APUE vs. FXR ETF Comparison

Comparison of Trust for Professional Managers ActivePassive U.S. Equity ETF (APUE) to First Trust Industrials AlphaDEX (FXR)

APUE

Trust for Professional Managers ActivePassive U.S. Equity ETF

APUE Description

The fund is an actively-managed exchange-traded fund ("ETF") that blends active and passive investment strategies to optimize costs, tracking and potential return over the fund"s benchmark index, the CRSP U.S. Total Market Index. Under normal market conditions, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of U.S. companies included in the benchmark index.

Grade (RS Rating)

Last Trade

$36.75

Average Daily Volume

85,016

Number of Holdings ^*

292

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

Performance

Period	APUE	FXR
30 Days	3.74%	7.85%
60 Days	4.87%	9.12%
90 Days	6.08%	12.26%
12 Months	33.10%	40.52%

44 Overlapping Holdings

Symbol	Grade	Weight in APUE	Weight in FXR	Overlap
ADP	B	0.17%	0.25%	0.17%
AWI	A	0.38%	0.82%	0.38%
AXP	A	0.39%	1.24%	0.39%
AXTA	A	0.28%	0.25%	0.25%
BALL	D	0.13%	0.21%	0.13%
CARR	D	0.15%	0.42%	0.15%
CAT	B	0.29%	0.69%	0.29%
CMI	A	0.11%	0.51%	0.11%
COF	B	0.31%	0.86%	0.31%
CTAS	B	0.31%	0.95%	0.31%
DE	A	0.15%	0.66%	0.15%
DOV	A	0.14%	0.74%	0.14%
EFX	F	0.09%	0.63%	0.09%
EMR	A	0.13%	0.27%	0.13%
FDX	B	0.18%	0.96%	0.18%
FI	A	0.32%	1.06%	0.32%
GD	F	0.07%	0.44%	0.07%
GE	D	0.48%	0.85%	0.48%
GPN	B	0.05%	1.33%	0.05%
GWW	B	0.28%	0.51%	0.28%
HON	B	0.29%	0.25%	0.25%
HWM	A	0.15%	1.32%	0.15%
J	F	0.05%	0.48%	0.05%
JKHY	D	0.23%	0.22%	0.22%
LMT	D	0.15%	1.08%	0.15%
MAS	D	0.25%	0.21%	0.21%
PCAR	B	0.33%	1.36%	0.33%
PH	A	0.33%	0.25%	0.25%
PKG	A	0.07%	0.77%	0.07%
PWR	A	0.11%	1.27%	0.11%
PYPL	B	0.15%	0.5%	0.15%
SHW	A	0.28%	0.71%	0.28%
SNA	A	0.26%	1.44%	0.26%
SQ	B	0.06%	0.56%	0.06%
SYF	B	0.11%	1.52%	0.11%
TT	A	0.17%	1.23%	0.17%
TTC	D	0.2%	0.43%	0.2%
TXT	D	0.16%	0.88%	0.16%
UNP	C	0.39%	0.22%	0.22%
UPS	C	0.1%	0.44%	0.1%
URI	B	0.27%	1.23%	0.27%
VLTO	D	0.03%	0.65%	0.03%
WAB	B	0.18%	0.24%	0.18%
ZBRA	B	0.27%	0.75%	0.27%

