ESG vs. SCLZ ETF Comparison

Comparison of FlexShares STOXX US ESG Impact Index Fund (ESG) to Swan Enhanced Dividend Income ETF (SCLZ)

ESG

FlexShares STOXX US ESG Impact Index Fund

ESG Description

The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX US ESG Impact Index.

Grade (RS Rating)

Last Trade

$140.22

Average Daily Volume

4,414

Number of Holdings ^*

259

* may have additional holdings in another (foreign) market

SCLZ

Swan Enhanced Dividend Income ETF

SCLZ Description

SCLZ aims to maximize income through a portfolio of US dividend-paying companies combined with a covered call writing strategy. This strategy provides a potential buffer against market volatility, although the reduction is limited to the amount of option premium received. Based on the large- and mid-cap stocks of the OShares Focused Quality Dividend Index, the fund selects 50 names based on a composite score for quality and growth characteristics. The composite score considers quality factors, dividend growth, dividend coverage, and dividend yield. Note some stocks with superior dividend payouts and higher capital appreciation potential may be excluded if option premium potential is too low. Quarterly, constituents are re-ranked based on historic dividend yield and potential capital appreciation, with holdings sold when they are no longer listed. Risk management involves establishing pre-defined exit points for each option to reduce downside exposure while maximizing income.

Grade (RS Rating)

Last Trade

$54.45

Average Daily Volume

1,700

Number of Holdings ^*

49

* may have additional holdings in another (foreign) market

Performance

Period	ESG	SCLZ
30 Days	3.59%	0.58%
60 Days	3.59%	1.63%
90 Days	6.22%	2.59%
12 Months	27.36%

37 Overlapping Holdings

	Symbol	Grade	Weight in ESG	Weight in SCLZ	Overlap
	AAPL	C	4.84%	4.96%	4.84%
	ABT	B	0.66%	1.75%	0.66%
	ACN	C	1.12%	1.71%	1.12%
	ADP	B	0.5%	1.53%	0.5%
	AON	A	0.27%	1.42%	0.27%
	AVGO	D	1.95%	3.47%	1.95%
	CAT	B	0.31%	1.76%	0.31%
	CSCO	B	0.96%	1.93%	0.96%
	CTAS	B	0.37%	1.37%	0.37%
	CTSH	B	0.1%	1.23%	0.1%
	DE	A	0.44%	1.48%	0.44%
	HD	A	0.99%	2.48%	0.99%
	HSY	F	0.1%	1.09%	0.1%
	INTU	C	0.48%	1.81%	0.48%
	ITW	B	0.13%	1.43%	0.13%
	JNJ	D	1.79%	2.25%	1.79%
	JPM	A	3.38%	3.37%	3.37%
	KO	D	1.2%	1.89%	1.2%
	LLY	F	2.2%	2.99%	2.2%
	MA	C	1.06%	2.49%	1.06%
	MCD	D	0.35%	1.75%	0.35%
	MDLZ	F	0.36%	1.28%	0.36%
	MMC	B	0.27%	1.43%	0.27%
	MRK	F	1.02%	1.83%	1.02%
	MSCI	C	0.12%	1.26%	0.12%
	MSFT	F	4.72%	4.84%	4.72%
	ORCL	B	0.74%	2.18%	0.74%
	OTIS	C	0.16%	1.27%	0.16%
	PG	A	1.94%	2.43%	1.94%
	QCOM	F	0.6%	1.68%	0.6%
	SBUX	A	0.19%	1.48%	0.19%
	TJX	A	0.67%	1.59%	0.67%
	TXN	C	0.62%	1.76%	0.62%
	UNH	C	0.91%	2.86%	0.91%
	V	A	2.11%	2.85%	2.11%
	YUM	B	0.12%	1.2%	0.12%
	ZTS	D	0.32%	1.32%	0.32%

