FEX vs. ETHO ETF Comparison

Comparison of First Trust Large Cap Core AlphaDEX (FEX) to Etho Climate Leadership U.S. ETF (ETHO)
FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$111.95

Average Daily Volume

18,528

Number of Holdings *

373

* may have additional holdings in another (foreign) market
ETHO

Etho Climate Leadership U.S. ETF

ETHO Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the Etho Climate Leadership Index - US (the "index"). The index tracks the performance of the equity securities of a diversified set of U.S. companies that are leaders in their industry with respect to their carbon impact. "Carbon impact" is calculated based on the total greenhouse gas ("GHG") emissions from a company's operations, fuel use, supply chain, and business activities, divided by the company's market capitalization. The fund will invest at least 80% of its total assets in the component securities of the index.

Grade (RS Rating)

Last Trade

$63.33

Average Daily Volume

5,371

Number of Holdings *

285

* may have additional holdings in another (foreign) market
Performance
Period FEX ETHO
30 Days 6.62% 7.59%
60 Days 8.07% 6.45%
90 Days 10.60% 6.91%
12 Months 33.47% 24.60%
50 Overlapping Holdings
Symbol Grade Weight in FEX Weight in ETHO Overlap
AAPL C 0.17% 0.42% 0.17%
ADSK A 0.09% 0.39% 0.09%
AJG B 0.18% 0.39% 0.18%
ALLY C 0.34% 0.29% 0.29%
ALNY D 0.29% 0.57% 0.29%
AMGN D 0.07% 0.35% 0.07%
ANET C 0.33% 0.44% 0.33%
AWK D 0.16% 0.35% 0.16%
AXP A 0.45% 0.41% 0.41%
BKNG A 0.3% 0.45% 0.3%
BRO B 0.36% 0.41% 0.36%
BURL A 0.44% 0.37% 0.37%
CMG B 0.09% 0.33% 0.09%
CSCO B 0.27% 0.39% 0.27%
DECK A 0.19% 0.37% 0.19%
GDDY A 0.4% 0.51% 0.4%
GWW B 0.29% 0.38% 0.29%
HBAN A 0.41% 0.41% 0.41%
IT C 0.17% 0.37% 0.17%
KEY B 0.19% 0.4% 0.19%
KLAC D 0.07% 0.3% 0.07%
KMB D 0.08% 0.33% 0.08%
KR B 0.34% 0.34% 0.34%
LII A 0.35% 0.41% 0.35%
MA C 0.09% 0.35% 0.09%
MPWR F 0.11% 0.29% 0.11%
MSCI C 0.09% 0.35% 0.09%
NDSN B 0.08% 0.31% 0.08%
NFLX A 0.3% 0.44% 0.3%
NOW A 0.29% 0.44% 0.29%
NTAP C 0.16% 0.37% 0.16%
NVDA C 0.29% 0.52% 0.29%
OMC C 0.16% 0.35% 0.16%
PAYX C 0.09% 0.39% 0.09%
PYPL B 0.18% 0.42% 0.18%
RMD C 0.33% 0.38% 0.33%
ROST C 0.16% 0.31% 0.16%
SSNC B 0.25% 0.38% 0.25%
SYY B 0.16% 0.31% 0.16%
TJX A 0.26% 0.39% 0.26%
TMUS B 0.39% 0.48% 0.39%
TSLA B 0.22% 0.61% 0.22%
URI B 0.44% 0.39% 0.39%
UTHR C 0.42% 0.56% 0.42%
VRTX F 0.08% 0.38% 0.08%
VZ C 0.32% 0.33% 0.32%
WRB A 0.18% 0.33% 0.18%
XYL D 0.15% 0.31% 0.15%
