AUSF vs. PWV ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to PowerShares Dynamic LargeCap Value (PWV)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

PWV

PowerShares Dynamic LargeCap Value

PWV Description

The PowerShares Dynamic Large Cap Value Portfolio (Fund) is based on the Dynamic Large Cap Value IntellidexSM Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to provide capital appreciation while maintaining consistent stylistically accurate exposure. The Style Intellidexes apply a rigorous 10 factor style isolation process to objectively segregate companies into their appropriate investment style and size universe. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$61.51

Average Daily Volume

32,152

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	PWV
30 Days	4.22%	4.38%
60 Days	5.67%	5.52%
90 Days	7.18%	6.26%
12 Months	33.52%	31.14%

22 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in PWV	Overlap
ABBV	D	0.14%	2.77%	0.14%
AFL	B	0.1%	1.39%	0.1%
AMGN	D	0.07%	2.9%	0.07%
BRK.A	B	1.5%	3.25%	1.5%
CB	C	0.08%	1.42%	0.08%
CI	F	0.08%	1.25%	0.08%
CNC	D	0.5%	1.03%	0.5%
CVX	A	0.09%	3.52%	0.09%
GM	B	0.52%	1.61%	0.52%
IBM	C	1.37%	3.37%	1.37%
JNJ	D	1.34%	2.98%	1.34%
KMB	D	0.07%	1.26%	0.07%
KMI	A	0.66%	1.72%	0.66%
KO	D	1.03%	2.8%	1.03%
KR	B	0.12%	1.54%	0.12%
LMT	D	1.4%	1.32%	1.32%
OKE	A	0.58%	1.68%	0.58%
PG	A	0.83%	3.16%	0.83%
RTX	C	1.4%	1.37%	1.37%
T	A	1.9%	1.56%	1.56%
VZ	C	1.83%	3.16%	1.83%
XOM	B	0.08%	3.28%	0.08%

AUSF Overweight 168 Positions Relative to PWV

Symbol	Grade	Weight
TMUS	B	1.59%
RSG	A	1.56%
WMT	A	1.56%
BSX	B	1.54%
COR	B	1.51%
V	A	1.51%
EA	A	1.43%
ADP	B	1.43%
MMC	B	1.42%
CSCO	B	1.41%
ICE	C	1.41%
CME	A	1.39%
WM	A	1.38%
JNPR	F	1.36%
LIN	D	1.35%
GD	F	1.33%
EDR	A	1.32%
ACI	C	1.29%
DOX	D	1.25%
MRK	F	1.0%
CBOE	B	0.94%
BR	A	0.84%
DTM	B	0.7%
MCD	D	0.7%
PEP	F	0.66%
MO	A	0.65%
UNM	A	0.65%
TPR	B	0.63%
MARA	C	0.62%
IP	B	0.59%
SYF	B	0.58%
FHN	A	0.57%
WBS	A	0.57%
UMBF	B	0.56%
ZION	B	0.56%
FNB	A	0.56%
VTRS	A	0.56%
CMA	A	0.55%
WHR	B	0.55%
ONB	B	0.55%
ABG	B	0.55%
RF	A	0.55%
AL	B	0.55%
CFG	B	0.55%
PB	A	0.55%
COLB	A	0.55%
UBSI	B	0.55%
HBAN	A	0.55%
LAD	A	0.55%
LBRDK	C	0.54%
OZK	B	0.54%
INTC	D	0.54%
HPE	B	0.54%
CADE	B	0.54%
PVH	C	0.53%
TAP	C	0.53%
BEN	C	0.53%
C	A	0.53%
ALLY	C	0.52%
LNC	B	0.52%
HPQ	B	0.52%
PCAR	B	0.52%
AM	A	0.52%
NOV	C	0.52%
BCC	B	0.51%
CIVI	D	0.51%
SLG	B	0.51%
CNH	C	0.51%
CMCSA	B	0.51%
CHRD	D	0.5%
CHE	D	0.5%
JXN	C	0.5%
DINO	D	0.49%
NXST	C	0.49%
BG	F	0.49%
AGNC	D	0.49%
STWD	C	0.49%
QGEN	D	0.49%
CVS	D	0.49%
HST	C	0.49%
MOS	F	0.48%
SNX	C	0.48%
X	C	0.48%
CRBG	B	0.48%
BWA	D	0.48%
UGI	A	0.48%
VICI	C	0.48%
RDN	C	0.48%
AVT	C	0.48%
KRC	C	0.47%
EMN	D	0.47%
SON	D	0.47%
HOG	D	0.47%
SOLV	C	0.47%
ADM	D	0.47%
TDG	D	0.47%
M	D	0.47%
RPRX	D	0.47%
GAP	C	0.47%
RNR	C	0.47%
WU	D	0.46%
BBY	D	0.46%
LYB	F	0.46%
MDT	D	0.45%
CAG	D	0.45%
FMC	D	0.45%
LEA	D	0.44%
PFE	D	0.43%
KHC	F	0.43%
SWKS	F	0.43%
ARW	D	0.43%
WBA	F	0.43%
DOW	F	0.42%
HII	D	0.42%
OGN	D	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.18%
PGR	A	0.18%
TW	A	0.14%
GRMN	B	0.13%
TRV	B	0.12%
COST	B	0.12%
SO	D	0.12%
CHD	B	0.12%
VRSK	A	0.1%
DUK	C	0.1%
ORI	A	0.1%
SNA	A	0.1%
AAPL	C	0.1%
GDDY	A	0.1%
WMB	A	0.1%
LDOS	C	0.1%
ATR	B	0.09%
PNW	B	0.09%
MCK	B	0.09%
AME	A	0.09%
MSI	B	0.09%
PKG	A	0.09%
WRB	A	0.09%
INGR	B	0.08%
TJX	A	0.08%
CAH	B	0.08%
UNH	C	0.08%
FI	A	0.08%
HOLX	D	0.08%
BDX	F	0.08%
HIG	B	0.08%
MA	C	0.08%
NOC	D	0.08%
ED	D	0.08%
VRSN	F	0.08%
MDLZ	F	0.07%
FE	C	0.07%
VRTX	F	0.07%
CTLT	B	0.07%
K	A	0.07%
ECL	D	0.07%
HON	B	0.07%
AJG	B	0.07%
ATO	A	0.07%
DGX	A	0.07%
ROP	B	0.07%
CL	D	0.07%
WELL	A	0.07%
L	A	0.07%
AKAM	D	0.06%
REGN	F	0.05%

AUSF Underweight 27 Positions Relative to PWV

Symbol	Grade	Weight
WFC	A	-4.15%
BAC	A	-3.7%
JPM	A	-3.52%
ABT	B	-3.26%
TXN	C	-3.13%
MS	A	-1.78%
COF	B	-1.77%
DELL	C	-1.65%
JCI	C	-1.64%
CMI	A	-1.63%
PNC	B	-1.6%
BK	A	-1.59%
URI	B	-1.58%
LNG	B	-1.57%
CAT	B	-1.52%
MET	A	-1.51%
LHX	C	-1.48%
ET	A	-1.48%
PRU	A	-1.47%
EOG	A	-1.45%
AIG	B	-1.39%
VLO	C	-1.36%
PSX	C	-1.32%
MPC	D	-1.27%
LEN	D	-1.27%
DHI	D	-1.19%
ELV	F	-1.02%