ESIX vs. HAPS ETF Comparison

Comparison of SPDR S&P SmallCap 600 ESG ETF (ESIX) to Harbor Corporate Culture Small Cap ETF (HAPS)
ESIX

SPDR S&P SmallCap 600 ESG ETF

ESIX Description

SPDR S&P SmallCap 600 ESG ETF is an exchange traded fund launched by State Street Global Advisors, Inc. The fund is managed by SSGA Funds Management, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of small-cap companies. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the S&P SmallCap 600 ESG Index, by using representative sampling technique. SPDR S&P SmallCap 600 ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.88

Average Daily Volume

1,577

Number of Holdings *

367

* may have additional holdings in another (foreign) market
HAPS

Harbor Corporate Culture Small Cap ETF

HAPS Description The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC those it believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$31.66

Average Daily Volume

141

Number of Holdings *

179

* may have additional holdings in another (foreign) market
Performance
Period ESIX HAPS
30 Days 9.04% 7.80%
60 Days 7.59% 7.16%
90 Days 7.67% 12.88%
12 Months 33.05% 27.41%
48 Overlapping Holdings
Symbol Grade Weight in ESIX Weight in HAPS Overlap
ACIW B 0.64% 0.68% 0.64%
ALGT B 0.13% 0.55% 0.13%
AMN F 0.1% 0.35% 0.1%
APLE B 0.39% 1.71% 0.39%
ARLO C 0.13% 0.17% 0.13%
AWI A 0.75% 2.18% 0.75%
BANR B 0.29% 0.54% 0.29%
BFH B 0.32% 0.57% 0.32%
BOX B 0.56% 0.62% 0.56%
CAKE C 0.26% 0.79% 0.26%
CARG C 0.35% 0.25% 0.25%
CARS B 0.13% 0.17% 0.13%
CASH A 0.22% 0.43% 0.22%
CCS D 0.27% 0.57% 0.27%
CENTA C 0.19% 0.33% 0.19%
CERT F 0.13% 0.15% 0.13%
COLL F 0.11% 0.51% 0.11%
CSGS B 0.17% 0.21% 0.17%
EAT A 0.58% 1.72% 0.58%
EXTR B 0.24% 0.26% 0.24%
FHB A 0.39% 0.74% 0.39%
FORM D 0.34% 0.45% 0.34%
GVA A 0.47% 1.25% 0.47%
HTH B 0.16% 0.32% 0.16%
IRWD F 0.06% 0.49% 0.06%
JBGS D 0.15% 0.55% 0.15%
KOP C 0.09% 0.27% 0.09%
MD B 0.14% 0.5% 0.14%
OXM D 0.12% 0.28% 0.12%
PECO A 0.53% 1.99% 0.53%
PIPR B 0.59% 1.17% 0.59%
PLMR B 0.31% 0.5% 0.31%
PRA C 0.09% 0.17% 0.09%
PRGS A 0.32% 0.38% 0.32%
PSMT C 0.25% 0.78% 0.25%
