FTQI vs. FYX ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to First Trust Small Cap Core AlphaDEX (FYX)
FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.89

Average Daily Volume

181,406

Number of Holdings *

195

* may have additional holdings in another (foreign) market
FYX

First Trust Small Cap Core AlphaDEX

FYX Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$108.79

Average Daily Volume

17,728

Number of Holdings *

499

* may have additional holdings in another (foreign) market
Performance
Period FTQI FYX
30 Days 2.45% 10.41%
60 Days 3.28% 10.20%
90 Days 5.53% 10.44%
12 Months 18.20% 35.11%
12 Overlapping Holdings
Symbol Grade Weight in FTQI Weight in FYX Overlap
BGC C 0.39% 0.14% 0.14%
CVCO A 0.04% 0.13% 0.04%
ICUI D 0.18% 0.06% 0.06%
IDCC A 0.24% 0.39% 0.24%
IESC B 0.31% 0.4% 0.31%
LITE B 0.25% 0.15% 0.15%
MGEE C 0.58% 0.07% 0.07%
RXST F 0.01% 0.05% 0.01%
SHOO D 0.11% 0.11% 0.11%
STRL B 0.24% 0.39% 0.24%
TWST D 0.12% 0.17% 0.12%
UFPT B 0.11% 0.21% 0.11%
FTQI Overweight 183 Positions Relative to FYX
Symbol Grade Weight
AAPL C 9.03%
MSFT F 8.03%
NVDA C 5.22%
AMZN C 4.39%
META D 4.15%
AVGO D 4.07%
TSLA B 3.05%
COST B 2.64%
NFLX A 2.4%
GOOG C 1.87%
GOOGL C 1.87%
TMUS B 1.78%
CSCO B 1.56%
TXN C 1.54%
AMD F 1.45%
PEP F 1.45%
INTU C 1.32%
EQIX A 1.25%
ADBE C 1.22%
LIN D 1.19%
QCOM F 1.11%
CME A 0.96%
LLY F 0.9%
NTAP C 0.79%
ORCL B 0.75%
CHKP D 0.72%
SPGI C 0.6%
CRM B 0.58%
APH A 0.58%
APP B 0.52%
UFPI B 0.51%
PTC A 0.5%
LNT A 0.49%
DUOL A 0.48%
NOW A 0.46%
CASY A 0.43%
TYL B 0.4%
WMT A 0.39%
STX D 0.38%
ZBRA B 0.37%
CG A 0.37%
NDAQ A 0.36%
A D 0.34%
WFRD D 0.31%
ANET C 0.29%
PAGP A 0.29%
BCPC B 0.29%
TSCO D 0.28%
SBAC D 0.28%
SNY F 0.28%
MORN B 0.28%
EWBC A 0.28%
PNFP B 0.27%
OTTR C 0.27%
MEDP D 0.27%
AMT D 0.27%
EVRG A 0.26%
SOFI A 0.26%
WWD B 0.25%
AXON A 0.25%
ICLR D 0.25%
UMBF B 0.24%
CYBR B 0.24%
V A 0.24%
UPST B 0.24%
COIN C 0.24%
MTSI B 0.23%
HOOD B 0.23%
MSI B 0.22%
ERIE D 0.22%
RVMD C 0.22%
PTEN C 0.22%
EXPE B 0.22%
NBIX C 0.21%
COKE C 0.2%
PODD C 0.2%
NTRA B 0.2%
MANH D 0.2%
DJT C 0.2%
MPWR F 0.2%
FFIV B 0.2%
SAIA B 0.2%
INCY C 0.19%
NTRS A 0.19%
CL D 0.19%
FCNCA A 0.18%
AAON B 0.18%
HBAN A 0.18%
REG B 0.18%
NOVT D 0.18%
ZION B 0.18%
UTHR C 0.18%
MKSI C 0.18%
CHRW C 0.18%
TRMB B 0.18%
VRNS D 0.18%
OLLI D 0.18%
GH B 0.17%
CINF A 0.17%
MDGL B 0.17%
DOX D 0.17%
SSNC B 0.17%
ABBV D 0.17%
EBAY D 0.17%
OLED D 0.17%
LECO B 0.16%
WIX B 0.16%
MASI A 0.16%
ARGX A 0.16%
ITRI B 0.16%
JAZZ B 0.16%
MUSA A 0.16%
PCVX D 0.16%
BNTX D 0.16%
FITB A 0.16%