ESG Overweight 222 Positions Relative to SCLZ

	Symbol	Grade	Weight
	AMZN	C	5.34%
	META	D	5.19%
	BRK.A	B	3.02%
	TSLA	B	2.83%
	XOM	B	2.63%
	WMT	A	1.82%
	CVX	A	1.36%
	BAC	A	1.03%
	COST	B	1.01%
	IBM	C	0.95%
	GS	A	0.92%
	DIS	B	0.81%
	ADBE	C	0.76%
	AMD	F	0.74%
	BLK	C	0.72%
	SPGI	C	0.65%
	C	A	0.64%
	UNP	C	0.58%
	SYK	C	0.56%
	BKNG	A	0.55%
	MU	D	0.54%
	CRM	B	0.53%
	INTC	D	0.53%
	LOW	D	0.51%
	AMAT	F	0.5%
	UBER	D	0.49%
	ICE	C	0.44%
	VRTX	F	0.4%
	ELV	F	0.39%
	USB	A	0.39%
	BMY	B	0.39%
	TT	A	0.38%
	AMT	D	0.37%
	NOW	A	0.36%
	PFE	D	0.36%
	MDT	D	0.36%
	APO	B	0.35%
	ADSK	A	0.33%
	WELL	A	0.32%
	PANW	C	0.32%
	GM	B	0.32%
	CL	D	0.31%
	SLB	C	0.31%
	CI	F	0.3%
	PYPL	B	0.29%
	TGT	F	0.29%
	VZ	C	0.28%
	GILD	C	0.28%
	CVS	D	0.28%
	MAR	B	0.28%
	CMG	B	0.27%
	CRWD	B	0.26%
	MS	A	0.26%
	MCK	B	0.26%
	CB	C	0.26%
	HLT	A	0.25%
	TRV	B	0.24%
	LRCX	F	0.24%
	AFL	B	0.23%
	FLUT	A	0.23%
	NXPI	D	0.23%
	BK	A	0.23%
	FDX	B	0.22%
	KMB	D	0.22%
	NKE	D	0.22%
	TFC	A	0.21%
	SNPS	B	0.21%
	BSX	B	0.21%
	DUK	C	0.21%
	KR	B	0.2%
	ROST	C	0.2%
	MET	A	0.2%
	CBRE	B	0.2%
	AEP	D	0.2%
	LULU	C	0.19%
	NEM	D	0.19%
	GIS	D	0.18%
	CEG	D	0.18%
	DFS	B	0.18%
	VICI	C	0.17%
	CMI	A	0.17%
	GWW	B	0.17%
	IT	C	0.17%
	ECL	D	0.17%
	HPQ	B	0.17%
	GEHC	F	0.17%
	AJG	B	0.16%
	SHW	A	0.15%
	KLAC	D	0.15%
	WTW	B	0.15%
	FCX	D	0.15%
	HIG	B	0.14%
	PEG	A	0.14%
	HUBS	A	0.14%
	SRE	A	0.14%
	MCO	B	0.13%
	EA	A	0.13%
	EW	C	0.13%
	AWK	D	0.13%
	EIX	B	0.13%
	IRM	D	0.13%
	CDNS	B	0.13%
	VRSK	A	0.13%
	ROK	B	0.13%
	NDAQ	A	0.13%
	WM	A	0.13%
	HPE	B	0.12%
	IQV	D	0.12%
	DD	D	0.12%
	EMR	A	0.12%
	TSCO	D	0.12%
	WY	D	0.11%
	WDC	D	0.11%
	VLO	C	0.11%
	BDX	F	0.11%
	DECK	A	0.11%
	CLX	B	0.1%
	XYL	D	0.1%
	OMC	C	0.1%
	FDS	B	0.1%
	EBAY	D	0.1%
	DOW	F	0.1%
	BKR	B	0.1%
	FTV	C	0.1%
	WAB	B	0.09%
	BR	A	0.09%
	PSA	D	0.09%
	BBY	D	0.09%
	LII	A	0.09%
	AZO	C	0.09%
	KHC	F	0.09%
	K	A	0.09%
	CAH	B	0.09%
	DOC	D	0.08%
	ETR	B	0.08%
	D	C	0.08%
	LNG	B	0.08%
	FITB	A	0.08%
	NU	C	0.08%
	CCEP	C	0.08%
	NTAP	C	0.08%
	PFG	D	0.08%
	WSM	B	0.08%
	AIG	B	0.08%
	ADM	D	0.08%
	CCL	B	0.08%
	ALL	A	0.08%
	RSG	A	0.07%
	VTR	C	0.07%
	ZBRA	B	0.07%
	EXPE	B	0.07%
	STZ	D	0.07%
	GEN	B	0.07%
	XPO	B	0.07%
	BALL	D	0.07%
	PNR	A	0.07%
	STT	A	0.07%
	NVT	B	0.06%
	HOLX	D	0.06%
	IPG	D	0.06%
	MKC	D	0.06%
	GLW	B	0.06%
	A	D	0.06%
	IDXX	F	0.06%
	ESS	B	0.06%
	RF	A	0.06%
	ACM	A	0.06%
	KDP	D	0.06%
	CTVA	C	0.06%
	HBAN	A	0.06%
	EL	F	0.06%
	XEL	A	0.06%
	KEY	B	0.05%
	DOV	A	0.05%
	BURL	A	0.05%
	SMCI	F	0.05%
	FANG	D	0.05%
	CMS	C	0.05%
	DOX	D	0.05%
	MRO	B	0.05%
	SUI	D	0.05%
	RPRX	D	0.05%
	ARE	D	0.05%
	LNT	A	0.05%
	ED	D	0.05%
	MRNA	F	0.04%
	APTV	D	0.04%
	DLTR	F	0.04%
	SWK	D	0.04%
	DPZ	C	0.04%
	WST	C	0.04%
	IEX	B	0.04%
	BAX	D	0.04%
	NI	A	0.04%
	LVS	C	0.04%
	ZBH	C	0.04%
	AES	F	0.04%
	SNAP	C	0.04%
	PPL	B	0.04%
	NDSN	B	0.04%
	NRG	B	0.04%
	OC	A	0.03%
	CAG	D	0.03%
	LECO	B	0.03%
	BG	F	0.03%
	STX	D	0.03%
	TSN	B	0.03%
	EXPD	D	0.03%
	MAS	D	0.03%
	AKAM	D	0.03%
	JBL	B	0.03%
	OKTA	C	0.02%
	HST	C	0.02%
	SJM	D	0.02%
	DKS	C	0.02%
	LKQ	D	0.02%
	FFIV	B	0.02%
	TFX	F	0.02%
	RNR	C	0.02%
	AVTR	F	0.02%
	PSTG	D	0.02%
	DG	F	0.02%

