FNY vs. FSCS ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to SMID Capital Strength ETF (FSCS)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

FSCS

SMID Capital Strength ETF

FSCS Description

The fund will normally invest at least 90% of its net assets in the securities that comprise the index. The index is designed to select dividend-paying securities issued by mid capitalization U.S. companies.

Grade (RS Rating)

Last Trade

$38.03

Average Daily Volume

2,689

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNY	FSCS
30 Days	9.26%	8.22%
60 Days	10.03%	8.32%
90 Days	12.45%	10.19%
12 Months	43.71%	34.50%

29 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in FSCS	Overlap
AIT	A	0.68%	1.13%	0.68%
ALLE	D	0.4%	0.89%	0.4%
ALSN	B	0.87%	1.13%	0.87%
AOS	F	0.23%	0.9%	0.23%
CBSH	A	0.34%	1.14%	0.34%
CFR	B	0.35%	1.09%	0.35%
CHE	D	0.13%	0.89%	0.13%
CLH	B	0.43%	0.95%	0.43%
COKE	C	0.65%	0.91%	0.65%
CRVL	A	0.62%	1.08%	0.62%
CW	B	0.76%	0.96%	0.76%
DCI	B	0.15%	0.99%	0.15%
EEFT	B	0.29%	1.01%	0.29%
EHC	B	0.58%	1.01%	0.58%
EXLS	B	0.66%	1.09%	0.66%
FCN	D	0.24%	0.83%	0.24%
FFIV	B	0.46%	1.08%	0.46%
HALO	F	0.42%	1.0%	0.42%
HLI	B	0.66%	1.03%	0.66%
IBKR	A	0.74%	1.16%	0.74%
IBOC	A	0.5%	1.08%	0.5%
KTB	B	0.79%	1.05%	0.79%
LOPE	B	0.16%	1.21%	0.16%
MORN	B	0.15%	0.97%	0.15%
PRI	A	0.48%	1.03%	0.48%
ROIV	C	0.14%	0.95%	0.14%
TTEK	F	0.62%	0.81%	0.62%
TXRH	C	0.63%	1.05%	0.63%
VRRM	D	0.23%	0.83%	0.23%

