
GBX	A	0.79%
HTZ	C	0.76%
BFH	B	0.73%
CTOS	C	0.72%
ECVT	C	0.72%
CABO	C	0.71%
TGNA	B	0.7%
TALO	C	0.69%
DNOW	B	0.69%
ULH	B	0.69%
PINC	B	0.69%
KMT	B	0.68%
EIG	B	0.68%
GEF	A	0.66%
GPOR	B	0.65%
HELE	C	0.65%
PK	B	0.64%
RLJ	C	0.64%
GT	C	0.64%
IART	C	0.63%
REZI	A	0.62%
GIII	D	0.62%
VAC	B	0.62%
KOS	F	0.62%
CRGY	B	0.62%
UVV	B	0.61%
AVA	A	0.59%
TRMK	B	0.59%
EPC	D	0.59%
VC	D	0.59%
INDB	B	0.59%
IMKTA	C	0.59%
PEBO	A	0.58%
ZD	C	0.58%
BY	B	0.57%
GHC	C	0.56%
FOR	F	0.56%
CAL	D	0.56%
FFBC	A	0.56%
WKC	D	0.55%
USM	B	0.55%
PHIN	A	0.55%
EBC	B	0.55%
KSS	F	0.54%
SAH	A	0.54%
DBRG	F	0.54%
WMK	C	0.53%
VSH	D	0.52%
MRC	B	0.52%
SEB	F	0.52%
HOV	D	0.51%
CMCO	B	0.51%
SBH	C	0.5%
GEO	B	0.5%
SCSC	B	0.5%
VSCO	B	0.5%
EQC	B	0.49%
NWN	A	0.49%
BV	B	0.49%
CENTA	C	0.49%
LADR	B	0.49%
NAVI	C	0.48%
NWE	B	0.47%
ABR	C	0.47%
OEC	C	0.47%
MLKN	D	0.47%
CVBF	A	0.46%
HIW	D	0.46%
SASR	B	0.44%
BNL	D	0.44%
PDCO	D	0.44%
PLYA	B	0.44%
ADNT	F	0.44%
BANR	B	0.44%
WSBC	A	0.43%
FULT	A	0.42%
FRME	B	0.42%
HY	D	0.41%
RNST	B	0.41%
SFNC	B	0.41%
EFSC	B	0.41%
LAUR	A	0.4%
BKU	A	0.4%
TCBK	B	0.4%
VBTX	B	0.4%
KALU	C	0.4%
SNDR	B	0.39%
DAN	D	0.39%
HOPE	B	0.39%
FIBK	A	0.39%
SRCE	B	0.39%
HUBG	A	0.39%
XRX	F	0.39%
PTVE	B	0.38%
BUSE	B	0.37%
MODG	F	0.37%
WERN	C	0.37%
KLG	C	0.36%
IPGP	D	0.36%
SPB	C	0.35%
LILAK	D	0.33%
PEB	D	0.33%
VSAT	F	0.32%
TTMI	B	0.32%
LC	A	0.32%
CAR	C	0.3%
ASB	B	0.3%
SCVL	F	0.3%
NIC	B	0.29%
SNEX	B	0.29%
HMN	B	0.29%
FHB	A	0.29%
CRI	D	0.29%
FHI	A	0.28%
OMI	F	0.28%
KAR	B	0.28%
DFH	D	0.28%
NWBI	B	0.27%
SBCF	A	0.27%
FBNC	A	0.27%
ABM	B	0.26%
ENOV	C	0.26%
WAFD	B	0.26%
TOWN	B	0.26%
HLF	C	0.26%
BHE	B	0.26%
HTH	B	0.25%
DK	C	0.25%
GO	C	0.25%
SYNA	C	0.24%
SCL	C	0.24%
CXT	B	0.24%
ALEX	C	0.24%
DEA	D	0.23%
YETI	C	0.23%
PSMT	C	0.23%
ODP	F	0.21%
AVNS	F	0.19%
UPWK	B	0.17%
TCBI	B	0.15%
FDP	B	0.14%
BHF	B	0.14%
PFS	B	0.14%
CBU	B	0.14%
FBK	B	0.14%
DEI	B	0.13%
HLIO	B	0.13%
GNW	A	0.13%
IVT	B	0.13%
PPBI	B	0.13%
ROIC	A	0.13%
SAM	C	0.13%
NBTB	B	0.13%
NVEE	F	0.12%
KFRC	D	0.12%
NNI	D	0.12%