ZM B 0.29% 0.42% 0.29%
ZTS D 0.08% 0.34% 0.08%
FEX Overweight 323 Positions Relative to ETHO
Symbol Grade Weight
APP B 0.97%
PLTR B 0.7%
UAL A 0.67%
AXON A 0.64%
RCL A 0.55%
SYF B 0.54%
DAL C 0.53%
GM B 0.53%
EXPE B 0.52%
SNA A 0.52%
VRT B 0.52%
VST B 0.52%
FICO B 0.5%
GS A 0.5%
EME C 0.49%
KKR A 0.49%
CVNA B 0.48%
HWM A 0.48%
PCAR B 0.48%
PWR A 0.47%
OC A 0.47%
EOG A 0.47%
STLD B 0.47%
CINF A 0.47%
WAB B 0.46%
TRGP B 0.46%
COP C 0.46%
TROW B 0.46%
CTRA B 0.46%
CVX A 0.46%
BK A 0.46%
TT A 0.45%
ALL A 0.45%
FANG D 0.45%
CCL B 0.45%
F C 0.45%
VLO C 0.45%
FOXA B 0.45%
RS B 0.45%
CMCSA B 0.44%
HEI B 0.44%
SLB C 0.44%
HPE B 0.44%
T A 0.44%
HAL C 0.44%
WFC A 0.44%
KMI A 0.43%
PGR A 0.43%
CF B 0.43%
NRG B 0.43%
XOM B 0.43%
MPC D 0.42%
TOL B 0.42%
OXY D 0.42%
DVN F 0.42%
CPNG D 0.42%
CTSH B 0.42%
PSX C 0.42%
MTB A 0.41%
EQT B 0.41%
DASH A 0.41%
LYV A 0.41%
IRM D 0.41%
COF B 0.41%
NUE C 0.41%
BG F 0.4%
IP B 0.4%
FI A 0.4%
TPL A 0.4%
EG C 0.4%
BKR B 0.4%
FCNCA A 0.4%
LNG B 0.4%
ON D 0.39%
RBLX C 0.39%
THC D 0.39%
SRE A 0.38%
CVS D 0.38%
LEN D 0.38%
PHM D 0.38%
VTRS A 0.38%
HOOD B 0.38%
CFG B 0.38%
ETR B 0.38%
FDX B 0.37%
LYB F 0.37%
PM B 0.37%
ORCL B 0.37%
MSI B 0.37%
PH A 0.37%
C A 0.37%
ADM D 0.37%
CTAS B 0.36%
AEE A 0.36%
CRBG B 0.36%
DHI D 0.36%
CNP B 0.36%
INTC D 0.36%
ATO A 0.36%
NI A 0.36%
SWKS F 0.36%
GEN B 0.36%
L A 0.36%
XEL A 0.36%
HCA F 0.35%
COST B 0.35%
AIG B 0.35%
DGX A 0.35%
ZBH C 0.35%
VTR C 0.34%
CB C 0.34%
AFL B 0.34%
HIG B 0.34%
TGT F 0.34%
MS A 0.33%
EXC C 0.33%
META D 0.33%
CNC D 0.33%
DUK C 0.33%
DTE C 0.32%
AEP D 0.32%
TXT D 0.32%
IBM C 0.32%
GE D 0.32%
EBAY D 0.32%
ERIE D 0.32%
AMP A 0.31%
NEE D 0.31%
NTRS A 0.31%
ULTA F 0.31%
DG F 0.31%
APTV D 0.31%
BLDR D 0.31%
OKE A 0.31%
ED D 0.31%
JPM A 0.3%
BAC A 0.3%
CEG D 0.3%
FTNT C 0.3%
CHTR C 0.3%
GRMN B 0.3%
RF A 0.29%
AKAM D 0.29%
BAH F 0.29%
ACGL D 0.29%
STT A 0.28%
LUV C 0.28%
FITB A 0.28%
PKG A 0.28%
USB A 0.28%
TRV B 0.28%
FSLR F 0.27%
PCG A 0.27%
TDY B 0.27%
JBHT C 0.27%
TTD B 0.27%
WELL A 0.27%
CASY A 0.27%
BSX B 0.27%
HLT A 0.27%
ISRG A 0.27%
CSX B 0.26%
LNT A 0.26%
BRK.A B 0.26%
PPL B 0.26%
TYL B 0.26%
WEC A 0.26%
MANH D 0.25%
EIX B 0.25%
DE A 0.25%
CMS C 0.25%
SPGI C 0.25%
ICE C 0.25%
CAT B 0.25%
SHW A 0.25%
MCO B 0.25%
D C 0.25%
EQR B 0.25%
PEG A 0.25%
PSA D 0.24%
HRL D 0.24%
PPG F 0.24%
JNJ D 0.24%
AVGO D 0.24%
GPC D 0.23%
RJF A 0.23%
CE F 0.23%
NVR D 0.23%
VLTO D 0.23%
CARR D 0.23%
GIS D 0.22%
HUM C 0.22%