RDN C 0.58% 1.1% 0.58%
REZI A 0.42% 1.42% 0.42%
RGNX F 0.05% 0.29% 0.05%
SCSC B 0.12% 0.41% 0.12%
SDGR C 0.12% 0.19% 0.12%
SONO C 0.19% 0.38% 0.19%
SPTN D 0.07% 0.21% 0.07%
SXT B 0.37% 0.73% 0.37%
TRIP F 0.18% 0.64% 0.18%
USNA C 0.05% 0.25% 0.05%
VIAV B 0.24% 0.29% 0.24%
WD D 0.38% 0.71% 0.38%
WGO C 0.19% 0.39% 0.19%
ESIX Overweight 319 Positions Relative to HAPS
Symbol Grade Weight
MLI C 1.14%
LUMN C 0.98%
GKOS B 0.85%
JXN C 0.84%
ATI D 0.78%
SPSC C 0.75%
ALK C 0.75%
MTH D 0.73%
BMI B 0.72%
COOP B 0.7%
MMSI B 0.66%
LNC B 0.66%
BCPC B 0.64%
MATX C 0.62%
FSS B 0.62%
BCC B 0.61%
DY D 0.6%
GPI A 0.6%
ITRI B 0.59%
SEE C 0.58%
ACA A 0.57%
MGY A 0.57%
AL B 0.57%
SM B 0.57%
CTRE D 0.56%
SLG B 0.55%
SHAK C 0.55%
IBP D 0.54%
ALKS B 0.52%
ITGR B 0.51%
IDCC A 0.51%
AGO B 0.5%
ABCB B 0.5%
SIG B 0.49%
LRN A 0.48%
NSIT F 0.48%
ICUI D 0.47%
MAC B 0.47%
FELE B 0.47%
FTDR A 0.47%
PLXS B 0.47%
AEIS B 0.47%
MHO D 0.47%
FUL F 0.46%
KFY B 0.45%
CRC B 0.45%
PBH A 0.45%
AROC B 0.44%
SKT B 0.44%
DXC B 0.44%
SEM B 0.44%
OGN D 0.44%
TPH D 0.44%
RUSHA C 0.43%
AUB B 0.43%
SITM B 0.43%
FULT A 0.43%
CVCO A 0.43%
VRRM D 0.43%
UCB A 0.43%
NWL B 0.42%
CATY B 0.42%
WDFC B 0.42%
JBT B 0.42%
PJT A 0.42%
CBU B 0.41%
DORM B 0.41%
CALM A 0.41%
GEO B 0.4%
NPO A 0.39%
ABM B 0.39%
SMTC B 0.39%
APAM B 0.38%
HP B 0.38%
HIW D 0.38%
FBP B 0.38%
SMPL B 0.38%
BXMT C 0.36%
GFF A 0.36%
SHOO D 0.36%
HASI D 0.36%
CWK B 0.36%
AEO F 0.36%
BRC D 0.36%
BOH B 0.35%
BL B 0.35%
AWR B 0.35%
SFNC B 0.35%
DEI B 0.35%
GNW A 0.35%
ATGE B 0.35%
NMIH D 0.34%
BKU A 0.34%
HUBG A 0.34%
TRN C 0.34%
IOSP B 0.34%
INDB B 0.34%
TDS B 0.33%
CWT D 0.33%
PTEN C 0.33%
PFS B 0.32%
SLVM B 0.32%
LCII C 0.32%
LXP D 0.31%
UE C 0.31%
HBI B 0.31%
FFBC A 0.31%
DV C 0.31%
EPAC B 0.3%
SNEX B 0.3%
PPBI B 0.3%
AGYS A 0.3%
PAYO A 0.29%
DIOD D 0.29%
VCEL B 0.29%
ACLS F 0.29%
MTX B 0.29%
ARCB C 0.29%
HNI B 0.29%
TBBK B 0.29%
AAP C 0.28%
SBCF A 0.28%
AZZ B 0.28%
AKR B 0.28%
STRA C 0.27%
YELP C 0.27%
BANF B 0.27%
MYRG B 0.27%
CPRX C 0.27%
KLIC B 0.27%
KWR C 0.26%
HI C 0.26%
RNST B 0.26%
PINC B 0.26%
IBTX B 0.26%
BANC A 0.25%
