FTA vs. DCAP ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Unity Wealth Partners Dynamic Capital Appreciation & Options ETF (DCAP)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

DCAP

Unity Wealth Partners Dynamic Capital Appreciation & Options ETF

DCAP Description

The fund is an actively managed ETF that seeks broad-equity market exposure, as well as exposure to certain individual equity securities while also employing an options overlay strategy (via risk-defined options) to seek to limit potential losses and to generate additional income. It will invest, under normal circumstances, at least 80% of its net assets plus the amount of borrowings for investment purposes, in the fund"s Core Capital Appreciation Strategy and Options Strategy.

Grade (RS Rating)

Last Trade

$21.51

Average Daily Volume

416

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	DCAP
30 Days	4.88%	3.96%
60 Days	5.23%	4.77%
90 Days	6.80%	5.96%
12 Months	26.69%

16 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in DCAP	Overlap
ACN	C	0.18%	0.49%	0.18%
BBY	D	0.45%	0.48%	0.45%
C	A	0.76%	0.75%	0.75%
DE	A	0.48%	0.46%	0.46%
DIS	B	0.4%	0.82%	0.4%
FDX	B	0.75%	0.44%	0.44%
HD	A	0.17%	1.07%	0.17%
JNJ	D	0.33%	0.92%	0.33%
LMT	D	0.16%	0.52%	0.16%
MDT	D	0.16%	0.25%	0.16%
MS	A	0.65%	0.9%	0.65%
NKE	D	0.15%	0.47%	0.15%
PYPL	B	0.19%	0.51%	0.19%
SBUX	A	0.17%	0.91%	0.17%
TGT	F	0.5%	0.72%	0.5%
ULTA	F	0.5%	0.22%	0.22%

FTA Overweight 170 Positions Relative to DCAP

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	B	1.13%
DAL	C	1.12%
PCAR	B	1.02%
FOXA	B	0.98%
EOG	A	0.97%
TROW	B	0.97%
STLD	B	0.96%
CVX	A	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	B	0.91%
XOM	B	0.9%
WFC	A	0.9%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
COF	B	0.86%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
CVS	D	0.77%
ADM	D	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
INTC	D	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	B	0.7%
HIG	B	0.69%
APTV	D	0.66%
EXC	C	0.66%
ON	D	0.65%
VZ	C	0.64%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	A	0.57%
TDY	B	0.56%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	B	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	B	0.42%
DOW	F	0.42%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	D	0.33%
CARR	D	0.33%
PPG	F	0.33%
HSY	F	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
CMI	A	0.19%
ODFL	B	0.19%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
PEP	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	D	0.17%
PFG	D	0.17%
OMC	C	0.17%
CLX	B	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	D	0.16%
DD	D	0.16%
CI	F	0.16%
MAS	D	0.16%
HOLX	D	0.16%
FTV	C	0.16%
MDLZ	F	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 33 Positions Relative to DCAP

Symbol	Grade	Weight
QQQ	B	-9.87%
UNH	C	-1.23%
GS	A	-1.12%
JPM	A	-1.09%
WMT	A	-0.84%
HOOD	B	-0.8%
MCD	D	-0.79%
DELL	C	-0.76%
BLK	C	-0.76%
HON	B	-0.74%
TMO	F	-0.7%
TMUS	B	-0.63%
ADP	B	-0.57%
V	A	-0.53%
COIN	C	-0.52%
CMG	B	-0.52%
CAT	B	-0.51%
MSFT	F	-0.5%
DKS	C	-0.48%
LRCX	F	-0.48%
META	D	-0.48%
PG	A	-0.47%
AMD	F	-0.47%
STZ	D	-0.46%
ABBV	D	-0.45%
BRK.A	B	-0.45%
ADBE	C	-0.41%
AMGN	D	-0.4%
AXP	A	-0.27%
LULU	C	-0.26%
QCOM	F	-0.23%
DPZ	C	-0.23%
MRK	F	-0.2%