WTW B 0.16%
LSTR D 0.15%
XOM B 0.15%
CAT B 0.15%
POOL C 0.15%
AXP A 0.15%
JBHT C 0.15%
FRPT B 0.14%
PH A 0.14%
RMD C 0.14%
BSY D 0.14%
ETN A 0.14%
PGR A 0.14%
ENSG D 0.14%
HALO F 0.14%
CHDN B 0.14%
ULTA F 0.14%
MKTX D 0.13%
TECH D 0.13%
MIDD C 0.13%
SFM A 0.13%
MRUS F 0.13%
WAT B 0.13%
CYTK F 0.13%
VEEV C 0.13%
RGLD C 0.13%
TTEK F 0.13%
VMC B 0.13%
GE D 0.12%
VKTX F 0.12%
ALNY D 0.12%
LANC C 0.12%
KRYS B 0.12%
ROIV C 0.12%
LOW D 0.12%
MTD D 0.11%
WM A 0.11%
TROW B 0.1%
MMYT B 0.09%
BL B 0.09%
DOCU A 0.09%
LOGI D 0.09%
HOLX D 0.09%
TRMD F 0.09%
CRVL A 0.09%
CVLT B 0.08%
CSWI A 0.07%
BMRN D 0.06%
ASND D 0.05%
NWSA B 0.05%
ACGL D 0.05%
TW A 0.05%
GEV B 0.05%
APA D 0.03%
QRVO F 0.03%
RGEN D 0.02%
OKTA C 0.02%
REYN D 0.01%
TMDX F 0.01%
ACHC F 0.01%
LEGN F 0.01%
ACLS F 0.01%
APLS D 0.01%
LNTH D 0.01%
XRAY F 0.01%
SRPT D 0.01%
EXAS D 0.01%
RPRX D 0.01%
FTQI Underweight 487 Positions Relative to FYX
Symbol Grade Weight
RKLB B -0.6%
CXW B -0.5%
RIOT C -0.49%
EAT A -0.48%
PAYO A -0.43%
PRIM A -0.41%
GBX A -0.39%
ROAD A -0.39%
POWL C -0.39%
BMBL C -0.38%
WWW B -0.38%
TGTX B -0.38%
WS B -0.38%
BFH B -0.37%
GVA A -0.37%
ECVT C -0.36%
VTLE C -0.36%
LRN A -0.36%
ENVA B -0.36%
JBT B -0.36%
DOCS C -0.36%
QCRH A -0.36%
WULF C -0.36%
PRDO B -0.36%
TRUP B -0.36%
ZD C -0.35%
CNK B -0.35%
ATGE B -0.35%
CUBI C -0.35%
CTOS C -0.35%
PJT A -0.35%
MCY A -0.35%
USLM A -0.35%
DNOW B -0.34%
RYTM C -0.34%
TGNA B -0.34%
PINC B -0.34%
ULH B -0.34%
FTDR A -0.34%
CABO C -0.34%
PRCT B -0.34%
STEP B -0.34%
GPOR B -0.33%
KMT B -0.33%
TALO C -0.33%
EIG B -0.33%
APLE B -0.32%
RLJ C -0.32%
REVG B -0.32%
ACLX C -0.32%
HELE C -0.32%
GEF A -0.32%
TDS B -0.32%
TRN C -0.32%
PARR D -0.31%
CENTA C -0.31%
PK B -0.31%
REZI A -0.31%
HNI B -0.31%
WMK C -0.31%
PBI B -0.31%
AMWD C -0.31%
SKYW B -0.31%
CRGY B -0.31%
TBBK B -0.31%
UVV B -0.31%
SPNT A -0.31%
ADMA B -0.3%
PLYA B -0.3%
INVA D -0.3%
VAC B -0.3%
DSGR D -0.3%
IART C -0.3%
SKWD A -0.3%
SLVM B -0.3%
LZB B -0.3%
AVA A -0.3%
BTU B -0.3%
KOS F -0.3%
HTZ C -0.3%
ALHC C -0.29%
VC D -0.29%
SYBT B -0.29%
DORM B -0.29%
CWAN B -0.29%
TRMK B -0.29%
SATS D -0.29%
SGBX F -0.29%
CATY B -0.29%
EPC D -0.29%
PLAB C -0.29%
CHEF A -0.29%
INDB B -0.29%
GIII D -0.29%
SHO C -0.29%
FFBC A -0.28%
PLMR B -0.28%
PRM C -0.28%
RES D -0.28%
BY B -0.28%
PHIN A -0.28%
PFBC B -0.28%
PEBO A -0.28%
FRME B -0.28%
IMKTA C -0.28%
INTA A -0.28%
HUBG A -0.27%
DBRG F -0.27%
KYMR D -0.27%
PTGX C -0.27%
WKC D -0.27%
LAUR A -0.27%
GHC C -0.27%
MWA B -0.27%
VRTS B -0.27%
USM B -0.27%
CAL D -0.27%
EBC B -0.27%