TFIN A 0.25%
ADUS D 0.25%
CNMD C 0.25%
KMT B 0.25%
ROCK C 0.25%
EVTC B 0.25%
ROIC A 0.25%
UFPT B 0.25%
HAYW B 0.25%
CWEN C 0.25%
JBLU F 0.24%
LGND B 0.24%
B B 0.24%
OMCL C 0.24%
ENR B 0.24%
OFG B 0.23%
SHO C 0.23%
STC B 0.23%
ALG B 0.23%
VYX B 0.23%
PRG C 0.23%
OI C 0.23%
KSS F 0.23%
FBK B 0.22%
RAMP C 0.22%
FL F 0.22%
GBX A 0.22%
LZB B 0.21%
DRH B 0.21%
NBHC B 0.21%
FCF A 0.21%
CHCO B 0.21%
TNDM F 0.21%
ROG D 0.2%
APOG B 0.2%
LKFN B 0.2%
MLKN D 0.19%
WKC D 0.19%
BHE B 0.19%
EPC D 0.19%
AMPH D 0.19%
TRUP B 0.19%
WWW B 0.19%
VECO F 0.18%
VRTS B 0.18%
SCL C 0.18%
PZZA D 0.18%
NTCT C 0.18%
SJW D 0.18%
STBA B 0.18%
HOPE B 0.18%
DFIN D 0.18%
NWN A 0.18%
KN B 0.18%
CUBI C 0.18%
TNC D 0.18%
DVAX C 0.18%
NGVT B 0.18%
LTC B 0.18%
HMN B 0.18%
XHR B 0.17%
DNOW B 0.17%
PDCO D 0.17%
ANDE D 0.17%
AMWD C 0.17%
THS D 0.17%
UPBD B 0.17%
HLIT D 0.16%
XNCR B 0.16%
NX C 0.16%
HLX B 0.16%
ELME D 0.16%
MYGN F 0.16%
VRE B 0.16%
PEB D 0.16%
TILE B 0.16%
TALO C 0.16%
EIG B 0.15%
KW B 0.15%
UNIT B 0.15%
UNFI A 0.15%
WT B 0.15%
USPH B 0.15%
THRM D 0.15%
TGI B 0.15%
ALEX C 0.15%
STAA F 0.15%
LNN B 0.15%
SBH C 0.15%
DCOM A 0.14%
DEA D 0.14%
WOR F 0.14%
CRK B 0.14%
SAFT C 0.14%
BHLB B 0.14%
AAT B 0.14%
HRMY D 0.14%
KALU C 0.14%
ECPG B 0.13%
PFBC B 0.13%
NVEE F 0.13%
QNST B 0.13%
FDP B 0.13%
COHU C 0.13%
NAVI C 0.13%
MSEX B 0.13%
AORT B 0.12%
CENX B 0.12%
DAN D 0.12%
CAL D 0.12%
AMSF B 0.12%
FBRT C 0.12%
CBRL C 0.12%
CSR B 0.12%
PBI B 0.12%
PMT D 0.12%
LPG F 0.11%
SBSI B 0.11%
MMI B 0.11%
UTL B 0.11%
SXC A 0.11%
PARR D 0.11%
VVI C 0.11%
XRX F 0.11%
RCUS F 0.1%
HFWA B 0.1%
PRAA C 0.1%
JACK D 0.1%
ODP F 0.1%
VTOL B 0.1%
OMI F 0.1%
TMP B 0.1%
HSII B 0.1%
EGBN B 0.1%
CWEN C 0.1%
CLB B 0.1%
RWT D 0.1%
BDN C 0.1%
ASIX A 0.09%
JBSS D 0.09%
CPF A 0.09%
BJRI B 0.09%
HAYN C 0.09%
EMBC C 0.09%
WNC C 0.09%
MNRO D 0.09%
AVNS F 0.09%
EYE C 0.09%
VTLE C 0.09%
MATW C 0.08%
AXL C 0.08%
GPRE F 0.08%
MGPI F 0.08%
SMP B 0.08%
PCRX C 0.08%
SEDG F 0.08%
HAFC A 0.08%
FWRD D 0.08%
VIR D 0.08%
HAIN C 0.07%
AMBC C 0.07%
NBR C 0.07%
WSR A 0.07%
INN D 0.07%
TRST A 0.07%
THRY F 0.06%
GES F 0.06%
UFCS B 0.06%