BBY D 0.22%
APO B 0.22%
TDG D 0.22%
KHC F 0.22%
STX D 0.22%
DOW F 0.21%
BIIB F 0.21%
KDP D 0.21%
EFX F 0.21%
ELV F 0.2%
CPAY A 0.2%
DIS B 0.2%
NDAQ A 0.19%
APD A 0.19%
PNC B 0.19%
CMI A 0.19%
MSTR C 0.19%
DELL C 0.19%
IR B 0.18%
HUBB B 0.18%
BR A 0.18%
IEX B 0.18%
PRU A 0.18%
RGA A 0.18%
LH C 0.18%
SPG B 0.18%
WSO A 0.18%
J F 0.18%
NWSA B 0.18%
ETN A 0.18%
KIM A 0.18%
TSN B 0.18%
LVS C 0.17%
SO D 0.17%
CSL C 0.17%
FNF B 0.17%
UPS C 0.17%
MAA B 0.17%
DRI B 0.17%
PFG D 0.17%
LHX C 0.17%
WY D 0.16%
DD D 0.16%
UBER D 0.16%
CI F 0.16%
FE C 0.16%
FTV C 0.16%
GD F 0.16%
TSCO D 0.16%
KEYS A 0.16%
ECL D 0.16%
HOLX D 0.16%
CTVA C 0.16%
MDT D 0.16%
KO D 0.15%
MDLZ F 0.15%
ARE D 0.15%
HSY F 0.15%
CPB D 0.15%
O D 0.15%
CL D 0.15%
DOC D 0.15%
COIN C 0.15%
EXR D 0.15%
LLY F 0.14%
WLK D 0.14%
NKE D 0.14%
MOH F 0.14%
AMT D 0.14%
WMB A 0.11%
RPM A 0.1%
PANW C 0.1%
MAR B 0.1%
EMR A 0.1%
CBOE B 0.09%
MET A 0.09%
HD A 0.09%
AVB B 0.09%
WST C 0.09%
ESS B 0.09%
EQIX A 0.09%
ABT B 0.09%
SBUX A 0.09%
CLX B 0.09%
RSG A 0.09%
HPQ B 0.09%
DOV A 0.09%
NSC B 0.09%
ORLY B 0.09%
GOOGL C 0.09%
APH A 0.09%
ARES A 0.09%
ODFL B 0.09%
JCI C 0.09%
SYK C 0.09%
AMZN C 0.09%
MKL A 0.09%
AON A 0.09%
MO A 0.09%
BLK C 0.09%
RIVN F 0.08%
AVY D 0.08%
MKC D 0.08%
LMT D 0.08%
EXPD D 0.08%
MAS D 0.08%
SBAC D 0.08%
NOC D 0.08%
BDX F 0.08%
PEP F 0.08%
MU D 0.08%
MCD D 0.08%
VICI C 0.08%
POOL C 0.08%
GLPI C 0.08%
OTIS C 0.08%
WAT B 0.08%
ROL B 0.08%
ACN C 0.08%
MMC B 0.08%
LOW D 0.08%
AZO C 0.08%
IQV D 0.07%
TMO F 0.07%
CAG D 0.07%
RVTY F 0.07%
BLD D 0.07%
WSM B 0.07%
FCX D 0.07%
GEHC F 0.07%
CCI D 0.07%
FEX Underweight 235 Positions Relative to ETHO
Symbol Grade Weight
SFM A -0.73%
AGIO C -0.65%
LITE B -0.6%
VCYT B -0.58%
FTDR A -0.56%
IDCC A -0.56%
SASR B -0.55%
HLNE B -0.55%
PIPR B -0.54%
TWLO A -0.53%
COLB A -0.53%
PODD C -0.51%
CARG C -0.51%
PLNT A -0.5%
GKOS B -0.49%
AAON B -0.49%
PTGX C -0.48%
CAC B -0.48%
EXEL B -0.48%
MATX C -0.48%
EXTR B -0.47%
SMAR A -0.47%
BKU A -0.47%
CPRX C -0.46%
BMI B -0.45%
CAKE C -0.44%
CBSH A -0.44%
LQDT B -0.44%
DOCU A -0.44%
FFBC A -0.43%
CNS B -0.43%
FHN A -0.43%
MOD A -0.43%
DFS B -0.43%
MMSI B -0.43%
ASB B -0.42%
BRC D -0.42%
INGR B -0.42%
CMA A -0.42%
FFIV B -0.42%
HWC B -0.42%
EPRT B -0.41%
FIBK A -0.41%
NYT C -0.41%
BOH B -0.41%
TGNA B -0.41%
BOKF B -0.41%
WTFC A -0.41%
AAT B -0.41%
MSEX B -0.41%
BOX B -0.4%
TTWO A -0.4%
EA A -0.4%
VRSK A -0.4%
HNI B -0.4%
LAD A -0.4%
AWR B -0.39%
TXN C -0.39%
LPLA A -0.39%