APUE Overweight 248 Positions Relative to FXR

Symbol	Grade	Weight
NVDA	C	5.86%
AAPL	C	5.59%
MSFT	F	5.36%
DFAS	A	4.94%
AMZN	C	3.52%
META	D	2.32%
GOOGL	C	2.0%
BRK.A	B	1.8%
TSLA	B	1.7%
GOOG	C	1.65%
AVGO	D	1.52%
JPM	A	1.47%
LLY	F	1.26%
UNH	C	1.07%
XOM	B	0.98%
PG	A	0.95%
JNJ	D	0.89%
WMT	A	0.88%
COST	B	0.8%
NFLX	A	0.66%
CRM	B	0.64%
V	A	0.64%
ABBV	D	0.62%
WFC	A	0.6%
MA	C	0.6%
HD	A	0.59%
ACN	C	0.57%
QCOM	F	0.52%
INTU	C	0.51%
BAC	A	0.49%
AMD	F	0.48%
ADBE	C	0.47%
NOW	A	0.46%
MO	A	0.45%
SPG	B	0.45%
APH	A	0.44%
AMAT	F	0.43%
ISRG	A	0.42%
AER	B	0.42%
AFL	B	0.41%
ORCL	B	0.41%
IBM	C	0.41%
T	A	0.41%
KO	D	0.41%
DHR	F	0.4%
TMUS	B	0.4%
DUK	C	0.39%
ETN	A	0.39%
CSCO	B	0.38%
C	A	0.38%
DIS	B	0.38%
CHDN	B	0.38%
SYK	C	0.37%
VZ	C	0.36%
LOW	D	0.36%
WTM	A	0.36%
MUSA	A	0.36%
BK	A	0.36%
MRK	F	0.35%
MDT	D	0.34%
HCA	F	0.33%
GS	A	0.33%
PEP	F	0.33%
LIN	D	0.33%
ENTG	D	0.32%
DECK	A	0.31%
TJX	A	0.31%
TXN	C	0.31%
UBER	D	0.3%
CVX	A	0.3%
ETR	B	0.3%
ADI	D	0.3%
TMO	F	0.3%
LANC	C	0.29%
EQR	B	0.29%
PHM	D	0.29%
WAT	B	0.28%
MDLZ	F	0.28%
BR	A	0.28%
BSX	B	0.27%
CMCSA	B	0.27%
PGR	A	0.26%
POST	C	0.26%
SPGI	C	0.26%
PFE	D	0.26%
LW	C	0.26%
BX	A	0.25%
THG	A	0.25%
ANET	C	0.25%
ABT	B	0.25%
COP	C	0.24%
NEU	C	0.24%
PM	B	0.24%
VICI	C	0.24%
L	A	0.24%
GM	B	0.23%
DHI	D	0.23%
MCD	D	0.23%
VRTX	F	0.23%
CACC	D	0.23%
QLYS	C	0.23%
MS	A	0.23%
KKR	A	0.22%
RTX	C	0.22%
SO	D	0.22%
LRCX	F	0.21%
CWST	A	0.21%
AEP	D	0.21%
AMT	D	0.21%
DASH	A	0.2%
NEE	D	0.2%
KLAC	D	0.2%
LEN	D	0.2%
AMGN	D	0.2%
REGN	F	0.2%
TGT	F	0.2%
FR	C	0.18%
NI	A	0.18%
MU	D	0.18%
PPL	B	0.18%
BMY	B	0.18%
CBOE	B	0.17%
ROP	B	0.17%
GILD	C	0.17%
PLD	D	0.17%
PANW	C	0.17%
IRM	D	0.16%
TREX	C	0.16%
FCX	D	0.16%
ESS	B	0.15%
ED	D	0.15%
ICE	C	0.15%
CCL	B	0.15%
COIN	C	0.15%
GRMN	B	0.15%
EVRG	A	0.15%
GDDY	A	0.15%
IP	B	0.15%
LEN	D	0.15%
BRKR	D	0.14%
WY	D	0.14%
PEG	A	0.14%
AIG	B	0.14%
MTN	C	0.14%
UNF	B	0.14%
GEV	B	0.14%
REYN	D	0.14%
WELL	A	0.13%
KMB	D	0.13%
ZBH	C	0.13%
MPC	D	0.13%
CRWD	B	0.13%
FNF	B	0.13%
FOX	A	0.13%
HIG	B	0.12%
PCG	A	0.12%
ECL	D	0.12%
CMG	B	0.12%
DGX	A	0.12%
FOXA	B	0.12%
HOLX	D	0.12%
CEG	D	0.11%
ABNB	C	0.11%
MCK	B	0.11%
SWKS	F	0.11%
CPRT	A	0.11%
STLD	B	0.11%
KR	B	0.1%
CAH	B	0.1%
AEE	A	0.1%
PLTR	B	0.1%
SNPS	B	0.1%
DD	D	0.1%
EOG	A	0.1%
CNNE	B	0.09%
A	D	0.09%
STT	A	0.09%
ESI	A	0.09%
CABO	C	0.09%
CL	D	0.09%
DLR	B	0.08%
CTSH	B	0.08%
ARE	D	0.08%
KHC	F	0.08%
ALL	A	0.08%
CCI	D	0.08%
DRI	B	0.08%
COR	B	0.08%
AON	A	0.08%
ROK	B	0.08%
AVB	B	0.08%
APD	A	0.08%
ZTS	D	0.08%
KVUE	A	0.07%
LNG	B	0.07%
CRBG	B	0.07%
MKL	A	0.07%
NEM	D	0.07%
MPWR	F	0.07%
BEN	C	0.07%
CBRE	B	0.07%
RCL	A	0.07%
EXR	D	0.07%
DVN	F	0.06%
CB	C	0.06%
CTVA	C	0.06%
ROST	C	0.06%
NDAQ	A	0.06%
BA	F	0.06%
APO	B	0.06%
VLO	C	0.06%
CSGP	D	0.06%
RBLX	C	0.06%
TW	A	0.06%
ACGL	D	0.06%
DAL	C	0.05%
CVS	D	0.05%
NTAP	C	0.05%
RSG	A	0.05%
IBKR	A	0.05%
CVNA	B	0.05%
DELL	C	0.05%
EW	C	0.05%
PSX	C	0.05%
GEN	B	0.05%
SLB	C	0.05%
IR	B	0.05%
CI	F	0.05%
NWS	B	0.05%
PFG	D	0.04%
EG	C	0.04%
FSLR	F	0.04%
NUE	C	0.04%
ELV	F	0.04%
HUBB	B	0.04%
MNST	C	0.04%
RKT	F	0.03%
ADM	D	0.03%
UAL	A	0.03%
CNC	D	0.03%
CTRA	B	0.03%
SMCI	F	0.02%
DLTR	F	0.02%
WPC	D	0.02%
MSTR	C	0.02%
GIS	D	0.01%
DTE	C	0.01%
HST	C	0.0%