FNY Overweight 185 Positions Relative to FSCS

Symbol	Grade	Weight
AFRM	B	1.08%
SOFI	A	1.0%
SFM	A	0.91%
AX	A	0.9%
QTWO	A	0.86%
NTRA	B	0.86%
PIPR	B	0.84%
FIX	A	0.82%
SFBS	B	0.82%
CORT	B	0.81%
RDNT	B	0.81%
CRS	A	0.8%
TOST	B	0.8%
FOUR	B	0.8%
HLNE	B	0.8%
CSWI	A	0.79%
ITRI	B	0.77%
DUOL	A	0.77%
KNF	A	0.76%
ACIW	B	0.76%
COHR	B	0.76%
MOG.A	B	0.76%
CVLT	B	0.76%
EXEL	B	0.75%
IOT	A	0.73%
ENSG	D	0.71%
EWBC	A	0.71%
LTH	C	0.7%
DY	D	0.7%
AAON	B	0.69%
DVA	B	0.68%
MOD	A	0.67%
PEGA	A	0.66%
HIMS	B	0.65%
GMED	A	0.65%
TPG	A	0.65%
PSN	D	0.64%
CACI	D	0.63%
FFIN	B	0.63%
PODD	C	0.63%
SLG	B	0.62%
FRPT	B	0.62%
RL	B	0.61%
MMSI	B	0.6%
GWRE	A	0.6%
ATI	D	0.6%
ITGR	B	0.59%
AUR	C	0.59%
KEX	C	0.59%
EXP	A	0.59%
ADC	B	0.58%
ANF	C	0.58%
ITT	A	0.58%
BOOT	D	0.57%
TKO	B	0.57%
AVAV	D	0.56%
BCO	D	0.56%
CRDO	B	0.56%
BFAM	D	0.55%
FSS	B	0.55%
CBT	C	0.55%
BMI	B	0.55%
EPRT	B	0.55%
DOCU	A	0.54%
HRB	D	0.54%
NCLH	B	0.54%
PLNT	A	0.51%
BRBR	A	0.51%
AYI	B	0.5%
KAI	A	0.5%
SMG	D	0.49%
FLS	B	0.49%
LNTH	D	0.49%
BWXT	B	0.49%
AWI	A	0.49%
HOMB	A	0.48%
ONB	B	0.48%
WHD	B	0.47%
S	B	0.47%
IBP	D	0.47%
PI	D	0.46%
SCI	B	0.46%
ZETA	D	0.46%
HASI	D	0.45%
TW	A	0.45%
RYAN	B	0.45%
AXSM	B	0.44%
BOX	B	0.44%
CNS	B	0.44%
BDC	B	0.43%
DT	C	0.42%
AZEK	A	0.42%
WWD	B	0.42%
DKS	C	0.41%
OHI	C	0.41%
SBRA	C	0.41%
NYT	C	0.4%
WYNN	D	0.4%
INSM	C	0.39%
OLLI	D	0.39%
RNA	D	0.38%
DTM	B	0.37%
VRNS	D	0.37%
CRUS	D	0.35%
INSP	D	0.35%
PCTY	B	0.34%
RVMD	C	0.34%
MTCH	D	0.34%
ESAB	B	0.33%
GME	C	0.33%
WING	D	0.33%
RARE	D	0.33%
WTM	A	0.32%
ITCI	C	0.32%
RLI	B	0.32%
CWST	A	0.31%
AXTA	A	0.31%
RUN	F	0.31%
MKTX	D	0.3%
BRX	A	0.3%
GKOS	B	0.3%
MSGS	A	0.3%
BCPC	B	0.29%
KRG	B	0.29%
REG	B	0.29%
CHDN	B	0.29%
AES	F	0.29%
TMDX	F	0.29%
ORA	B	0.29%
IRT	A	0.29%
RHP	B	0.29%
DBX	B	0.29%
ATR	B	0.29%
BLKB	B	0.28%
BPMC	C	0.28%
CTRE	D	0.28%
KNSL	B	0.28%
CROX	D	0.28%
LAMR	D	0.27%
GPK	C	0.27%
GAP	C	0.27%
CPT	B	0.27%
CUBE	D	0.26%
AGNC	D	0.26%
EXPO	D	0.24%
FND	C	0.23%
CLSK	C	0.2%
PAYC	B	0.19%
GTLS	B	0.19%
LYFT	C	0.19%
GH	B	0.18%
OWL	A	0.17%
MASI	A	0.17%
DAY	B	0.17%
KD	B	0.17%
MARA	C	0.16%
CHH	A	0.16%
TRMB	B	0.16%
GATX	A	0.16%
NTNX	A	0.16%
AM	A	0.15%
ESI	A	0.15%
RGLD	C	0.15%
CRNX	C	0.15%
MAIN	A	0.15%
RBC	A	0.15%
GOLF	B	0.15%
IPAR	B	0.14%
APPF	B	0.14%
NEU	C	0.14%
UDR	B	0.14%
CNM	D	0.14%
H	B	0.14%
LNW	D	0.14%
NNN	D	0.13%
ELAN	D	0.13%
EGP	F	0.13%
MEDP	D	0.13%
SSD	D	0.13%
FR	C	0.13%
TECH	D	0.12%
U	C	0.11%
TDW	F	0.1%
BRKR	D	0.1%
LCID	F	0.09%

FNY Underweight 69 Positions Relative to FSCS

Symbol	Grade	Weight
LRN	A	-1.5%
PRDO	B	-1.21%
MLI	C	-1.21%
IDCC	A	-1.14%
LAUR	A	-1.12%
RJF	A	-1.12%
RHI	B	-1.1%
LYV	A	-1.09%
INGR	B	-1.08%
SEIC	B	-1.08%
BBSI	B	-1.08%
WABC	B	-1.07%
SNA	A	-1.07%
IEX	B	-1.06%
AIZ	A	-1.06%
MCY	A	-1.06%
EPAC	B	-1.06%
CHCO	B	-1.06%
CASH	A	-1.05%
WAT	B	-1.05%
OFG	B	-1.05%
FHI	A	-1.05%
PKG	A	-1.04%
PJT	A	-1.04%
CINF	A	-1.03%
CPAY	A	-1.02%
LANC	C	-1.02%
UTHR	C	-1.02%
EVR	B	-1.02%
SPNT	A	-1.02%
FDS	B	-1.02%
YELP	C	-1.02%
GGG	B	-1.01%
BR	A	-1.01%
CASY	A	-1.01%
DOV	A	-1.01%
AFG	A	-1.01%
MGY	A	-1.01%
WTS	B	-1.0%
CHD	B	-1.0%
GNTX	C	-0.99%
RPM	A	-0.99%
APAM	B	-0.99%
PRGS	A	-0.99%
CF	B	-0.99%
CLX	B	-0.99%
CHRD	D	-0.98%
STLD	B	-0.98%
NDSN	B	-0.97%
LSTR	D	-0.97%
ROL	B	-0.97%
MSA	D	-0.97%
FBP	B	-0.97%
EXPD	D	-0.97%
ACM	A	-0.96%
BRC	D	-0.95%
WRB	A	-0.94%
EG	C	-0.93%
CBOE	B	-0.92%
MKC	D	-0.91%
MANH	D	-0.91%
BAH	F	-0.91%
REYN	D	-0.89%
AVY	D	-0.89%
MMS	F	-0.88%
SHOO	D	-0.88%
RNR	C	-0.88%
GPC	D	-0.84%
ERIE	D	-0.82%