FTA vs. SFLR ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Innovator Equity Managed Floor ETF (SFLR)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

Performance

Period	FTA	SFLR
30 Days	4.88%	3.02%
60 Days	5.23%	4.71%
90 Days	6.80%	5.81%
12 Months	26.69%	26.23%

65 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in SFLR	Overlap
AEE	A	0.72%	0.14%	0.14%
BAC	A	0.59%	0.83%	0.59%
BLDR	D	0.48%	0.05%	0.05%
CAG	D	0.14%	0.09%	0.09%
CE	F	0.48%	0.04%	0.04%
CFG	B	0.8%	0.36%	0.36%
CI	F	0.16%	0.26%	0.16%
CMCSA	B	0.91%	0.52%	0.52%
CMS	C	0.34%	0.24%	0.24%
CNP	B	0.72%	0.16%	0.16%
COP	C	0.94%	0.31%	0.31%
CPB	D	0.16%	0.28%	0.16%
CSCO	B	0.38%	0.84%	0.38%
CVX	A	0.96%	0.51%	0.51%
DAL	C	1.12%	0.1%	0.1%
DE	A	0.48%	0.26%	0.26%
DIS	B	0.4%	0.37%	0.37%
DOC	D	0.33%	0.26%	0.26%
DOW	F	0.42%	0.2%	0.2%
DRI	B	0.36%	0.14%	0.14%
DTE	C	0.48%	0.24%	0.24%
ED	D	0.64%	0.25%	0.25%
ETR	B	0.78%	0.31%	0.31%
EXPD	D	0.16%	0.14%	0.14%
F	C	0.92%	0.12%	0.12%
FDX	B	0.75%	0.23%	0.23%
GM	B	1.13%	0.24%	0.24%
HBAN	A	0.84%	0.29%	0.29%
HD	A	0.17%	1.09%	0.17%
HIG	B	0.69%	0.38%	0.38%
HSY	F	0.33%	0.2%	0.2%
HUM	C	0.31%	0.09%	0.09%
IEX	B	0.18%	0.14%	0.14%
JNJ	D	0.33%	1.12%	0.33%
KMI	A	0.85%	0.47%	0.47%
L	A	0.74%	0.27%	0.27%
LEN	D	0.79%	0.24%	0.24%
LMT	D	0.16%	0.51%	0.16%
LNG	B	0.82%	0.18%	0.18%
LNT	A	0.5%	0.2%	0.2%
LOW	D	0.17%	0.56%	0.17%
LUV	C	0.56%	0.13%	0.13%
LYB	F	0.76%	0.18%	0.18%
MAA	B	0.17%	0.22%	0.17%
MS	A	0.65%	0.34%	0.34%
NKE	D	0.15%	0.21%	0.15%
NUE	C	0.85%	0.08%	0.08%
ON	D	0.65%	0.19%	0.19%
OXY	D	0.86%	0.05%	0.05%
PEP	F	0.17%	0.56%	0.17%
PFG	D	0.17%	0.15%	0.15%
PPG	F	0.33%	0.13%	0.13%
PPL	B	0.51%	0.26%	0.26%
PRU	A	0.36%	0.35%	0.35%
PYPL	B	0.19%	0.25%	0.19%
RF	A	0.58%	0.45%	0.45%
SSNC	B	0.35%	0.14%	0.14%
T	A	0.89%	0.62%	0.62%
TGT	F	0.5%	0.23%	0.23%
TROW	B	0.97%	0.12%	0.12%
VLO	C	0.91%	0.17%	0.17%
WRB	A	0.18%	0.22%	0.18%
XOM	B	0.9%	1.01%	0.9%
ZBH	C	0.71%	0.14%	0.14%
ZM	B	0.42%	0.17%	0.17%

FTA Overweight 121 Positions Relative to SFLR

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
PCAR	B	1.02%
FOXA	B	0.98%
EOG	A	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
CTRA	B	0.93%
HPE	B	0.92%
AIG	B	0.91%
HAL	C	0.91%
WFC	A	0.9%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
COF	B	0.86%
MPC	D	0.85%
EG	C	0.82%
EQT	B	0.82%
BG	F	0.8%
PHM	D	0.79%
OC	A	0.78%
CVS	D	0.77%
ADM	D	0.77%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	D	0.75%
CRBG	B	0.74%
XEL	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
KR	B	0.72%
ALLY	C	0.71%
CB	C	0.7%
CF	B	0.7%
APTV	D	0.66%
EXC	C	0.66%
VZ	C	0.64%
DG	F	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
FITB	A	0.57%
TDY	B	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
TXT	D	0.5%
D	C	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	B	0.49%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
CSX	B	0.36%
WEC	A	0.35%
FNF	B	0.34%
NVR	D	0.33%
CARR	D	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
WLK	D	0.3%
ELV	F	0.27%
CMI	A	0.19%
ODFL	B	0.19%
ACN	C	0.18%
LHX	C	0.18%
APD	A	0.18%
LH	C	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
OMC	C	0.17%
CLX	B	0.17%
SBUX	A	0.17%
WY	D	0.16%
DD	D	0.16%
MAS	D	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	C	0.16%
MDLZ	F	0.15%
AWK	D	0.15%