APUE Underweight 93 Positions Relative to FXR

Symbol	Grade	Weight
AXON	A	-1.77%
WCC	B	-1.45%
AAON	B	-1.44%
FICO	B	-1.4%
MDU	D	-1.38%
G	B	-1.35%
EME	C	-1.35%
FIX	A	-1.32%
OSK	B	-1.3%
FOUR	B	-1.3%
OC	A	-1.29%
AL	B	-1.27%
HEI	B	-1.24%
LPX	B	-1.22%
CNH	C	-1.12%
ALSN	B	-1.1%
SON	D	-1.08%
GTES	A	-1.07%
GNRC	B	-1.06%
VNT	B	-1.04%
R	B	-1.03%
TTEK	F	-1.02%
MLM	B	-0.99%
SNDR	B	-0.97%
EXP	A	-0.96%
ADTN	A	-0.93%
MSM	C	-0.9%
CSL	C	-0.9%
CXT	B	-0.89%
BERY	B	-0.88%
GPK	C	-0.87%
BC	C	-0.87%
MMM	D	-0.87%
VSTS	C	-0.86%
TRU	D	-0.86%
BAH	F	-0.86%
TDG	D	-0.85%
AGCO	D	-0.85%
AYI	B	-0.84%
BLDR	D	-0.84%
BWXT	B	-0.83%
TDY	B	-0.76%
JBHT	C	-0.75%
NVT	B	-0.74%
KEX	C	-0.74%
KNX	B	-0.73%
DCI	B	-0.73%
LII	A	-0.72%
SLGN	A	-0.72%
EEFT	B	-0.72%
CSX	B	-0.72%
MIDD	C	-0.68%
HII	D	-0.67%
SSD	D	-0.67%
SPR	D	-0.65%
BLD	D	-0.63%
WU	D	-0.62%
SAIA	B	-0.56%
ESAB	B	-0.54%
GXO	B	-0.52%
RHI	B	-0.5%
LECO	B	-0.49%
PNR	A	-0.49%
ATR	B	-0.49%
IEX	B	-0.48%
AZEK	A	-0.45%
SEE	C	-0.44%
CNM	D	-0.43%
FTV	C	-0.43%
PPG	F	-0.42%
AMCR	D	-0.41%
FCN	D	-0.39%
ATI	D	-0.38%
AOS	F	-0.37%
DOW	F	-0.37%
WMS	D	-0.37%
FLS	B	-0.26%
CW	B	-0.25%
RPM	A	-0.25%
AME	A	-0.25%
VMC	B	-0.25%
LHX	C	-0.24%
WWD	B	-0.23%
ITT	A	-0.23%
GGG	B	-0.23%
KEYS	A	-0.22%
ALLE	D	-0.22%
MSA	D	-0.22%
NDSN	B	-0.22%
LSTR	D	-0.22%
EXPD	D	-0.21%
LFUS	F	-0.21%
FBIN	D	-0.19%