FYC vs. XSMO ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Invesco S&P SmallCap Momentum ETF (XSMO)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

XSMO

Invesco S&P SmallCap Momentum ETF

XSMO Description

The Invesco S&P SmallCap Momentum ETF (Fund) is based on the S&P Smallcap 600 Momentum Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities 120 securities in the S&P SmallCap 600® Index having the highest “momentum scores,” calculated pursuant to the index methodology. which are computed by measuring the upward price movements of each security as compared to other eligible stocks within the S&P Midcap 600 Index. The Fund and the Index are rebalanced and reconstituted semi-annually.

Grade (RS Rating)

Last Trade

$72.84

Average Daily Volume

359,070

Number of Holdings ^*

111

* may have additional holdings in another (foreign) market

Performance

Period	FYC	XSMO
30 Days	11.90%	10.72%
60 Days	12.40%	10.21%
90 Days	15.20%	10.75%
12 Months	46.68%	44.81%

39 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in XSMO	Overlap
AORT	B	0.48%	0.2%	0.2%
APOG	B	0.42%	0.39%	0.39%
AROC	B	0.27%	1.32%	0.27%
ATGE	B	0.67%	0.87%	0.67%
AZZ	B	0.36%	0.82%	0.36%
BGC	C	0.4%	1.3%	0.4%
BRC	D	0.34%	0.77%	0.34%
CALM	A	0.58%	1.01%	0.58%
COLL	F	0.37%	0.24%	0.24%
EAT	A	0.91%	1.31%	0.91%
ENVA	B	0.72%	0.57%	0.57%
EPAC	B	0.27%	0.6%	0.27%
FBP	B	0.47%	0.85%	0.47%
GFF	A	0.39%	0.86%	0.39%
GVA	A	0.72%	1.2%	0.72%
HNI	B	0.61%	1.05%	0.61%
HWKN	B	0.58%	0.97%	0.58%
IDCC	A	0.76%	0.91%	0.76%
IIPR	D	0.27%	0.81%	0.27%
LGND	B	0.28%	0.45%	0.28%
LPG	F	0.09%	0.18%	0.09%
LRN	A	0.7%	1.62%	0.7%
MCY	A	0.69%	0.62%	0.62%
NHC	C	0.6%	0.64%	0.6%
NMIH	D	0.43%	0.81%	0.43%
PJT	A	0.71%	1.28%	0.71%
PLMR	B	0.53%	0.53%	0.53%
POWL	C	0.81%	0.82%	0.81%
PRK	B	0.55%	0.77%	0.55%
PTGX	C	0.54%	0.59%	0.54%
SKT	B	0.26%	0.67%	0.26%
SKYW	B	0.62%	1.33%	0.62%
SLVM	B	0.58%	0.56%	0.56%
STEP	B	0.69%	1.24%	0.69%
STRA	C	0.12%	0.44%	0.12%
TNC	D	0.11%	0.34%	0.11%
UFPT	B	0.47%	0.45%	0.45%
VECO	F	0.1%	0.29%	0.1%
WT	B	0.4%	0.45%	0.4%