STC	B	0.12%
NMRK	B	0.12%
OI	C	0.12%
PGRE	F	0.12%
HAYW	B	0.12%
SAFT	C	0.12%
JBGS	D	0.11%
CWEN	C	0.11%
MSGE	F	0.11%
LXP	D	0.11%
RC	D	0.11%
CMTG	F	0.11%
SHLS	F	0.11%
CNXN	C	0.11%
CC	C	0.11%
GIC	D	0.1%
GPRE	F	0.1%
OLPX	D	0.09%

FYT Underweight 265 Positions Relative to SLYG

Symbol	Grade	Weight
MLI	C	-1.5%
CRS	A	-1.31%
GKOS	B	-1.1%
ATI	D	-1.03%
CSWI	A	-1.0%
AWI	A	-0.98%
SPSC	C	-0.96%
MTH	D	-0.94%
BMI	B	-0.92%
MOG.A	B	-0.92%
AVAV	D	-0.81%
FSS	B	-0.81%
BCC	B	-0.8%
MARA	C	-0.78%
GPI	A	-0.77%
SM	B	-0.75%
RDNT	B	-0.75%
MGY	A	-0.75%
MATX	C	-0.75%
IBP	D	-0.7%
SHAK	C	-0.68%
IDCC	A	-0.67%
ITGR	B	-0.66%
KTB	B	-0.66%
ADMA	B	-0.66%
LRN	A	-0.63%
MHO	D	-0.62%
SIG	B	-0.62%
FTDR	A	-0.61%
FELE	B	-0.61%
BOOT	D	-0.6%
NOG	A	-0.6%
AROC	B	-0.59%
GMS	B	-0.58%
SKT	B	-0.58%
TGTX	B	-0.58%
CRC	B	-0.58%
INSP	D	-0.57%
CALM	A	-0.56%
ESE	B	-0.55%
WDFC	B	-0.55%
VRRM	D	-0.54%
MSGS	A	-0.53%
MMSI	B	-0.52%
ACIW	B	-0.52%
HCC	B	-0.51%
CNK	B	-0.5%
OTTR	C	-0.49%
CCOI	B	-0.49%
CEIX	A	-0.49%
FBP	B	-0.49%
ATGE	B	-0.48%
AEO	F	-0.47%
CTRE	D	-0.47%
BCPC	B	-0.47%
CRVL	A	-0.47%
CORT	B	-0.46%
CARG	C	-0.45%
ACA	A	-0.44%
BOX	B	-0.44%
EPRT	B	-0.44%
FORM	D	-0.43%
ALRM	C	-0.43%
LBRT	D	-0.43%
KRYS	B	-0.43%
GSHD	A	-0.42%
ALKS	B	-0.42%
OII	B	-0.41%
MC	C	-0.41%
RDN	C	-0.41%
PRGS	A	-0.41%
PLMR	B	-0.41%
DV	C	-0.4%
WHD	B	-0.4%
AGYS	A	-0.4%
TBBK	B	-0.4%
NSIT	F	-0.4%
AX	A	-0.4%
AGO	B	-0.4%
PI	D	-0.4%
AMR	C	-0.39%
TMDX	F	-0.39%
POWL	C	-0.39%
JJSF	B	-0.38%
VCEL	B	-0.38%
PIPR	B	-0.38%
ABG	B	-0.37%
DORM	B	-0.37%
AZZ	B	-0.37%
ITRI	B	-0.37%
ETSY	D	-0.37%
AEIS	B	-0.37%
PECO	A	-0.36%
TDW	F	-0.36%
ZWS	B	-0.35%
TPH	D	-0.35%
SKYW	B	-0.35%
YELP	C	-0.35%
OSIS	B	-0.35%
SXI	B	-0.35%
KFY	B	-0.34%
EAT	A	-0.34%
CPRX	C	-0.34%
BGC	C	-0.34%
ACLS	F	-0.34%
HWKN	B	-0.34%
IPAR	B	-0.33%
TFIN	A	-0.32%
SFBS	B	-0.32%
SMPL	B	-0.32%
SITM	B	-0.32%
URBN	C	-0.32%
MGEE	C	-0.31%
LMAT	A	-0.31%
PJT	A	-0.31%
GVA	A	-0.31%
PRVA	B	-0.31%
UFPT	B	-0.3%
SEE	C	-0.3%
GFF	A	-0.3%
ARCH	B	-0.3%
FUL	F	-0.29%
