FEX vs. ESGA ETF Comparison

Comparison of First Trust Large Cap Core AlphaDEX (FEX) to American Century Sustainable Equity ETF (ESGA)

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$111.95

Average Daily Volume

18,528

Number of Holdings ^*

373

* may have additional holdings in another (foreign) market

ESGA

American Century Sustainable Equity ETF

ESGA Description

The investment seeks long-term capital growth. The fund will generally invest in large capitalization companies the advisor believes show sustainable business improvement using a proprietary multi-factor model that combines fundamental measures of a stock's value and growth potential with environmental, social, and governance (ESG) metrics. Under normal market conditions, it will invest at least 80% of its assets in sustainable equity securities. The fund is not permitted to invest in securities issued by companies assigned the Global Industry Classification Standard (GICS) or the Bloomberg Industry Classification Standard (BICS) for the tobacco industry.

Grade (RS Rating)

Last Trade

$71.87

Average Daily Volume

19,070

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FEX	ESGA
30 Days	6.62%	2.15%
60 Days	8.07%	2.90%
90 Days	10.60%	3.81%
12 Months	33.47%	26.79%

64 Overlapping Holdings

Symbol	Grade	Weight in FEX	Weight in ESGA	Overlap
AAPL	C	0.17%	7.02%	0.17%
ACN	C	0.08%	0.77%	0.08%
AMGN	D	0.07%	0.44%	0.07%
AMP	A	0.31%	0.62%	0.31%
AMZN	C	0.09%	3.32%	0.09%
APTV	D	0.31%	0.45%	0.31%
AVGO	D	0.24%	1.08%	0.24%
AXP	A	0.45%	0.68%	0.45%
BAC	A	0.3%	0.9%	0.3%
BLK	C	0.09%	0.78%	0.09%
CI	F	0.16%	0.89%	0.16%
CL	D	0.15%	0.29%	0.15%
CMG	B	0.09%	0.41%	0.09%
CMI	A	0.19%	0.8%	0.19%
COP	C	0.46%	1.08%	0.46%
COST	B	0.35%	0.8%	0.35%
CSCO	B	0.27%	0.45%	0.27%
DE	A	0.25%	0.42%	0.25%
DECK	A	0.19%	0.29%	0.19%
DIS	B	0.2%	0.36%	0.2%
ECL	D	0.16%	0.7%	0.16%
EOG	A	0.47%	1.01%	0.47%
EQIX	A	0.09%	0.71%	0.09%
ETN	A	0.18%	0.94%	0.18%
FDX	B	0.37%	0.39%	0.37%
GOOGL	C	0.09%	3.94%	0.09%
HD	A	0.09%	1.66%	0.09%
IBM	C	0.32%	0.8%	0.32%
ICE	C	0.25%	0.47%	0.25%
ISRG	A	0.27%	0.67%	0.27%
JCI	C	0.09%	1.04%	0.09%
JPM	A	0.3%	1.6%	0.3%
LLY	F	0.14%	1.21%	0.14%
LMT	D	0.08%	0.37%	0.08%
MA	C	0.09%	0.84%	0.09%
MDLZ	F	0.15%	0.73%	0.15%
MET	A	0.09%	0.54%	0.09%
META	D	0.33%	2.5%	0.33%
MMC	B	0.08%	0.61%	0.08%
MS	A	0.33%	1.26%	0.33%
MSI	B	0.37%	0.74%	0.37%
NEE	D	0.31%	1.74%	0.31%
NOW	A	0.29%	0.29%	0.29%
NVDA	C	0.29%	6.6%	0.29%
PEP	F	0.08%	1.12%	0.08%
PGR	A	0.43%	0.75%	0.43%
PH	A	0.37%	0.76%	0.37%
PRU	A	0.18%	0.48%	0.18%
RF	A	0.29%	0.83%	0.29%
SLB	C	0.44%	0.93%	0.44%
SPGI	C	0.25%	1.16%	0.25%
SYY	B	0.16%	0.79%	0.16%
TGT	F	0.34%	0.8%	0.34%
TJX	A	0.26%	1.01%	0.26%
TMO	F	0.07%	0.86%	0.07%
TSCO	D	0.16%	0.59%	0.16%
TSLA	B	0.22%	0.96%	0.22%
UBER	D	0.16%	0.6%	0.16%
UPS	C	0.17%	0.46%	0.17%
URI	B	0.44%	0.31%	0.31%
VRTX	F	0.08%	0.4%	0.08%
VZ	C	0.32%	0.93%	0.32%
XYL	D	0.15%	0.59%	0.15%
ZTS	D	0.08%	0.86%	0.08%