NVRI F 0.06%
HPP F 0.06%
SHEN F 0.06%
MTUS C 0.06%
GDOT D 0.06%
KELYA F 0.05%
BGS F 0.05%
GOGO C 0.05%
PAHC C 0.05%
LESL C 0.05%
CNSL C 0.04%
CENT C 0.04%
FLGT F 0.04%
WRLD C 0.04%
CRSR C 0.03%
ESIX Underweight 131 Positions Relative to HAPS
Symbol Grade Weight
CBT C -2.02%
MOG.A B -1.91%
ACLX C -1.89%
RYTM C -1.76%
PTCT B -1.63%
LOPE B -1.58%
AGIO C -1.55%
AVT C -1.53%
NUVL D -1.39%
HLNE B -1.37%
KYMR D -1.32%
HRI B -1.32%
TNL A -1.3%
KBH D -1.26%
NSA D -1.26%
TEX D -1.24%
OGS A -1.24%
KOS F -1.2%
MC C -1.14%
TPG A -1.13%
SR A -1.11%
YETI C -1.02%
LBRT D -1.0%
POWL C -0.98%
CPA D -0.96%
SGRY F -0.95%
IVT B -0.94%
NSP D -0.9%
BROS B -0.9%
NTLA F -0.86%
AIN C -0.8%
LAUR A -0.77%
BHF B -0.75%
ALTR B -0.74%
DK C -0.72%
UPWK B -0.71%
HURN B -0.69%
STEP B -0.69%
GSAT C -0.66%
AUR C -0.62%
WAFD B -0.62%
APPF B -0.6%
TARS B -0.6%
WK B -0.57%
KURA F -0.56%
FRME B -0.56%
PI D -0.55%
CMPR D -0.54%
LGIH D -0.51%
UPST B -0.5%
TOWN B -0.49%
BKE B -0.49%
TROX D -0.49%
FLYW C -0.48%
EFSC B -0.47%
TRMK B -0.47%
FROG C -0.45%
WSBC A -0.44%
TDC D -0.44%
AESI B -0.44%
PRVA B -0.43%
ALRM C -0.43%
CRAI B -0.42%
NNI D -0.4%
IDT B -0.4%
SCS C -0.39%
MCY A -0.38%
LOB B -0.37%
CSTL D -0.35%
VERX B -0.35%
VBTX B -0.35%
KFRC D -0.35%
RPD C -0.34%
UAA C -0.33%
PAR B -0.31%
ZETA D -0.31%
RYI C -0.3%
DOLE D -0.29%
ENV B -0.28%
OPEN D -0.27%
EXPI C -0.27%
BRZE C -0.27%
DOCN D -0.26%
OCFC B -0.26%
BZH B -0.25%
CALX D -0.24%
INTA A -0.23%
SPT C -0.23%
CGEM F -0.23%
OBK B -0.22%
VERV F -0.21%
INFN C -0.2%
PSCF A -0.2%
FWRG C -0.19%
SAGE F -0.18%
BY B -0.17%
ASAN C -0.17%
LMB A -0.17%
ALKT B -0.16%
AMCX C -0.16%
MBIN D -0.15%
ATEN B -0.15%
AGS A -0.14%
FC F -0.14%
COUR F -0.13%
VSAT F -0.12%
UDMY F -0.12%
GDYN B -0.12%
YEXT A -0.12%
HSTM B -0.11%
ALTG C -0.1%
BASE C -0.1%
NABL F -0.1%
RGP F -0.1%
HVT D -0.1%
ZIP F -0.09%
MITK C -0.09%
CHGG D -0.09%
BIGC C -0.08%
NEWT B -0.08%
ENFN A -0.08%
HCAT D -0.07%
IRBT F -0.06%
EB C -0.06%
SAVE D -0.05%
SEMR B -0.04%
HMST D -0.04%
GPRO F -0.04%
DOMO C -0.04%
VRA F -0.03%
RMAX C -0.03%
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