FYC vs. NIXT ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Research Affiliates Deletions ETF (NIXT)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

NIXT

Research Affiliates Deletions ETF

NIXT Description

The index consists of U.S. equity securities of micro-, small- and mid- capitalization companies that are believed to be value stocks. Under normal circumstances, at least 80% of the fund"s total assets (exclusive of collateral held from securities lending) will be invested in U.S. equity securities of micro-, small- and mid- companies.

Grade (RS Rating)

Last Trade

$27.29

Average Daily Volume

41,419

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

Performance

Period	FYC	NIXT
30 Days	11.90%	5.30%
60 Days	12.40%	4.25%
90 Days	15.20%
12 Months	46.68%

12 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in NIXT	Overlap
AZTA	D	0.1%	0.54%	0.1%
CCOI	B	0.49%	0.8%	0.49%
DNLI	D	0.23%	1.0%	0.23%
EPR	D	0.22%	0.69%	0.22%
FTDR	A	0.69%	1.15%	0.69%
LITE	B	0.47%	1.19%	0.47%
MAC	B	0.25%	0.89%	0.25%
OUT	A	0.48%	0.75%	0.48%
RNG	B	0.41%	0.74%	0.41%
SABR	C	0.48%	0.8%	0.48%
SMTC	B	0.49%	0.82%	0.49%
TNL	A	0.28%	0.76%	0.28%

FYC Overweight 228 Positions Relative to NIXT

Symbol	Grade	Weight
RKLB	B	1.06%
EAT	A	0.91%
PAYO	A	0.82%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
IDCC	A	0.76%
STRL	B	0.75%
WWW	B	0.75%
TRUP	B	0.74%
QCRH	A	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
LRN	A	0.7%
STEP	B	0.69%
USLM	A	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	B	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	C	0.64%
AMRX	C	0.64%
REVG	B	0.63%
SKYW	B	0.62%
PBI	B	0.61%
HNI	B	0.61%
PTON	B	0.6%
ADMA	B	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
CALM	A	0.58%
KYMR	D	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
SLVM	B	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	A	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
NBHC	B	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	D	0.54%
OSW	A	0.54%
PTGX	C	0.54%
PTCT	B	0.54%
PLMR	B	0.53%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	B	0.51%
NPAB	B	0.49%
LFST	C	0.49%
PRGS	A	0.48%
AORT	B	0.48%
YOU	D	0.48%
UFPT	B	0.47%
BCRX	D	0.47%
FBP	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
WTTR	B	0.43%
MBIN	D	0.43%
ASTH	D	0.43%
NMIH	D	0.43%
OSCR	D	0.43%
APOG	B	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	C	0.42%
NRIX	D	0.42%
SHAK	C	0.42%
MGNI	A	0.42%
BANF	B	0.41%
GABC	B	0.41%
CIFR	B	0.4%
BGC	C	0.4%
SEMR	B	0.4%
WT	B	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
HURN	B	0.39%
UE	C	0.38%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
AZZ	B	0.36%
KN	B	0.36%
AAT	B	0.36%
OSIS	B	0.35%
BRC	D	0.34%
AMPH	D	0.33%
ICFI	F	0.33%
DOCN	D	0.33%
ESRT	C	0.33%
IOVA	F	0.32%
PMT	D	0.32%
ADUS	D	0.32%
NHI	D	0.32%
FLNC	C	0.32%
CWT	D	0.32%
ASPN	F	0.32%
NSA	D	0.31%
WRBY	B	0.31%
HLIT	D	0.3%
KNTK	B	0.3%
TWST	D	0.3%
BLFS	C	0.3%
HEES	B	0.29%
LGND	B	0.28%
BKD	D	0.28%
MGEE	C	0.28%
DRVN	B	0.28%
CEIX	A	0.28%
IIPR	D	0.27%
LKFN	B	0.27%
OCUL	D	0.27%
EPAC	B	0.27%
AROC	B	0.27%
NEO	C	0.26%
SKT	B	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	A	0.26%
AGYS	A	0.26%
AGM	C	0.26%
SWI	B	0.25%
ARQT	C	0.25%
ANIP	F	0.24%
CDP	C	0.24%
TNDM	F	0.24%
UMH	C	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	D	0.23%
JJSF	B	0.23%
SXT	B	0.23%
KW	B	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	B	0.23%
ACVA	B	0.23%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	D	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	C	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	B	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	B	0.13%
ACAD	D	0.13%
CARS	B	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
FBRT	C	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	D	0.11%
NSSC	D	0.11%
RRR	D	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
VECO	F	0.1%
JOE	F	0.1%
GNL	F	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	F	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 125 Positions Relative to NIXT