FEX Overweight 309 Positions Relative to ESGA

Symbol	Grade	Weight
APP	B	0.97%
PLTR	B	0.7%
UAL	A	0.67%
AXON	A	0.64%
RCL	A	0.55%
SYF	B	0.54%
DAL	C	0.53%
GM	B	0.53%
EXPE	B	0.52%
SNA	A	0.52%
VRT	B	0.52%
VST	B	0.52%
FICO	B	0.5%
GS	A	0.5%
EME	C	0.49%
KKR	A	0.49%
CVNA	B	0.48%
HWM	A	0.48%
PCAR	B	0.48%
PWR	A	0.47%
OC	A	0.47%
STLD	B	0.47%
CINF	A	0.47%
WAB	B	0.46%
TRGP	B	0.46%
TROW	B	0.46%
CTRA	B	0.46%
CVX	A	0.46%
BK	A	0.46%
TT	A	0.45%
ALL	A	0.45%
FANG	D	0.45%
CCL	B	0.45%
F	C	0.45%
VLO	C	0.45%
FOXA	B	0.45%
RS	B	0.45%
CMCSA	B	0.44%
HEI	B	0.44%
BURL	A	0.44%
HPE	B	0.44%
T	A	0.44%
HAL	C	0.44%
WFC	A	0.44%
KMI	A	0.43%
CF	B	0.43%
NRG	B	0.43%
XOM	B	0.43%
MPC	D	0.42%
TOL	B	0.42%
OXY	D	0.42%
DVN	F	0.42%
CPNG	D	0.42%
CTSH	B	0.42%
PSX	C	0.42%
UTHR	C	0.42%
MTB	A	0.41%
EQT	B	0.41%
DASH	A	0.41%
HBAN	A	0.41%
LYV	A	0.41%
IRM	D	0.41%
COF	B	0.41%
NUE	C	0.41%
GDDY	A	0.4%
BG	F	0.4%
IP	B	0.4%
FI	A	0.4%
TPL	A	0.4%
EG	C	0.4%
BKR	B	0.4%
FCNCA	A	0.4%
LNG	B	0.4%
ON	D	0.39%
TMUS	B	0.39%
RBLX	C	0.39%
THC	D	0.39%
SRE	A	0.38%
CVS	D	0.38%
LEN	D	0.38%
PHM	D	0.38%
VTRS	A	0.38%
HOOD	B	0.38%
CFG	B	0.38%
ETR	B	0.38%
LYB	F	0.37%
PM	B	0.37%
ORCL	B	0.37%
C	A	0.37%
ADM	D	0.37%
CTAS	B	0.36%
AEE	A	0.36%
CRBG	B	0.36%
DHI	D	0.36%
CNP	B	0.36%
INTC	D	0.36%
ATO	A	0.36%
BRO	B	0.36%
NI	A	0.36%
SWKS	F	0.36%
GEN	B	0.36%
L	A	0.36%
XEL	A	0.36%
LII	A	0.35%
HCA	F	0.35%
AIG	B	0.35%
DGX	A	0.35%
ZBH	C	0.35%
VTR	C	0.34%
CB	C	0.34%
AFL	B	0.34%
ALLY	C	0.34%
HIG	B	0.34%
KR	B	0.34%
ANET	C	0.33%
EXC	C	0.33%
CNC	D	0.33%
RMD	C	0.33%
DUK	C	0.33%
DTE	C	0.32%
AEP	D	0.32%
TXT	D	0.32%
GE	D	0.32%
EBAY	D	0.32%
ERIE	D	0.32%
NTRS	A	0.31%
ULTA	F	0.31%
DG	F	0.31%
BLDR	D	0.31%
OKE	A	0.31%
ED	D	0.31%
CEG	D	0.3%
FTNT	C	0.3%
CHTR	C	0.3%
GRMN	B	0.3%
BKNG	A	0.3%
NFLX	A	0.3%
ALNY	D	0.29%
GWW	B	0.29%
ZM	B	0.29%
AKAM	D	0.29%
BAH	F	0.29%
ACGL	D	0.29%
STT	A	0.28%
LUV	C	0.28%
FITB	A	0.28%
PKG	A	0.28%
USB	A	0.28%
TRV	B	0.28%
FSLR	F	0.27%
PCG	A	0.27%
TDY	B	0.27%
JBHT	C	0.27%
TTD	B	0.27%
WELL	A	0.27%
CASY	A	0.27%
BSX	B	0.27%
HLT	A	0.27%
CSX	B	0.26%
LNT	A	0.26%
BRK.A	B	0.26%
PPL	B	0.26%
TYL	B	0.26%
WEC	A	0.26%
MANH	D	0.25%
EIX	B	0.25%
CMS	C	0.25%
CAT	B	0.25%
SHW	A	0.25%
SSNC	B	0.25%
MCO	B	0.25%
D	C	0.25%
EQR	B	0.25%
