FXR vs. XTN ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to SPDR S&P Transportation ETF (XTN)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

XTN

SPDR S&P Transportation ETF

XTN Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the transportation segment of a U.S. total market composite index. In seeking to track the performance of the S&P Transportation Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the transportation industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$92.37

Average Daily Volume

32,827

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXR	XTN
30 Days	7.85%	10.73%
60 Days	9.12%	15.13%
90 Days	12.26%	17.97%
12 Months	40.52%	26.34%

13 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in XTN	Overlap
CSX	B	0.72%	2.42%	0.72%
EXPD	D	0.21%	2.28%	0.21%
FDX	B	0.96%	2.33%	0.96%
GXO	B	0.52%	2.68%	0.52%
JBHT	C	0.75%	2.49%	0.75%
KEX	C	0.74%	2.49%	0.74%
KNX	B	0.73%	2.41%	0.73%
LSTR	D	0.22%	2.34%	0.22%
R	B	1.03%	2.73%	1.03%
SAIA	B	0.56%	2.86%	0.56%
SNDR	B	0.97%	2.45%	0.97%
UNP	C	0.22%	2.16%	0.22%
UPS	C	0.44%	2.38%	0.44%

FXR Overweight 124 Positions Relative to XTN

Symbol	Grade	Weight
AXON	A	1.77%
SYF	B	1.52%
WCC	B	1.45%
AAON	B	1.44%
SNA	A	1.44%
FICO	B	1.4%
MDU	D	1.38%
PCAR	B	1.36%
G	B	1.35%
EME	C	1.35%
GPN	B	1.33%
FIX	A	1.32%
HWM	A	1.32%
OSK	B	1.3%
FOUR	B	1.3%
OC	A	1.29%
AL	B	1.27%
PWR	A	1.27%
HEI	B	1.24%
AXP	A	1.24%
URI	B	1.23%
TT	A	1.23%
LPX	B	1.22%
CNH	C	1.12%
ALSN	B	1.1%
SON	D	1.08%
LMT	D	1.08%
GTES	A	1.07%
GNRC	B	1.06%
FI	A	1.06%
VNT	B	1.04%
TTEK	F	1.02%
MLM	B	0.99%
EXP	A	0.96%
CTAS	B	0.95%
ADTN	A	0.93%
MSM	C	0.9%
CSL	C	0.9%
CXT	B	0.89%
TXT	D	0.88%
BERY	B	0.88%
GPK	C	0.87%
BC	C	0.87%
MMM	D	0.87%
VSTS	C	0.86%
TRU	D	0.86%
BAH	F	0.86%
COF	B	0.86%
TDG	D	0.85%
AGCO	D	0.85%
GE	D	0.85%
AYI	B	0.84%
BLDR	D	0.84%
BWXT	B	0.83%
AWI	A	0.82%
PKG	A	0.77%
TDY	B	0.76%
ZBRA	B	0.75%
NVT	B	0.74%
DOV	A	0.74%
DCI	B	0.73%
LII	A	0.72%
SLGN	A	0.72%
EEFT	B	0.72%
SHW	A	0.71%
CAT	B	0.69%
MIDD	C	0.68%
HII	D	0.67%
SSD	D	0.67%
DE	A	0.66%
VLTO	D	0.65%
SPR	D	0.65%
EFX	F	0.63%
BLD	D	0.63%
WU	D	0.62%
SQ	B	0.56%
ESAB	B	0.54%
CMI	A	0.51%
GWW	B	0.51%
PYPL	B	0.5%
RHI	B	0.5%
LECO	B	0.49%
PNR	A	0.49%
ATR	B	0.49%
IEX	B	0.48%
J	F	0.48%
AZEK	A	0.45%
GD	F	0.44%
SEE	C	0.44%
CNM	D	0.43%
TTC	D	0.43%
FTV	C	0.43%
CARR	D	0.42%
PPG	F	0.42%
AMCR	D	0.41%
FCN	D	0.39%
ATI	D	0.38%
AOS	F	0.37%
DOW	F	0.37%
WMS	D	0.37%
EMR	A	0.27%
FLS	B	0.26%
ADP	B	0.25%
CW	B	0.25%
PH	A	0.25%
HON	B	0.25%
AXTA	A	0.25%
RPM	A	0.25%
AME	A	0.25%
VMC	B	0.25%
LHX	C	0.24%
WAB	B	0.24%
WWD	B	0.23%
ITT	A	0.23%
GGG	B	0.23%
KEYS	A	0.22%
ALLE	D	0.22%
MSA	D	0.22%
JKHY	D	0.22%
NDSN	B	0.22%
BALL	D	0.21%
LFUS	F	0.21%
MAS	D	0.21%
FBIN	D	0.19%

FXR Underweight 29 Positions Relative to XTN

Symbol	Grade	Weight
UAL	A	-4.14%
LYFT	C	-3.6%
DAL	C	-3.27%
SKYW	B	-3.23%
CAR	C	-3.18%
XPO	B	-3.1%
AAL	B	-3.04%
ALK	C	-2.89%
MATX	C	-2.83%
JBLU	F	-2.73%
ODFL	B	-2.64%
LUV	C	-2.58%
CHRW	C	-2.54%
JOBY	B	-2.48%
ARCB	C	-2.45%
WERN	C	-2.45%
NSC	B	-2.45%
RXO	C	-2.44%
UBER	D	-2.25%
HUBG	A	-2.21%
ALGT	B	-2.12%
GNK	D	-1.2%
FWRD	D	-1.17%
SNCY	C	-1.14%
ATSG	B	-1.07%
HTZ	C	-0.97%
MRTN	C	-0.79%
UHAL	D	-0.66%
HTLD	B	-0.49%