Symbol	Grade	Weight
LUMN	C	-4.02%
TDS	B	-1.29%
AFRM	B	-1.25%
HBI	B	-1.18%
LBRDK	C	-1.13%
BFH	B	-1.13%
SIRI	C	-1.08%
ACIW	B	-1.02%
VNO	B	-1.0%
SLG	B	-1.0%
CHRW	C	-0.99%
OMCL	C	-0.98%
SNDR	B	-0.96%
BKU	A	-0.96%
VFC	C	-0.95%
GEN	B	-0.93%
DEI	B	-0.87%
UAA	C	-0.86%
CMA	A	-0.85%
BXP	D	-0.82%
NRG	B	-0.82%
MKTX	D	-0.81%
AMBA	B	-0.81%
FHB	A	-0.81%
PNM	F	-0.81%
LOPE	B	-0.8%
EQH	B	-0.8%
PNW	B	-0.8%
REG	B	-0.79%
LNC	B	-0.79%
FNF	B	-0.78%
MSGS	A	-0.77%
RL	B	-0.77%
HIW	D	-0.77%
SHC	F	-0.75%
UHS	D	-0.75%
OGS	A	-0.75%
PAYC	B	-0.75%
ELS	C	-0.75%
MASI	A	-0.75%
BIO	D	-0.74%
JWN	C	-0.74%
TFSL	A	-0.74%
KMX	B	-0.73%
VYX	B	-0.73%
DBX	B	-0.73%
RIVN	F	-0.72%
ALLY	C	-0.72%
MP	B	-0.72%
CRUS	D	-0.72%
ZD	C	-0.7%
SAM	C	-0.7%
CNA	B	-0.7%
NWL	B	-0.7%
FRT	B	-0.69%
DXC	B	-0.69%
EMN	D	-0.69%
HE	C	-0.68%
EQC	B	-0.68%
FL	F	-0.68%
AVT	C	-0.68%
ALE	A	-0.68%
CTLT	B	-0.67%
JBLU	F	-0.67%
PINC	B	-0.67%
NVST	B	-0.66%
APLE	B	-0.66%
YETI	C	-0.66%
JKHY	D	-0.65%
JBGS	D	-0.65%
CAR	C	-0.64%
SPR	D	-0.63%
HAS	D	-0.63%
IAC	D	-0.63%
GAP	C	-0.63%
HLF	C	-0.62%
MTCH	D	-0.62%
FMC	D	-0.61%
CABO	C	-0.61%
NEU	C	-0.61%
AMED	F	-0.61%
NOMD	D	-0.6%
PARA	C	-0.59%
ASAN	C	-0.59%
RAMP	C	-0.58%
NGVT	B	-0.58%
HAE	C	-0.58%
HST	C	-0.58%
VAC	B	-0.58%
TFX	F	-0.57%
SGRY	F	-0.57%
NOV	C	-0.56%
PK	B	-0.56%
HP	B	-0.54%
ARWR	F	-0.53%
PLUG	F	-0.53%
HTZ	C	-0.51%
ENOV	C	-0.51%
CBRL	C	-0.51%
MOS	F	-0.51%
IART	C	-0.5%
VIR	D	-0.5%
LCID	F	-0.5%
BMBL	C	-0.49%
HELE	C	-0.46%
ETSY	D	-0.46%
CRI	D	-0.46%
AEO	F	-0.45%
MQ	F	-0.44%
NSP	D	-0.44%
BBWI	D	-0.43%
ACLS	F	-0.43%
KSS	F	-0.43%
ZI	D	-0.42%
XRX	F	-0.4%
NTLA	F	-0.39%
CVI	F	-0.39%
XRAY	F	-0.39%
LEG	F	-0.39%
MRVI	F	-0.37%
QRVO	F	-0.35%
TRIP	F	-0.32%
SVC	F	-0.27%
SAGE	F	-0.22%
AGL	F	-0.19%