FTQI vs. OUSA ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to O'Shares FTSE U.S. Quality Dividend ETF (OUSA)

FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.89

Average Daily Volume

181,406

Number of Holdings ^*

195

* may have additional holdings in another (foreign) market

OUSA

O'Shares FTSE U.S. Quality Dividend ETF

OUSA Description

The investment seeks to track the performance (before fees and expenses) of its target index, the FTSE US Qual / Vol / Yield Factor 5% Capped Index (the "target index"). The U.S. target index is designed to measure the performance of publicly-listed large-capitalization and mid-capitalization dividend-paying issuers in the United States that meet certain market capitalization, liquidity, high quality, low volatility and dividend yield thresholds, as determined by FTSE-Russell (the "index provider"). Under normal market conditions, the fund will invest at least 80% of its total assets in the components of the U.S. target index.

Grade (RS Rating)

Last Trade

$54.59

Average Daily Volume

33,026

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTQI	OUSA
30 Days	2.45%	1.26%
60 Days	3.28%	1.99%
90 Days	5.53%	4.58%
12 Months	18.20%	25.26%

28 Overlapping Holdings

Symbol	Grade	Weight in FTQI	Weight in OUSA	Overlap
A	D	0.34%	0.16%	0.16%
AAPL	C	9.03%	4.96%	4.96%
ABBV	D	0.17%	0.87%	0.17%
APH	A	0.58%	0.42%	0.42%
AVGO	D	4.07%	0.41%	0.41%
CAT	B	0.15%	0.61%	0.15%
CL	D	0.19%	0.34%	0.19%
COST	B	2.64%	0.82%	0.82%
CSCO	B	1.56%	3.07%	1.56%
EBAY	D	0.17%	0.33%	0.17%
ETN	A	0.14%	0.32%	0.14%
GOOGL	C	1.87%	3.96%	1.87%
INTU	C	1.32%	0.16%	0.16%
LLY	F	0.9%	0.91%	0.9%
LOW	D	0.12%	1.48%	0.12%
MSFT	F	8.03%	4.78%	4.78%
MSI	B	0.22%	0.37%	0.22%
ORCL	B	0.75%	0.68%	0.68%
PEP	F	1.45%	0.79%	0.79%
QCOM	F	1.11%	0.62%	0.62%
SPGI	C	0.6%	0.43%	0.43%
TMUS	B	1.78%	1.06%	1.06%
TROW	B	0.1%	0.71%	0.1%
TSCO	D	0.28%	0.31%	0.28%
TXN	C	1.54%	2.36%	1.54%
V	A	0.24%	5.33%	0.24%
WM	A	0.11%	0.39%	0.11%
WMT	A	0.39%	0.47%	0.39%