BRC	D	-0.29%
BL	B	-0.29%
PLXS	B	-0.28%
RAMP	C	-0.28%
JOE	F	-0.28%
NEO	C	-0.28%
NMIH	D	-0.28%
APAM	B	-0.27%
HP	B	-0.26%
AMPH	D	-0.25%
ASTH	D	-0.25%
PTGX	C	-0.25%
RUSHA	C	-0.25%
AWR	B	-0.25%
RXO	C	-0.25%
EPAC	B	-0.25%
YOU	D	-0.24%
GTES	A	-0.24%
TNC	D	-0.24%
IIPR	D	-0.24%
PTEN	C	-0.24%
UE	C	-0.24%
TRN	C	-0.23%
SMTC	B	-0.23%
HNI	B	-0.23%
KLIC	B	-0.23%
NPO	A	-0.23%
NARI	C	-0.22%
WD	D	-0.22%
VECO	F	-0.22%
BANF	B	-0.22%
TRIP	F	-0.22%
DIOD	D	-0.22%
SXT	B	-0.21%
DVAX	C	-0.21%
HLX	B	-0.21%
ENV	B	-0.2%
IAC	D	-0.2%
WT	B	-0.2%
DOCN	D	-0.19%
CPK	A	-0.19%
CNS	B	-0.19%
CWT	D	-0.18%
EXTR	B	-0.18%
BOH	B	-0.18%
STEP	B	-0.18%
PLAY	D	-0.17%
FCPT	C	-0.17%
PAYO	A	-0.16%
PGNY	F	-0.16%
CARS	B	-0.16%
CHCO	B	-0.16%
PRK	B	-0.16%
ARLO	C	-0.16%
CAKE	C	-0.15%
ENR	B	-0.15%
AL	B	-0.15%
EXPI	C	-0.15%
OUT	A	-0.15%
EFC	C	-0.15%
COLL	F	-0.14%
STRA	C	-0.14%
LPG	F	-0.14%
TNDM	F	-0.13%
LKFN	B	-0.13%
ADUS	D	-0.13%
JACK	D	-0.13%
MP	B	-0.13%
VVI	C	-0.13%
CTS	C	-0.13%
HCI	C	-0.13%
ANIP	F	-0.13%
WABC	B	-0.13%
PDFS	C	-0.13%
RWT	D	-0.13%
APOG	B	-0.12%
TRUP	B	-0.12%
CALX	D	-0.12%
WOR	F	-0.12%
UNIT	B	-0.11%
PZZA	D	-0.11%
XNCR	B	-0.11%
USPH	B	-0.11%
HLIT	D	-0.11%
SUPN	C	-0.11%
SABR	C	-0.11%
STAA	F	-0.11%
MYGN	F	-0.1%
MXL	C	-0.1%
GTY	B	-0.1%
LTC	B	-0.1%
REX	D	-0.1%
NHC	C	-0.1%
VRE	B	-0.09%
AMBC	C	-0.09%
FIZZ	C	-0.09%
PRLB	A	-0.09%
CERT	F	-0.09%
VICR	B	-0.09%
KN	B	-0.09%
AORT	B	-0.08%
HRMY	D	-0.08%
SDGR	C	-0.08%
LQDT	B	-0.08%
ATEN	B	-0.08%
NABL	F	-0.07%
TTGT	C	-0.07%
MATW	C	-0.07%
COHU	C	-0.07%
AMSF	B	-0.07%
BSIG	A	-0.07%
WRLD	C	-0.06%
SBSI	B	-0.06%
MMI	B	-0.06%
JBSS	D	-0.06%
HSTM	B	-0.06%
CLB	B	-0.06%
WOLF	F	-0.06%
KOP	C	-0.06%
UTL	B	-0.06%
GDEN	B	-0.06%
BLFS	C	-0.06%
HAYN	C	-0.06%
WSR	A	-0.05%
MTUS	C	-0.05%
SWI	B	-0.05%
RCUS	F	-0.05%
IRWD	F	-0.05%
TR	B	-0.05%
AHH	D	-0.05%
INN	D	-0.05%
IIIN	C	-0.05%
UHT	D	-0.04%
SEDG	F	-0.04%
SNCY	C	-0.04%
ETD	C	-0.04%
SLP	D	-0.04%
CEVA	B	-0.04%
HTLD	B	-0.04%
MYE	F	-0.03%
RGNX	F	-0.03%
BFS	C	-0.03%
NPK	B	-0.02%