OSW A -0.27%
FOR F -0.27%
PRK B -0.27%
WSFS A -0.27%
PTCT B -0.26%
JANX C -0.26%
MIRM B -0.26%
SEB F -0.26%
MNKD C -0.26%
PTVE B -0.26%
TGLS B -0.26%
VCYT B -0.26%
HY D -0.26%
NX C -0.26%
SAH A -0.26%
CHWY B -0.26%
HOV D -0.25%
DRH B -0.25%
NWN A -0.25%
CMCO B -0.25%
GES F -0.25%
WERN C -0.25%
GEO B -0.25%
SCSC B -0.25%
KSS F -0.25%
CCS D -0.25%
CVI F -0.25%
LMND B -0.25%
CPRX C -0.25%
MRC B -0.25%
GT C -0.25%
CCOI B -0.25%
PRG C -0.24%
HWKN B -0.24%
FBP B -0.24%
SBH C -0.24%
NHC C -0.24%
BV B -0.24%
GSHD A -0.24%
OUT A -0.24%
ARCB C -0.24%
AMRX C -0.24%
LADR B -0.24%
SMTC B -0.24%
VSH D -0.24%
WGO C -0.24%
EQC B -0.24%
OEC C -0.24%
CRK B -0.23%
HIW D -0.23%
WTTR B -0.23%
CALM A -0.23%
OSCR D -0.23%
SJW D -0.23%
CVBF A -0.23%
NAVI C -0.23%
ABR C -0.23%
CDE D -0.23%
PDCO D -0.23%
MLKN D -0.23%
ANDE D -0.23%
MRTN C -0.23%
YOU D -0.23%
NWE B -0.23%
SNEX B -0.22%
SASR B -0.22%
AGIO C -0.22%
WSBC A -0.22%
CASH A -0.22%
BNL D -0.22%
VSTS C -0.22%
NMIH D -0.22%
BANR B -0.22%
ASB B -0.22%
NBHC B -0.21%
EFSC B -0.21%
FHI A -0.21%
NIC B -0.21%
BANF B -0.21%
ALKT B -0.21%
CAKE C -0.21%
SEMR B -0.21%
FULT A -0.21%
VCTR B -0.21%
FHB A -0.21%
APOG B -0.21%
ASTH D -0.21%
ADNT F -0.21%
MBIN D -0.21%
KAR B -0.21%
UE C -0.2%
PTON B -0.2%
FCF A -0.2%
BKE B -0.2%
GRBK D -0.2%
NWBI B -0.2%
FIBK A -0.2%
HURN B -0.2%
HRMY D -0.2%
KALU C -0.2%
VBTX B -0.2%
GERN D -0.2%
LMAT A -0.2%
TCBK B -0.2%
ESE B -0.2%
SFNC B -0.2%
SHAK C -0.2%
BKU A -0.2%
MGNI A -0.2%
PBH A -0.2%
LGIH D -0.2%
RNST B -0.2%
IOSP B -0.19%
SABR C -0.19%
MTX B -0.19%
ABM B -0.19%
BLBD D -0.19%
KTOS B -0.19%
MCRI A -0.19%
BHE B -0.19%
GFF A -0.19%
SCVL F -0.19%
CRAI B -0.19%
HOPE B -0.19%
XRX F -0.19%
SNDR B -0.19%
SRCE B -0.19%
CRI D -0.19%
ALG B -0.19%
OFG B -0.18%
SCL C -0.18%
PRGS A -0.18%
IPGP D -0.18%
UNF B -0.18%
NPAB B -0.18%
HTH B -0.18%
MODG F -0.18%
DK C -0.18%
ROCK C -0.18%
KLG C -0.18%
XHR B -0.18%
LNN B -0.18%
LFST C -0.18%
AORT B -0.18%
OSIS B -0.18%
STBA B -0.18%
COLL F -0.18%
DAN D -0.18%
AAT B -0.18%
BUSE B -0.18%
GO C -0.18%
CENX B -0.17%
BRC D -0.17%
NHI D -0.17%
MYRG B -0.17%
PMT D -0.17%
PATK D -0.17%
SHEN F -0.17%
LILAK D -0.17%
BCRX D -0.17%
PEB D -0.17%
WRBY B -0.17%
CWT D -0.17%
SPB C -0.17%
VSCO B -0.17%
SYNA C -0.17%
UPWK B -0.17%
FLNC C -0.16%
ASPN F -0.16%
DEA D -0.16%
LC A -0.16%
ADUS D -0.16%
NSA D -0.16%
THRM D -0.16%
AMPH D -0.16%
DFIN D -0.16%
TCBI B -0.15%
ICFI F -0.15%
VSAT F -0.15%
VITL D -0.15%
AMN F -0.15%
SSTK F -0.15%
TTMI B -0.15%
VERX B -0.15%
AGYS A -0.14%
LKFN B -0.14%