ESG Underweight 12 Positions Relative to SCLZ

	Symbol	Grade	Weight
	GOOGL	C	-5.41%
	PM	B	-1.8%
	PEP	F	-1.68%
	HON	B	-1.65%
	MO	A	-1.49%
	APH	A	-1.47%
	LMT	D	-1.44%
	PCAR	B	-1.42%
	SNA	A	-1.38%
	GD	F	-1.32%
	PAYX	C	-1.27%
	CBOE	B	-1.16%

ESG: Top Represented Industries & Keywords

Industries: Software - Application Diversified Industrials Utilities - Regulated Electric Specialty Retail Banks - Regional - US Capital Markets Discount Stores Drug Manufacturers - Major Medical Devices Packaged Foods Semiconductors Software - Infrastructure Business Services Household & Personal Products Medical Instruments & Supplies Restaurants Utilities - Diversified Asset Management Credit Services Data Storage

Keywords: S&P 500 Nasdaq 100 Dow Jones Component Computing Insurance Natural Gas Electricity Electronics Bank Banking Medicine Semiconductor Work From Home Integrated Circuits Investment Bank Mining Pharmaceutical Products Retailing Insurance Products Plastic

SCLZ: Top Represented Industries & Keywords

Industries: Business Services Drug Manufacturers - Major Restaurants Semiconductors Aerospace & Defense Beverages - Soft Drinks Confectioners Credit Services Diversified Industrials Farm & Construction Equipment Information Technology Services Insurance Brokers Software - Infrastructure Tobacco Apparel Stores Banks - Global Capital Markets Communication Equipment Consumer Electronics Drug Manufacturers - Specialty & Generic

Keywords: S&P 500 Nasdaq 100 Dow Jones Component Computing Pharmaceutical Products Risk Management Work From Home Business Process Outsourcing CRM Electronics Operating System Smartphones Animal Health Beverage Products Business Process Outsourcing Services Cloud Computing Customer Relationship Management Diabetes Diagnostic Products Drink