PEG	A	0.25%
PSA	D	0.24%
HRL	D	0.24%
PPG	F	0.24%
JNJ	D	0.24%
GPC	D	0.23%
RJF	A	0.23%
CE	F	0.23%
NVR	D	0.23%
VLTO	D	0.23%
CARR	D	0.23%
GIS	D	0.22%
HUM	C	0.22%
BBY	D	0.22%
APO	B	0.22%
TDG	D	0.22%
KHC	F	0.22%
STX	D	0.22%
DOW	F	0.21%
BIIB	F	0.21%
KDP	D	0.21%
EFX	F	0.21%
ELV	F	0.2%
CPAY	A	0.2%
NDAQ	A	0.19%
APD	A	0.19%
PNC	B	0.19%
MSTR	C	0.19%
DELL	C	0.19%
KEY	B	0.19%
IR	B	0.18%
HUBB	B	0.18%
AJG	B	0.18%
BR	A	0.18%
IEX	B	0.18%
RGA	A	0.18%
LH	C	0.18%
SPG	B	0.18%
WSO	A	0.18%
J	F	0.18%
WRB	A	0.18%
NWSA	B	0.18%
KIM	A	0.18%
TSN	B	0.18%
PYPL	B	0.18%
LVS	C	0.17%
SO	D	0.17%
CSL	C	0.17%
FNF	B	0.17%
MAA	B	0.17%
DRI	B	0.17%
PFG	D	0.17%
LHX	C	0.17%
IT	C	0.17%
WY	D	0.16%
DD	D	0.16%
AWK	D	0.16%
ROST	C	0.16%
FE	C	0.16%
FTV	C	0.16%
GD	F	0.16%
OMC	C	0.16%
KEYS	A	0.16%
NTAP	C	0.16%
HOLX	D	0.16%
CTVA	C	0.16%
MDT	D	0.16%
KO	D	0.15%
ARE	D	0.15%
HSY	F	0.15%
CPB	D	0.15%
O	D	0.15%
DOC	D	0.15%
COIN	C	0.15%
EXR	D	0.15%
WLK	D	0.14%
NKE	D	0.14%
MOH	F	0.14%
AMT	D	0.14%
WMB	A	0.11%
MPWR	F	0.11%
RPM	A	0.1%
PANW	C	0.1%
MAR	B	0.1%
EMR	A	0.1%
CBOE	B	0.09%
AVB	B	0.09%
MSCI	C	0.09%
WST	C	0.09%
ESS	B	0.09%
ABT	B	0.09%
SBUX	A	0.09%
CLX	B	0.09%
RSG	A	0.09%
HPQ	B	0.09%
DOV	A	0.09%
NSC	B	0.09%
ORLY	B	0.09%
PAYX	C	0.09%
APH	A	0.09%
ARES	A	0.09%
ODFL	B	0.09%
SYK	C	0.09%
MKL	A	0.09%
ADSK	A	0.09%
AON	A	0.09%
MO	A	0.09%
RIVN	F	0.08%
AVY	D	0.08%
MKC	D	0.08%
EXPD	D	0.08%
MAS	D	0.08%
SBAC	D	0.08%
NOC	D	0.08%
BDX	F	0.08%
MU	D	0.08%
KMB	D	0.08%
MCD	D	0.08%
VICI	C	0.08%
POOL	C	0.08%
GLPI	C	0.08%
NDSN	B	0.08%
OTIS	C	0.08%
WAT	B	0.08%
ROL	B	0.08%
LOW	D	0.08%
AZO	C	0.08%
KLAC	D	0.07%
IQV	D	0.07%
CAG	D	0.07%
RVTY	F	0.07%
BLD	D	0.07%
WSM	B	0.07%
FCX	D	0.07%
GEHC	F	0.07%
CCI	D	0.07%

FEX Underweight 34 Positions Relative to ESGA

Symbol	Grade	Weight
MSFT	F	-7.98%
UNH	C	-1.97%
V	A	-1.49%
PLD	D	-1.43%
ABBV	D	-1.29%
AMD	F	-1.28%
DHR	F	-1.26%
LIN	D	-1.1%
ADI	D	-1.01%
A	D	-0.97%
UNP	C	-0.83%
PG	A	-0.83%
MRK	F	-0.82%
AMAT	F	-0.81%
CDNS	B	-0.81%
HON	B	-0.66%
ASML	F	-0.55%
WDAY	B	-0.54%
CDW	F	-0.54%
BALL	D	-0.5%
CRM	B	-0.49%
NVO	D	-0.46%
LKQ	D	-0.42%
CRWD	B	-0.34%
SQ	B	-0.3%
KMX	B	-0.29%
IDXX	F	-0.29%
YETI	C	-0.27%
ADBE	C	-0.24%
DXCM	D	-0.23%
BMY	B	-0.22%
ABNB	C	-0.18%
DT	C	-0.15%
SAIA	B	-0.15%