EPAC B -0.14%
DFH D -0.14%
PFS B -0.14%
BKD D -0.14%
FDP B -0.14%
DRVN B -0.14%
TNL A -0.14%
HMN B -0.14%
WT B -0.14%
SITM B -0.14%
FBK B -0.14%
IIPR D -0.14%
OMI F -0.14%
GABC B -0.14%
CARG C -0.14%
AROC B -0.14%
MCW B -0.14%
WAFD B -0.13%
SAFT C -0.13%
HLIO B -0.13%
ENOV C -0.13%
MAC B -0.13%
TOWN B -0.13%
ACVA B -0.13%
GOGO C -0.13%
SKT B -0.13%
FBNC A -0.13%
CHCO B -0.13%
SBCF A -0.13%
AGM C -0.13%
OII B -0.13%
ROIC A -0.13%
NBTB B -0.13%
RNG B -0.13%
CSGS B -0.13%
LGND B -0.13%
PSMT C -0.12%
SXT B -0.12%
ESRT C -0.12%
NRIX D -0.12%
UMH C -0.12%
STC B -0.12%
AIV C -0.12%
SCS C -0.12%
FCPT C -0.12%
CDP C -0.12%
CNMD C -0.12%
ARI C -0.12%
KWR C -0.12%
KN B -0.12%
CXT B -0.12%
ALEX C -0.12%
MTRN C -0.12%
ARQT C -0.12%
UPBD B -0.12%
DEI B -0.12%
AZZ B -0.12%
EVTC B -0.12%
NXRT B -0.12%
OXM D -0.11%
ODP F -0.11%
MGPI F -0.11%
IOVA F -0.11%
CWEN C -0.11%
DOCN D -0.11%
ELME D -0.11%
HLX B -0.11%
ROG D -0.11%
LXP D -0.11%
MSGE F -0.11%
YETI C -0.11%
AIN C -0.11%
CNXN C -0.11%
CC C -0.11%
NVEE F -0.11%
CMPR D -0.11%
NNI D -0.11%
OI C -0.11%
LCII C -0.11%
GIC D -0.1%
PLUS F -0.1%
CDRE D -0.1%
BLFS C -0.1%
HLIT D -0.1%
MYGN F -0.1%
CIFR B -0.1%
MIR A -0.09%
TGI B -0.09%
OLPX D -0.09%
AVNS F -0.09%
FOXF F -0.09%
KNTK B -0.08%
EVH F -0.08%
SOUN C -0.08%
TNDM F -0.08%
PAR B -0.08%
VSEC C -0.08%
WDFC B -0.07%
GNW A -0.07%
APAM B -0.07%
BANC A -0.07%
TPC C -0.07%
HLF C -0.07%
PPBI B -0.07%
SXI B -0.07%
BHLB B -0.07%
VSTO A -0.07%
SUPN C -0.07%
BHF B -0.07%
PLXS B -0.07%
CBZ B -0.07%
CAR C -0.07%
B B -0.07%
PYCR C -0.07%
NWL B -0.07%
CBU B -0.07%
VIRT B -0.07%
HEES B -0.07%
CEIX A -0.07%
BOH B -0.07%
NVAX F -0.07%
RRR D -0.06%
ANIP F -0.06%
PCH D -0.06%
IRDM D -0.06%
RC D -0.06%
BXMT C -0.06%
KFRC D -0.06%
PGRE F -0.06%
WOR F -0.06%
GTX D -0.06%
AESI B -0.06%
JJSF B -0.06%
IAS C -0.06%
KW B -0.06%
FBRT C -0.06%
COHU C -0.06%
NMRK B -0.06%
SWI B -0.06%
OCUL D -0.06%
DNUT D -0.06%
GTY B -0.06%
XPEL C -0.06%
MSEX B -0.06%
LOB B -0.06%
AIR B -0.06%
NEO C -0.06%
AWR B -0.06%
THR B -0.06%
STRA C -0.06%
LTC B -0.06%
CPK A -0.06%
NPO A -0.06%
DVAX C -0.06%
HAYW B -0.06%
EYE C -0.06%
CLBK B -0.06%
OMCL C -0.06%
AKR B -0.06%
MLNK B -0.06%
SAM C -0.06%
IVT B -0.06%
SHLS F -0.05%
LPG F -0.05%
BLMN F -0.05%
THS D -0.05%
GPRE F -0.05%
HUMA F -0.05%
AOSL C -0.05%
PHR F -0.05%
DNLI D -0.05%
JAMF F -0.05%
JBGS D -0.05%
JOE F -0.05%
CMTG F -0.05%
FA C -0.05%
PZZA D -0.05%
TNC D -0.05%
ALX D -0.05%
FOLD F -0.05%
EPR D -0.05%
JELD F -0.04%
ARDX F -0.04%
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