FTQI Overweight 167 Positions Relative to OUSA

Symbol	Grade	Weight
NVDA	C	5.22%
AMZN	C	4.39%
META	D	4.15%
TSLA	B	3.05%
NFLX	A	2.4%
GOOG	C	1.87%
AMD	F	1.45%
EQIX	A	1.25%
ADBE	C	1.22%
LIN	D	1.19%
CME	A	0.96%
NTAP	C	0.79%
CHKP	D	0.72%
CRM	B	0.58%
MGEE	C	0.58%
APP	B	0.52%
UFPI	B	0.51%
PTC	A	0.5%
LNT	A	0.49%
DUOL	A	0.48%
NOW	A	0.46%
CASY	A	0.43%
TYL	B	0.4%
BGC	C	0.39%
STX	D	0.38%
ZBRA	B	0.37%
CG	A	0.37%
NDAQ	A	0.36%
WFRD	D	0.31%
IESC	B	0.31%
ANET	C	0.29%
PAGP	A	0.29%
BCPC	B	0.29%
SBAC	D	0.28%
SNY	F	0.28%
MORN	B	0.28%
EWBC	A	0.28%
PNFP	B	0.27%
OTTR	C	0.27%
MEDP	D	0.27%
AMT	D	0.27%
EVRG	A	0.26%
SOFI	A	0.26%
WWD	B	0.25%
LITE	B	0.25%
AXON	A	0.25%
ICLR	D	0.25%
UMBF	B	0.24%
CYBR	B	0.24%
UPST	B	0.24%
IDCC	A	0.24%
COIN	C	0.24%
STRL	B	0.24%
MTSI	B	0.23%
HOOD	B	0.23%
ERIE	D	0.22%
RVMD	C	0.22%
PTEN	C	0.22%
EXPE	B	0.22%
NBIX	C	0.21%
COKE	C	0.2%
PODD	C	0.2%
NTRA	B	0.2%
MANH	D	0.2%
DJT	C	0.2%
MPWR	F	0.2%
FFIV	B	0.2%
SAIA	B	0.2%
INCY	C	0.19%
NTRS	A	0.19%
FCNCA	A	0.18%
AAON	B	0.18%
HBAN	A	0.18%
REG	B	0.18%
NOVT	D	0.18%
ZION	B	0.18%
ICUI	D	0.18%
UTHR	C	0.18%
MKSI	C	0.18%
CHRW	C	0.18%
TRMB	B	0.18%
VRNS	D	0.18%
OLLI	D	0.18%
GH	B	0.17%
CINF	A	0.17%
MDGL	B	0.17%
DOX	D	0.17%
SSNC	B	0.17%
OLED	D	0.17%
LECO	B	0.16%
WIX	B	0.16%
MASI	A	0.16%
ARGX	A	0.16%
ITRI	B	0.16%
JAZZ	B	0.16%
MUSA	A	0.16%
PCVX	D	0.16%
BNTX	D	0.16%
FITB	A	0.16%
WTW	B	0.16%
LSTR	D	0.15%
XOM	B	0.15%
POOL	C	0.15%
AXP	A	0.15%
JBHT	C	0.15%
FRPT	B	0.14%
PH	A	0.14%
RMD	C	0.14%
BSY	D	0.14%
PGR	A	0.14%
ENSG	D	0.14%
HALO	F	0.14%
CHDN	B	0.14%
ULTA	F	0.14%
MKTX	D	0.13%
TECH	D	0.13%
MIDD	C	0.13%
SFM	A	0.13%
MRUS	F	0.13%
WAT	B	0.13%
CYTK	F	0.13%
VEEV	C	0.13%
RGLD	C	0.13%
TTEK	F	0.13%
VMC	B	0.13%
GE	D	0.12%
VKTX	F	0.12%
ALNY	D	0.12%
LANC	C	0.12%
KRYS	B	0.12%
TWST	D	0.12%
ROIV	C	0.12%
MTD	D	0.11%
UFPT	B	0.11%
SHOO	D	0.11%
MMYT	B	0.09%
BL	B	0.09%
DOCU	A	0.09%
LOGI	D	0.09%
HOLX	D	0.09%
TRMD	F	0.09%
CRVL	A	0.09%
CVLT	B	0.08%
CSWI	A	0.07%
BMRN	D	0.06%
ASND	D	0.05%
NWSA	B	0.05%
ACGL	D	0.05%
TW	A	0.05%
GEV	B	0.05%
CVCO	A	0.04%
APA	D	0.03%
QRVO	F	0.03%
RGEN	D	0.02%
OKTA	C	0.02%
REYN	D	0.01%
RXST	F	0.01%
TMDX	F	0.01%
ACHC	F	0.01%
LEGN	F	0.01%
ACLS	F	0.01%
APLS	D	0.01%
LNTH	D	0.01%
XRAY	F	0.01%
SRPT	D	0.01%
EXAS	D	0.01%
RPRX	D	0.01%

FTQI Underweight 71 Positions Relative to OUSA

Symbol	Grade	Weight
HD	A	-5.35%
JNJ	D	-4.26%
MRK	F	-3.95%
MA	C	-3.95%
CMCSA	B	-3.75%
MCD	D	-3.36%
ACN	C	-2.77%
PG	A	-2.62%
MMC	B	-2.2%
UNH	C	-1.86%
ABT	B	-1.49%
TJX	A	-1.39%
ITW	B	-1.34%
CTAS	B	-1.11%
LMT	D	-1.07%
FAST	B	-0.86%
T	A	-0.77%
ADP	B	-0.76%
KO	D	-0.76%
UNP	C	-0.75%
VZ	C	-0.74%
HON	B	-0.72%
CB	C	-0.7%
SBUX	A	-0.69%
UPS	C	-0.67%
MO	A	-0.66%
MCO	B	-0.63%
PM	B	-0.61%
YUM	B	-0.57%
EA	A	-0.56%
IBM	C	-0.56%
BLK	C	-0.55%
MSCI	C	-0.53%
PAYX	C	-0.53%
GRMN	B	-0.52%
OTIS	C	-0.5%
JPM	A	-0.47%
ZTS	D	-0.47%
PCAR	B	-0.41%
CTSH	B	-0.4%
AON	A	-0.39%
NKE	D	-0.39%
GD	F	-0.31%
CBOE	B	-0.31%
SYK	C	-0.31%
AMGN	D	-0.3%
GWW	B	-0.29%
MDT	D	-0.29%
CSX	B	-0.29%
SNA	A	-0.27%
TT	A	-0.25%
MDLZ	F	-0.23%
HSY	F	-0.22%
KMB	D	-0.21%
DE	A	-0.21%
ELV	F	-0.19%
GILD	C	-0.19%
IEX	B	-0.17%
CMI	A	-0.16%
GGG	B	-0.16%
EXPD	D	-0.16%
AME	A	-0.15%
VRSK	A	-0.15%
ADI	D	-0.14%
TMO	F	-0.13%
NOC	D	-0.13%
GIS	D	-0.11%
TGT	F	-0.11%
KR	B	-0.08%
KVUE	A	-0.08%
CHD	B	-0.06%