FTA Underweight 152 Positions Relative to SFLR

Symbol	Grade	Weight
NVDA	C	-6.95%
AAPL	C	-6.66%
MSFT	F	-6.36%
AMZN	C	-3.98%
META	D	-2.64%
GOOGL	C	-2.09%
TSLA	B	-1.87%
GOOG	C	-1.85%
AVGO	D	-1.69%
JPM	A	-1.62%
UNH	C	-1.54%
LLY	F	-1.49%
BRK.A	B	-1.4%
V	A	-1.18%
COST	B	-1.07%
MA	C	-1.04%
PG	A	-1.02%
WMT	A	-0.95%
KO	D	-0.92%
MCD	D	-0.76%
CRM	B	-0.71%
ORCL	B	-0.71%
ABBV	D	-0.7%
GS	A	-0.69%
TXN	C	-0.68%
LIN	D	-0.61%
GE	D	-0.6%
ABT	B	-0.57%
IBM	C	-0.57%
INTU	C	-0.56%
ADBE	C	-0.55%
ISRG	A	-0.52%
MMM	D	-0.52%
TMUS	B	-0.52%
MRO	B	-0.5%
CTAS	B	-0.49%
TMO	F	-0.49%
UNP	C	-0.48%
AXP	A	-0.45%
TT	A	-0.45%
AMD	F	-0.44%
MRK	F	-0.42%
DHR	F	-0.42%
TDG	D	-0.41%
QCOM	F	-0.4%
KKR	A	-0.39%
AMGN	D	-0.39%
WM	A	-0.38%
BKNG	A	-0.37%
RSG	A	-0.35%
DOV	A	-0.34%
BX	A	-0.34%
PLTR	B	-0.33%
LRCX	F	-0.33%
URI	B	-0.32%
VRTX	F	-0.31%
UBER	D	-0.3%
AMT	D	-0.3%
ES	D	-0.3%
WAB	B	-0.29%
BRO	B	-0.29%
INVH	D	-0.28%
NDAQ	A	-0.27%
COR	B	-0.27%
BXP	D	-0.26%
HCA	F	-0.26%
AME	A	-0.26%
BR	A	-0.26%
ROST	C	-0.25%
CSL	C	-0.25%
SPOT	B	-0.23%
TTD	B	-0.23%
HEI	B	-0.22%
MRVL	B	-0.22%
APO	B	-0.22%
ACGL	D	-0.22%
ESS	B	-0.22%
FCX	D	-0.21%
MU	D	-0.21%
CHD	B	-0.21%
CRWD	B	-0.21%
MKL	A	-0.2%
SBAC	D	-0.19%
REGN	F	-0.18%
SNOW	C	-0.18%
WDAY	B	-0.17%
IBKR	A	-0.17%
EL	F	-0.16%
DASH	A	-0.16%
SUI	D	-0.16%
ARES	A	-0.16%
MELI	D	-0.16%
K	A	-0.16%
LYV	A	-0.16%
EXPE	B	-0.15%
SQ	B	-0.15%
EVRG	A	-0.15%
CDW	F	-0.14%
GEHC	F	-0.13%
HEI	B	-0.13%
VEEV	C	-0.13%
VRT	B	-0.12%
ZS	C	-0.12%
RBLX	C	-0.12%
MSTR	C	-0.12%
RPRX	D	-0.12%
DKNG	B	-0.11%
DDOG	A	-0.11%
TER	D	-0.11%
LII	A	-0.11%
SNAP	C	-0.1%
ZBRA	B	-0.1%
FCNCA	A	-0.1%
TRU	D	-0.1%
ALNY	D	-0.1%
TRMB	B	-0.09%
NET	B	-0.09%
TW	A	-0.09%
HUBB	B	-0.09%
GEV	B	-0.09%
DELL	C	-0.09%
COIN	C	-0.09%
FDS	B	-0.09%
ILMN	D	-0.08%
OWL	A	-0.08%
MGM	D	-0.08%
ENTG	D	-0.08%
TEAM	A	-0.07%
CVNA	B	-0.07%
HUBS	A	-0.07%
AVTR	F	-0.07%
BSY	D	-0.06%
LPLA	A	-0.06%
SIRI	C	-0.06%
DOX	D	-0.06%
CPNG	D	-0.05%
IOT	A	-0.05%
PINS	D	-0.04%
OKTA	C	-0.04%
ENPH	F	-0.04%
JBL	B	-0.04%
MDB	C	-0.04%
CELH	F	-0.03%
RKT	F	-0.03%
AGR	B	-0.02%
SCCO	F	-0.02%
GFS	C	-0.02%
WMG	C	-0.02%
MRNA	F	-0.0%
SMCI	F	-0.0%
BMRN	D	-0.0%
DXCM	D	-0.0%