PPBI B -0.39%
WBS A -0.39%
ATEN B -0.39%
BE B -0.39%
ATR B -0.39%
AUB B -0.39%
NTNX A -0.38%
DAY B -0.38%
RUSHA C -0.38%
DEA D -0.38%
ITGR B -0.38%
NMIH D -0.38%
PRI A -0.38%
CTS C -0.38%
ATRC C -0.38%
TRMB B -0.37%
BUSE B -0.37%
REZI A -0.37%
CRM B -0.37%
ESI A -0.37%
PFGC B -0.37%
PAYC B -0.37%
BCPC B -0.37%
LZB B -0.37%
DBX B -0.37%
CWT D -0.37%
JBT B -0.37%
DT C -0.37%
CARS B -0.36%
INFN C -0.36%
OMF A -0.36%
BERY B -0.36%
V A -0.36%
HUBS A -0.36%
SCSC B -0.36%
VOYA B -0.36%
RL B -0.36%
ABG B -0.36%
PFSI D -0.36%
TPH D -0.35%
HAE C -0.35%
ADI D -0.35%
CSGS B -0.35%
INTU C -0.35%
ZS C -0.35%
DDOG A -0.34%
NTCT C -0.34%
COLM B -0.34%
LFUS F -0.34%
RARE D -0.34%
SHOO D -0.34%
YETI C -0.34%
ADBE C -0.34%
PEN B -0.34%
PINC B -0.34%
GIII D -0.34%
GEF A -0.34%
OZK B -0.34%
VEEV C -0.33%
JKHY D -0.33%
MSFT F -0.33%
AGNC D -0.33%
WDAY B -0.33%
MTH D -0.33%
ITW B -0.33%
XHR B -0.33%
FELE B -0.33%
PTC A -0.33%
CHD B -0.33%
SCS C -0.33%
AMTB B -0.33%
NOVT D -0.32%
BZH B -0.32%
VRSN F -0.32%
TTGT C -0.32%
CGNX C -0.32%
KRO D -0.32%
RHI B -0.32%
HASI D -0.32%
PFE D -0.32%
ROK B -0.32%
CDNS B -0.32%
WTS B -0.32%
ANSS B -0.32%
APLE B -0.32%
RHP B -0.32%
OLED D -0.32%
TER D -0.31%
LCII C -0.31%
QCOM F -0.31%
SHO C -0.31%
PARA C -0.31%
VVV F -0.31%
PSTG D -0.31%
ESNT D -0.31%
FC F -0.31%
BL B -0.31%
THR B -0.3%
MSA D -0.3%
SIGI C -0.3%
CASS B -0.3%
POWI D -0.29%
AMAT F -0.29%
EPC D -0.29%
EPAM C -0.29%
PLD D -0.29%
NBIX C -0.29%
IPG D -0.29%
ALG B -0.28%
GPN B -0.28%
VAC B -0.28%
ELAN D -0.28%
IONS F -0.28%
ROG D -0.28%
RMBS C -0.28%
SITE D -0.27%
MDB C -0.27%
MYRG B -0.27%
MKSI C -0.27%
REXR F -0.27%
IPGP D -0.27%
USNA C -0.27%
GNTX C -0.27%
SCL C -0.27%
LEVI F -0.27%
FND C -0.26%
IDXX F -0.26%
MXL C -0.26%
CYTK F -0.26%
AMKR D -0.26%
THS D -0.26%
AOS F -0.26%
RGEN D -0.26%
THRM D -0.25%
LRCX F -0.25%
BMRN D -0.25%
AMD F -0.25%
COHU C -0.25%
ETSY D -0.25%
CDW F -0.24%
TREX C -0.24%
TPIC F -0.24%
IRBT F -0.24%
EXAS D -0.24%
DENN D -0.24%
MRK F -0.24%
ENTG D -0.24%
OKTA C -0.24%
ARWR F -0.24%
EW C -0.23%
MOV C -0.23%
HVT D -0.22%
LEA D -0.22%
CROX D -0.22%
CRI D -0.21%
LSCC D -0.21%
HPP F -0.21%
EB C -0.21%
ALLO F -0.2%
COTY F -0.2%
KELYA F -0.2%
PLUG F -0.19%
BRKR D -0.19%
NOVA F -0.18%
HELE C -0.18%
PCRX C -0.18%
W F -0.18%
DXCM D -0.17%
ATKR C -0.16%
ENPH F -0.16%
AMN F -0.13%
MRNA F -0.13%
EDIT F -0.13%
EL F -0.13%
NVRO F -0.1%
CHGG D -0.07%
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