FYC Overweight 201 Positions Relative to XSMO

Symbol	Grade	Weight
RKLB	B	1.06%
PAYO	A	0.82%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
STRL	B	0.75%
WWW	B	0.75%
TRUP	B	0.74%
QCRH	A	0.73%
WULF	C	0.71%
DOCS	C	0.71%
USLM	A	0.69%
FTDR	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	B	0.68%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	C	0.64%
AMRX	C	0.64%
REVG	B	0.63%
PBI	B	0.61%
PTON	B	0.6%
ADMA	B	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
KYMR	D	0.58%
SKWD	A	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	A	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
NBHC	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	D	0.54%
OSW	A	0.54%
PTCT	B	0.54%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	B	0.51%
NPAB	B	0.49%
CCOI	B	0.49%
LFST	C	0.49%
SMTC	B	0.49%
PRGS	A	0.48%
SABR	C	0.48%
YOU	D	0.48%
OUT	A	0.48%
BCRX	D	0.47%
LITE	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
WTTR	B	0.43%
MBIN	D	0.43%
ASTH	D	0.43%
OSCR	D	0.43%
SITM	B	0.42%
CAKE	C	0.42%
CARG	C	0.42%
NRIX	D	0.42%
SHAK	C	0.42%
MGNI	A	0.42%
RNG	B	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	B	0.4%
SEMR	B	0.4%
VITL	D	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
HURN	B	0.39%
UE	C	0.38%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
KN	B	0.36%
AAT	B	0.36%
OSIS	B	0.35%
AMPH	D	0.33%
ICFI	F	0.33%
DOCN	D	0.33%
ESRT	C	0.33%
IOVA	F	0.32%
PMT	D	0.32%
ADUS	D	0.32%
NHI	D	0.32%
FLNC	C	0.32%
CWT	D	0.32%
ASPN	F	0.32%
NSA	D	0.31%
WRBY	B	0.31%
HLIT	D	0.3%
KNTK	B	0.3%
TWST	D	0.3%
BLFS	C	0.3%
HEES	B	0.29%
BKD	D	0.28%
MGEE	C	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
LKFN	B	0.27%
OCUL	D	0.27%
NEO	C	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	A	0.26%
AGYS	A	0.26%
AGM	C	0.26%
SWI	B	0.25%
MAC	B	0.25%
ARQT	C	0.25%
ANIP	F	0.24%
CDP	C	0.24%
TNDM	F	0.24%
UMH	C	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	D	0.23%
JJSF	B	0.23%
SXT	B	0.23%
DNLI	D	0.23%
KW	B	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	B	0.23%
ACVA	B	0.23%
EPR	D	0.22%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	D	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	C	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	B	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	B	0.13%
ACAD	D	0.13%
CARS	B	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
FBRT	C	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
TR	B	0.12%
WEN	D	0.12%
PZZA	D	0.11%
NSSC	D	0.11%
RRR	D	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
JOE	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	F	0.09%
RLAY	F	0.09%

FYC Underweight 72 Positions Relative to XSMO

Symbol	Grade	Weight
MLI	C	-3.61%
CRS	A	-3.51%
JXN	C	-3.09%
MOG.A	B	-2.4%
AWI	A	-2.3%
PIPR	B	-2.15%
ACIW	B	-1.97%
COOP	B	-1.8%
DY	D	-1.71%
FSS	B	-1.67%
RDNT	B	-1.41%
AVAV	D	-1.38%
GKOS	B	-1.37%
IBP	D	-1.32%
RDN	C	-1.24%
KTB	B	-1.19%
NSIT	F	-1.18%
SLG	B	-1.17%
CTRE	D	-1.16%
MATX	C	-1.16%
BCPC	B	-1.14%
MC	C	-1.11%
GEO	B	-1.08%
AGO	B	-1.05%
EPRT	B	-1.05%
GPI	A	-1.01%
BCC	B	-1.0%
MHO	D	-0.98%
KFY	B	-0.92%
GTES	A	-0.89%
VRRM	D	-0.89%
ABCB	B	-0.87%
AX	A	-0.81%
FULT	A	-0.78%
TPH	D	-0.73%
CRVL	A	-0.73%
AEO	F	-0.7%
PATK	D	-0.67%
SHOO	D	-0.67%
VIRT	B	-0.66%
HCC	B	-0.66%
TDS	B	-0.65%
AKR	B	-0.61%
LBRT	D	-0.55%
PHIN	A	-0.54%
PLUS	F	-0.52%
SNEX	B	-0.52%
BHE	B	-0.5%
AMR	C	-0.5%
STC	B	-0.5%
PRDO	B	-0.44%
OFG	B	-0.43%
TRMK	B	-0.43%
CXW	B	-0.41%
TILE	B	-0.39%
DFIN	D	-0.36%
SPNT	A	-0.36%
QNST	B	-0.34%
STBA	B	-0.34%
MLKN	D	-0.32%
SCSC	B	-0.32%
KLG	C	-0.31%
CUBI	C	-0.29%
EIG	B	-0.27%
INVA	D	-0.26%
CNXN	C	-0.22%
CPF	A	-0.21%
HSII	B	-0.18%
HCI	C	-0.18%
WSR	A	-0.14%
HSTM	B	-0.14%
SCVL	F	-0.14%